RHIC LUMINOSITY UPGRADE PROGRAM
∗
Wolfram Fischer
†
,
Brookhaven National Laboratory, Upton, New York, USA
Abstract
The Relativistic Heavy Ion Collider (RHIC) operates
with either ions or polarized protons. After increasing the
heavy ion luminosity by two orders of magnitude since
its commissioning in 2000, the current luminosity upgrade
program aims for an increase by another factor of 4 by
means of 3D stochastic cooling and a new 56 MHz SRF
system. An Electron Beam Ion Source (EBIS) is being
commissioned that will allow the use of uranium beams.
Electron cooling is considered for collider operation below
the current injection energy. For the polarized proton op-
eration both luminosity and polarization are important. In
addition to ongoing improvements in the AGS injector, the
construction of a new high-intensity polarized source has
started. In RHIC a number of upgrades are under way to
increase the intensity and polarization transmission to 250
GeV beam energy. Electron lenses will be installed to par-
tially compensate the head-on beam-beam effect.
INTRODUCTION
The Relativistic
Heavy Ion Collider (RHIC) at
Brookhaven National Laboratory has been in operation
since 2000. RHIC is the first and one of two existing heavy
ion colliders (the LHC has not yet collided heavy ions),
and the the only existing polarized proton collider. So far
four combinations of particle species collided (Au-Au, d-
Au, Cu-Cu, polarized p-p), at 12 different center-of-mass
energies [1]. Over the last decade the heavy ion luminos-
ity increased by 2 orders of magnitude (Fig. 1) and exceeds
the design luminosity by a factor of 10 (Tab. 1). The po-
larized proton luminosity increased by more than one or-
der of magnitude (Fig. 1), and the average store polariza-
tion reached 55% and 34% at 100 GeV and 250 GeV re-
spectively. At the highest rigidities the beam is colliding
55% of calendar time (including all interruptions such as
setup, maintenance, failures, and accelerator physics ex-
periments) [1].
After the RHIC heavy ion design parameters were
demonstrated in 2001, enhanced design parameters were
formulated calling for a quadrupling of the average store
luminosity. The achieved luminosity exceeds this goal, and
new goals are set (Tab. 1). The current upgrade program
aims to increase the heavy ion luminosity by more than a
factor 2 from current levels, to bring into operation a new
Electron Beam Ion Source (EBIS), and to extend the oper-
ation to energies below the nominal injection energy.
For polarized protons it is planned to bring the spin po-
larization to the design value of 70% at the highest energies
∗
Work supported by Brookhaven Science Associates, LLC under Con-
tract No. DE-AC02-98CH10886 with the U.S. Department of Energy.
†
Wolfram.Fischer@bnl.gov
Figure 1: Time evolution of the integrated luminosity of the
RHIC heavy ion runs at 100 GeV/nucleon (top) and polar-
ized proton runs at 100 GeV and 250 GeV (bottom) from
2000 to 2010. For heavy ions the nucleon-pair luminosity
L
NN
= LN
1
N
2
is plotted, where
L is the luminosity and
N
1,2
are the number of nucleons for the species in the two
beams respectively. For protons the average store polariza-
tion is noted.
(250 GeV) and to increase the luminosity by up to a factor
of 6 over current levels (Tab. 1).
UPGRADES FOR HEAVY IONS
The goal of the heavy ion luminosity upgrade is to bring
the luminosity close to a level where the dominant beam
loss is from burn-off, i.e. particle loss from collisions with
the other beam. With the highest luminosities listed in
Tab. 1 the luminosity lifetime from burn-off is 9 h. When
burn-off is the dominant beam loss the luminosity can be
increase further only by storing and colliding more beam
of the same density, not by reducing
β
∗
or the emittance.
The luminosity upgrade at full energy has 3 main compo-
nents: a reduction of
β
∗
from currently 0.75 m to 0.50 m,
the full implementation of stochastic cooling in all 3 di-
mensions, and the installation of a 56 MHz superconduct-
ing radio frequency system.
The reduction of
β
∗
is an ongoing effort.
β
∗
values of
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Table 1: Enhanced design, achieved and further RHIC upgrade parameters. The design average Au-Au luminosity is
2 × 10
26
cm
−2
s
−1
, the design peak p-p luminosity is
2 × 10
32
cm
−2
s
−1
, and the the design spin polarization for proton
beams is 70%.
parameter
unit
enhanced
achieved
next
achieved
enhanced
next
design
upgrade
design
upgrade
2010
≥2012
2009
≥2012
≥2014
Au-Au operation
polarized p-p operation
particle energy
E
GeV/n
— 100 —
100 / 250
100 / 250
250
no of bunches
N
...
