Lecture 1 Phonetics as a Linguistic Science Plan

/naItreIt/ - night-rate (/t/ and /r/ in open juncture of relationship, little devoicing of /r/);

nightrate (/t/ and /r/ close juncture, devoiced /r/).

The given examples illustrate the phonological status of junctures in modern English. In defining junctures it is necessary to take into consideration the stages of transition between the sound sequences and establish the combinatory changes taken place in the syllabic boundary at the junction of words and morphemes.

Lecture 10

Theories of Syllable Formation and Syllable Division

Plan:

1. The Definition of a Syllable

2. Theories of Syllable Formation and Syllable Division

3. Syllable Formation and Syllable Division in English

1. The Definition of a Syllable
In the speech continuum sounds are not pronounced separately “by themselves”. The final and the initial phases of the articulation of two neighbouring sounds interpenetrate. So it is practically impossible to draw articulatory and, consequently, acoustic boundaries between them. Sounds are the smallest phonetic units resulting from the linguistic analysis as representatives of phonemes, though they are not articulatory ones.

The minimal pronunciation (articulatory) unit is the syllable which may consist of sound or a group of sounds. The notion of the syllable is one of the fundamental notions of phonetics.

The problem of the syllable in modern phonetics is the problem of syllable formation, syllable division and the phonological status of the syllable. Phoneticians are not always in agreement in their definition of the syllable. This is due to the fact that the syllable may be defined in different ways – functionally, physiologically, acoustically.

According to the oldest conception, expressed by the ancient Greek scholars, the syllable consists of a vowel, surrounded by consonants. The function of the vowel in the syllable is to serve as its nucleus, or peak. The function of the consonants is to be the margins of the syllable. Hence the name consonant, which means “sounding with something” (con + sonorant), incapable of sounding alone. This definition of the syllables is inapplicable to all languages. There are languages where a syllable may consist of consonants only. For instance, in Czeck – “krk” (neck), in English – the second syllable of words like “garden” /gɑ:-dn/, “needn`t” /`ni:-dnt/, “fasten” /fɑ:-sn/, lighten” /laI-tn/.

2. Theories of Syllable Formation and Syllable Division

One of the physiological theories is the expiratory, or chest pulse, theory. It defines the syllable as a sound or a group of sounds that are pronounced in one chest pulse, accompanied by increases in air pressure. There are as many syllables in a word as there are chest pulses (expirations) made during the utterance of the word. Each vowel sound is pronounced with increased expiration. Consequently, vowels are always syllabic. Boundaries between syllables are in the places where there occur changes in the air pressure. The American phonetician R.H. Stetson, who tried to prove the validity of the expiratory theory, measured the action of the respiratory muscles and pointed out the existence of a relationship between syllables and the stimulation of the respiratory muscles. But later scholars doubted Stetson’s results. A.C. Gimson notes that it is doubtful whether a double chest pulse will be evident in the pronunciation of juxtaposed vowels as, for instance, in “seeing” /si:-Iŋ/, though such words consist of two syllables. It is impossible to explain all cases of syllable formation on the basis of the expiratory theory, and therefore, to determine boundaries between syllables.

To study the physiological mechanism of syllable formation a further investigation was carried out. It was done in Edinburgh by P. Ladefoged, M. Draper and D. Whitteridge. The results of the electromyographic experiments show that the mechanism of syllable formation and syllable division is very complicated and involves the work of a greater number of muscles than were described by Stetson.

Another theory of the syllable is the relative sonority theory, or the prominence theory, created by the Danish phonetician Otto Jespersen. This theory is based mainly on auditory judgments on the prominence of speech sounds, e.g. their sonority, or audibility.

Pronounced with uniform force, length and pitch, speech sounds differ in prominence (sonority). The most sonorous are vowels, less sonorous are sonants and the least sonorous are noise consonants. Otto Jespersen classifies sounds according to the degree of sonority in the following way (beginning with the most sonorous):

1. Open vowels /æ, ɔ, ɑ:, ɔ:/

2. Mid-open vowels /e, ɜ:, ə, /

3. Close vowels /i:, I, u:, u/

4. Sonants /r, l, m, n, ŋ, w, j /

5. Voiced fricatives /v, ð , z, ʒ/

6. Voiced stops /b, d, g/

7. Voiceless fricatives /f, , s, /

8. Voiceless stops /p, t, k/

In a syllable sounds are grouped around the most sonorous ones which are syllable-vowels (and sometimes sonants). They form the peaks of sonority in a syllable. One peak of sonority (prominence) is separated from another peak by sounds of lower sonority. So, the syllable is an arc of sonority. The number of syllables is determined by the number of peaks of prominence. Thus in the word /melt/ “melt” there is one peak of sonority /e/ and the word is monosyllabic. In the word /metl/ “metal” there are two peaks of sonority /e/ and /l/ separated by the least sonorous /t/, and, consequently, there are two syllables. Here are some examples to illustrate the sonority theory: play /pleI/, tidy /taIdI/, frighten /fraItn/, wound /wund/, wooden /wudn/.

