Box 1–2 The Thalamus, Basal Forebrain, and Generation
of EEG Waves
The origin of the sinusoidal appearance of the waveforms in the EEG remained a
mystery until the 1980s. Although it was understood that the EEG voltages are
due to the summated excitatory postsynaptic potentials in dendrites of cortical
neurons, the reason for the synchronous waves of dendritic potentials remained
elusive. The waves of postsynaptic potentials in the cerebral cortex are now un-
derstood to be due to the intrinsic burst firing of neurons in the thalamus, basal
forebrain, and the cortex itself, which produce waves of postsynaptic potentials in
cortical neurons.
When the membrane potential of burst neurons is close to their firing threshold,
they fire single action potentials that transmit sensory and other information. How-
ever, when burst neurons have been hyperpolarized to membrane potentials far
below their usual threshold for firing sodium action potentials, a low-threshold
calcium channel is deinactivated. When the low-threshold calcium channel is trig-
gered, calcium entry brings the membrane potential to a plateau that is above the
threshold for firing sodium action potentials. As a result, a series of sodium spikes are
fired, until sufficient calcium has entered the cell to activate a calcium-activated
potassium current. This potassium current then brings the cell back to a hyperpo-
larized state, terminating the burst of action potentials. The more deeply the resting
A
B
Waking
Slow-wave sleep
Bursts
Bursts
Ca
2+
Na
+
100 ms
50 mV
Single spikes
Single spikes
Thalamic
firing
intracellular
Thalamic
firing
extracellular
EEG
0.5 s
Figure B1–2. Thalamic relay neurons have transmission and burst modes of firing. (A) During
transmission mode, which operates mainly during wakefulness, individual neurons in the thalamus fire
single spikes in patterns that reflect their incoming afferent inputs. This correlates with a desynchro-
nized electroencephalogram. (B) During burst mode, the thalamic neurons are hyperpolarized by
gamma-aminobutyric acid (GABA)-ergic afferents, deinactivating a low-threshold calcium current with
a long plateau. This brings the cell above the threshold for firing sodium action potentials, which are
fired in a burst, until this is terminated by a calcium-activated potassium current that hyperpolarizes and
silences the cell. These bursts tend to fire rhythmically, in correspondence with high-voltage slow waves
in the EEG, which reflect large volleys of synchronized excitatory inputs reaching cortical dendrites.
(From Saper, C. Brain stem modulation of sensation, movement, and consciousness. Chapter 45 in:
Kandel, ER, Schwartz, JH, Jessel, TM. Principles of Neural Science. 4th ed. McGraw-Hill, New York,
2000, pp. 871–909. By permission of McGraw-Hill.)
(continued)
13
a wakeful state.
32
Thus, the lower brainstem
was thought to play a synchronizing, or sleep-
promoting, role.
33
Transections from the ros-
tral pons forward produced EEG slowing and
behavioral unresponsiveness. Periods of fore-
brain arousal returned after several days if the
animals were kept alive. However, it is clear
that the slab of tissue from the rostral pons
through the caudal midbrain (the mesopon-
tine tegmentum) contains neural structures
that are critically important to forebrain
arousal, at least in the acute setting.
At the time, little was known about the ori-
gins of ascending projections from the meso-
pontine tegmentum to the forebrain, and the
arousal effect was attributed to neurons in the
reticular formation. However, more recent stud-
ies have shown that projections from the meso-
pontine tegmentum to the forebrain arise from
several well-defined populations of neurons.
The major source of mesopontine afferents that
span the entire thalamus is a collection of cho-
linergic neurons that form two large clusters,
the pedunculopontine and laterodorsal tegmen-
tal nuclei.
34
These neurons project through the
paramedian midbrain reticular formation to
the relay nuclei of the thalamus (which innervate
specific cortical regions), as well as the midline
and intralaminar nuclei (which innervate the
entire cortex more diffusely), and the reticu-
lar nucleus. As noted in Box 1–2, the reticular
nucleus plays a critical role in regulating thala-
mocortical transmission by profoundly hyper-
polarizing thalamic relay neurons via GABA
B
receptors.
35
Cholinergic inputs in turn hyper-
polarize the reticular nucleus. Other neurons in
the cholinergic pedunculopontine and later-
odorsal tegmental nuclei send axons into the
lateral hypothalamus, where they may contact
populations of neurons with diffuse cortical pro-
jections (see below). Neurons in the pedun-
culopontine and laterodorsal tegmental nuclei
fire fastest during REM sleep (see Box 1–3) and
wakefulness,
36
two conditions that are charac-
terized by a low-voltage, fast (desynchronized)
EEG. They slow down during non-REM
(NREM) sleep, when the EEG is dominated by
high-voltage slow waves (Figure B1–3A).
membrane potential of the cells is hyperpolarized, the less frequent but longer
the bursts become.
The bursting behavior of neurons in the thalamic relay nuclei, which are a major
source of cortical inputs, is often thought to be a major source of cortical EEG.
The synchrony is credited to the thalamic reticular nucleus, which is a thin sheet
of GABAergic neurons that covers the thalamus like a shroud. Thalamic axons on
their way to the cerebral cortex, and cortical projections to the thalamus, give
off collaterals to the reticular nucleus as they pass through it. Neurons in the re-
ticular nucleus provide GABAergic inputs to the thalamic relay nuclei, which hy-
perpolarizes them and sets them into bursting mode.
However, there is evidence that the synchrony of EEG rhythms across the ce-
rebral cortex is due in large part to corticocortical connections, and that even
isolated slabs of cortex can set up rhythmic slow-wave potentials.
26
Recent evidence
suggests that the basal forebrain may play a critical role in entraining cortical rhyth-
mic activity. Basal forebrain neurons also fire in bursts that are time-locked to
cortical rhythms. In addition, cell-specific lesions of the basal forebrain can elimi-
nate fast cortical rhythms, including those associated with wakefulness and rapid
eye movement (REM) sleep, whereas large cell-specific thalamic lesions have sur-
prisingly little effect on the cortical EEG.
27
Thus, the waveforms of the cortical EEG appear to be due to complex interac-
tions among the burst neurons in the thalamus, cortex, and basal forebrain, all of
which receive substantial inputs from the ascending arousal system.
Box 1–2 The Thalamus, Basal Forebrain, and Generation
of EEG Waves (cont.)
14
Plum and Posner’s Diagnosis of Stupor and Coma