But there are syllables in English and in Russian that are in contradiction with Jespersen’s theory.

e.g. star /stɑ:/, skate /skeIt/, next /nekst/.

In these words the sound /s/ is more sonorous than /t/ and /k/ and forms the second peak of sonority. Yet, the words are monosyllabic.

It is evident that the relative sonority theory does not explain the mechanism of syllable formation. It is based only on our perception of a syllable as varying sonority. Neither is it helpful in determining the position of the syllabic boundary when there are consonant clusters between syllabic peaks, as in extra /ekstrə/, admit /ədmIt/, and when utterance have identical phoneme sequences, as in “an iceman” /ən aIsmæn/ and “a nice man” /ə naIs mæn/, “an aim” /ən eIm/ and “a name” /ə neIm/, “some addresses”/sm ə`dresIz/ and “summer dresses” /smə dresIz/.

Nevertheless, the relative sonority theory has been accepted by a number of phoneticians, the British phonetician Daniel Jones among them.

The syllable theory of the Russian phonetician Avanesov has much in common with Jespersen’s theory.

The Swiss linguist Ferdinan de Saussure formulated a definition of the syllable on the basis of articulation. Syllable formation is conditioned by the degree of opening of the sounds. If we examine Jespersen’s table of sonority we find that the degree of opening coincides with the degree of sonority.

So, independently of Jespersen, Saussure pointed out that the nucleus of the syllable is the most open sound.

This theory cannot be applied to all cases either.

Of all physiological theories of the syllable, the most wide-spread among Russian linguists is the muscular tension (or the articulatory effort) theory which is known as Scherba’s theory.

According to the muscular tension theory a syllable is an arc of muscular tension. The energy of articulation increases at the beginning of a syllable reaches its maximum with the vowel (or the sonant) and decreases towards the end of the syllable. Vowels are always syllabic. Sonants may be syllabic when they are pronounced with renewed muscular tension, i.e. with new articulatory energy. So, the formation of a syllable is explained by the variation in muscular tension. The boundaries between syllables are determined by the occurrence of the lowest articulatory energy.

Scherba has analyzed the character of consonants according to the distribution of articulatory energy in them. The following three type of consonants were revealed:

1) Initially strong consonants, in the articulation of which the beginning is stronger while the end is weaker. They occur at the end of a closed syllable.
E.g. I t, ʌ s, pI n, sæ d, pɑ: t

2) Finally strong consonants, in the articulation of which the beginning is weak while the end is more energetic. They occur at the beginning of a syllable.

E.g. m i:, ta I, p ɑ:t, s æd

3) Double-peaked consonants, in the articulation of which both the beginning and the end are energetic whereas the middle is weak. Acoustically they produce the impression of two consonants. These consonants occur at the junction of words or morphemes.

E.g. pe nn aIf, ðæ tt aIm, mI dd eI

If we know the type of consonant in such sequences as /ənaIs haus/ or /smədresIz/ we can say where the syllabic boundary is. If in /ənaIs haus/ the sound /n/ is initially strong, the syllabic boundary is after the /n/ - /ən ˈaIs `haus/. If the sound /n/ is finally strong, the boundary is before it - /ə ˈnaIs `haus/. In other words, if there is a new onset of muscular tension on the sound /n/, the latter belongs to the second syllable, and if the new onset of articulatory energy is on /aI/, the sound /n/ belongs to the first syllable.

N.I. Zhinkin has put forward a new theory based on physiological principles. It is called “the loudness theory”. The syllable is defined from the point of view of both speech production and speech perception (the articulatory and auditory aspects). On the perceptual level a syllable is an arc of actual loudness, not the inherent loudness of speech sounds. The experiments carried out by Zhinkin, showed that the organ immediately responsible for the formation of a syllable is the pharynx. Both the narrowing of the pharyngeal passage and the increasing muscular tension reinforce the actual loudness of the vowel so that it becomes the peak of the syllable while the loudness of the marginal consonants is lower. Thus on the speech production level the correlate of “the arc of loudness” is the arc of articulatory effort.

The acoustic aspect of the syllable has been studied by E. Zwirner, R. Jacobson and M. Halle. According to the results obtained, the peak of the syllable (a vowel or a sonant) has higher intensity than its marginal consonants and in many cases a higher fundamental frequency. Perceptually, it is louder and higher in pitch. These acoustic features easily agree with the physiological definition of the syllable as an arc of articulatory effort (or energy). If the tension of the sound production mechanism is increased, it is expressed acoustically by a strengthening of the intensity of the sounds produced and perceptually it is characterized by higher loudness.

The problem of the phonological status of the syllable is a disputable one. Linguists recognize the syllable as a phonetic unit. But is it at the same time a phonological unit? Does it perform linguistic functions and if so what are these functions? The latest works on the syllabic structure of Russian, English and other languages show that the syllable cannot be treated as a phonetic unit only. Like the phoneme the syllable is an abstraction, which is realized in speech in phonetically definite units. In each language there is a limited number of syllable structures. Like the phoneme the syllable is meaningless. But it is significant in the formation of meaningful units.
3. Syllable Formation and Syllable Division in English

As stated above the syllabic structure, as a component of the phonetic system, consists of syllable formations and syllable division which are in close relationship to each other. All theories of the syllable have more often attempted to explain the syllable formation, but the problem of syllable division has not been thoroughly investigated, which is both theoretically and practically important in language description. Nevertheless, it is possible to formulate some general rules of syllable formation and syllable division in English.

In English a syllable is formed by a vowel (monophthong or diphthong) alone or in combination with one or more consonants. E.g., ore /ɔ:/ , more /mɔ:/ , at /æt, ət/, cap /kæp/, consideration /kənsIdə-reI-n/ etc. In the English words bottle /bɔt-l/, batten /bæt-n/, rhythm /rIð-m/ the final sonorants (lateral /n/ and nasal /m/, /n/ and sometimes /ŋ/) may form separate syllables. But the English sonorants /w/, /j/, /r/ cannot form syllables. Thus, we can distinguish syllabic /m, n, l/and non-syllabic /r, j, w/ sonorants.

In English a syllable formation and syllable division depend on many factors among which the phonotactic rules, which determine the combination of phonemes or clusters and the nature of adjoining them, are regarded very important. The permissible clusters of consonants are, in part, conditioned by historical but chiefly by physiological factors. These include the following: 1) whether two phonemes which might adjoin in the same cluster have the same articulator; 2) whether they have the same type of articulation; 3) whether they are both voiced or voiceless; 4) whether they have the same or varying conditions of structure; 5) whether, especially in phonemes of the same articulation type, one is slightly more prominent than the other. Thus, /r/, an apical consonant, is never preceded by /s/, also apical stops do not combine initially with stops, etc.

Syllabic consonants occur when a syllable ends in /t/, /d/ or /n/ and the next syllable is unstressed and contains /l/, /n/, or /m/. If the other consonant clusters except C + /l/, /n/, /m/ occur at the end of words they are regarded to be non-syllabic. This conditions the existence of the contrast “no syllable vs. a syllable”. E.g. cattle /kæt-l/ - cats /kæts/, battle /bæt-l/ - bats /bæts/, muttony /mt-nI/-matches /mætz/ etc. Thus, the syllable formation and syllable division in English have a phonological (distinctive) function. From the articulatory point of view the clusters /t/, /d/ + /l/, /n/ are formed with the tip of the tongue touching the tooth ridge, i.e. they have the similar type of articulation. Clifford H. Prator, Jr. points out two other cases of the occurrence of syllabic consonants in rapid conversational speech where stops and continuants have the same points of articulation: (1) between /p/ or /b/ and /m/ as in stop’em /stop them/stɔp-m/; and (2) between /k/ or /g/ and /n/, as in I can go /aI kŋgəu/. The English consonants are not syllabic when they follow vowels. E.g. Sweden /swIdən/, heighten /haItən/, lantern /læntən/ etc.

The following final clusters, in which the second member constitutes sonorants /m/, /n/ and /l/ may form separate syllables: /-tm/, /- ðm/, /-sm/, /-zm/, /-lm/: bottom /bɔt-m/, rhythm /rIð-m/, blossom /blɔsm/, prison /prIzn/, film /fIlm/; /p, b, t, d, k, g, ʤ, f, v, , s, z,  ,l/ ++ /n/: open /əu-pn/, ribbon /rI-bn/, eaten /i:-tn/, garden /gɑ:-dn/, darken /dɑ:-kn/, dragon /dræ-gn/, region /ri:-ʤn/, often /ɔ-fn/, seven /se-vn/, earthen /ɜ:- n/, lesson /le-sn/, season /si:-zn/; /p, b, t, d, k, g, ʧ, ʤ, v, f, s, z/ +(l): people /pi:pl/, table /teI-bl/, settle /se-tl/, middle /mId-l/, cycle /saI-kl/, bugle /bju:-gl/, racial /reI-ʃl/, cudgel /kʌʤl/, rifle /raI-fl/, civil /sI-vl/, castle /kɑ:-sl/, drizzle /drI-zl/, special /speI-ʃl/.

In some cases two syllabic consonants may occur in the derivatives of English words. E.g. national /nænl/, regionally /rIʤnlI/ etc.

Acoustically, the syllabic feature of /n/ and /l/ may be characterized by relative duration and intensity, which are interpreted as their prosodic properties. As to the distribution of the non-syllabic consonants, it is conditioned by the occurrence of /ə/ or /I/ sounds between the two elements of the clusters cited above, whereas their omission is necessary for the formation of syllables.

None of the above clusters exist in final position of Uzbek words. On the contrary, in such Uzbek wordforms as qoldi “stayed”, senga “for you”, tomda “on the attic”, bordi “went” etc. combinations of /l, m, n, p/ + S appear which are divided into two syllables. The consonants /l, p, y, v, n, m, p/ cannot form syllables in Uzbek isolately. When they occur before vowels, they signal the existence of a syllable division before or after them. E.g. bola /bo-la/ “a child”, qani /qa-ni/ “where”, borgan /bor-gan/ “gone”, qorda /qor-da/ “on the snow”, uyga /uy-ga/ “to the house”, suvda /suv-da/ “in the water”, ko’rdingmi? /ko’r-ding-mi/ “have you seen?” etc. All Uzbek vowels are freely used before or after consonants and it is an important factor of syllable division and non-syllabic character of the consonants /l, m, n/. Thanks to this difference there may be cases of syllabic interference. The syllable division may depend on the free and checked character of English vowels. All the long monophthongs, two diphthongoids and diphthongs of English are regarded free, as they occur both in open and closed syllables, while all the checked vowels occur in a closed syllable. The free vowels may be separated from the word-final syllabic sonorants, when the latter form separate syllable with the preceding consonants, e.g. cable /keI-bl/, people /pi:-pl/, garden /gɑ:-dn/. When the checked vowels are separated from other vowel sounds by only one consonant sound, the exact determination of the syllabic boundary is a moot point. Theoretically this means that the syllable division can only be either within or after the intervocalic consonant and never before it, since the vowel is checked by it, and the syllable is closed. Matter /mætə/, sitter /sItə/, manner /mænə/, lesser /lesə/ etc. Though after the stressed checked vowels of such words as middle, sunny, flannel, the syllable division regularly occurs before the consonants: /`mi-dl/, /`s-nI/, /flæ-nl/. In many English words the syllable division automatically coincides with the morphemic boundary. E.g. take over /teIk` əuvə/, daytime /`deItaIm/, over-dressed /`əuvədrest/. Such a coincidence of syllabic and morphemic boundaries often occurs in English complex and compound words.

G.P. Torsuyev points out that there are many cases of the variation of phonemic structure of English words, which are conditioned by different types of assimilation and reduction. For example, /mpt//mt/: attempt, /kən//kn: bacon, /nʧ//nʃ/: bencher, open /əup(ə)n/, total /təut(ə)l/ etc. G.P. Torsuyev states that the articulatory transition is constant in syllable boundary but all other features of a syllable may be varied by the influence of different phonetic factors.

There are also cases when the syllable boundary is within the consonant sound in an intervocalic position or within the C + sonorant: cluster in word-medial position. E.g. ever /ev-və/, difficult /dIfI-k(ə)lt/, sunny /sʌ-nI/, middling /mIdl-lIŋ/. A similar case may be noticed in some Uzbek words: olla /ol-la/ “black”, Ashirmat /Ashir-mat/ “a name of a man”. Incidentally, such cases appear as the result of metanalysis of syllables into two syllables which often occur in rapid pronunciation, but they are theoretically doubtful.

The syllabic structure of English is very complex and we have analyzed some of its general problems of theoretical importance.