— 111 —
— 109 —
bunch intensity
N
b
...
1.1
1.1
1.0 × 10
9
1.3 / 1.1
1.3 / 1.5
2.0 × 10
11
IP envelope function
β
∗
m
1.0
0.75
0.5
0.7 / 0.7
0.85 / 0.5
0.5
norm. rms emittance
n
mm
·mrad
2.5
2.8
2.5
3.0 / 2.5
2.5
2.5
rms bunch length
σ
s
m
0.3
0.3
0.3
0.8 / 0.6
0.55
0.3
hourglass factor
h
...
0.96
0.93
0.88
0.72 / 0.80
0.86 / 0.88
0.88
beam-beam parameter
ξ/IP
10
−3
1.6
1.5
1.5
6.5 / 4.7
6.5 / 7.2
10
peak luminosity
L
peak
cm
−2
s
−1
36
40
55 × 10
26
50 / 85
50 / 250
500 × 10
30
average luminosity
L
avg
cm
−2
s
−1
8
20
40 × 10
26
28 / 55
30
†
/ 150
300 × 10
30
average polarization
P
%
———
55 / 34
70
70
calendar time in store
%
60
53
55
60 / 53
55
55
integrated
L per week
...
300
650
1300
μb
8.3 / 18
10 / 50
100 pb
−1
†
Until the 2009 polarized proton run, the enhanced design goal for the average store luminosity at 100 GeV was
60 × 10
30
cm
−2
s
−1
. In the current
machine configuration this appears unachievable due beam lifetime limitations.
0.75 m were reached in the most recent run [2], far below
the design value of 2.0 m.
β
∗
= 0.65 m was tested but poor
beam lifetime of off-momentum particles prevented stable
operation. Low
β
∗
values require that chromatic correc-
tions are implemented at the lattice design stage [3] since a
small radial aperture prevents beam-based correction of an
otherwise uncorrected lattice.
Figure 2: First Au store with vertical stochastic cooling.
When the cooling starts the emittance of both transverse
planes is reduced through cooling of the vertical plane and
coupling. This is observable with an Ionization Profile
Monitor. (left scale). The luminosity signal of both ex-
periments (right scale) increases visibly [4, 5].
The main luminosity lifetime limit for heavy ions is in-
trabeam scattering. To overcome the emittance increase
and particle loss from that effect, bunched beam stochas-
tic cooling was implemented in the longitudinal plane in
Figure 3: Vertical stochastic cooling kicker. The kicker is
open for injection and acceleration (shown) and closed for
cooling operation at store.
2007 [4, 5] and in the vertical plane in 2010 (Fig. 2). Fig-
ure 3 shows one of the vertical kickers installed in both
rings. Horizontal cooling systems are under construction.
With stochastic cooling an increase in the average luminos-
ity of a factor 4 is planned (Fig. 4), half of which has been
realized in the most recent Au-Au run [2]. The cooling
system operates in the 4-8 GHz range, and cooling times in
both the longitudinal and transverse dimension are of order
1 h.
Even with longitudinal stochastic cooling intrabeam
scattering still drives particles out of the RF buckets. This
effect can be ameliorated through stronger longitudinal fo-
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Figure 4: Calculated average store luminosity as a func-
tion of the longitudinal vertex cut for longitudinal stochas-
tic cooling only, and 3-D cooling with different RF systems
(courtesy M. Blaskiewicz).
cusing. A 56 MHz beam-driven superconducting RF cav-
ity, common to both beams, is under construction. This
cavity is expected to increases the luminosity by another
30-50% (Fig. 4) [6]. The 56 MHz RF system (
h = 2×360)
is in addition to the existing normal conducting 28 MHz
(
h = 360) accelerating, and the 197 MHz (h = 7 × 360)
storage RF systems.
Bunches are filled in every third
bucket of the 28 MHz system.
The ion beam intensity is currently limited by beam
loading effects in the four 197 MHz normal conducting
storage cavities common to both beams (there are 3 more
197 MHz cavities in each ring). The common cavities will
be removed and placed in both rings separately. This is
possible because new RF windows allow for higher volt-
ages [7].
The beam intensity is also limited by instabilities at tran-
sition [8, 9], driven by the machine impedance and elec-
tron clouds [10]. In the 2010 run the intensity threshold
for the instability was found to be higher than in previous
years. This could be due to 2 short scrubbing runs with
high intensity proton beams in 2009 [11], which could have
cleaned parts of the beam pipe surface in the cold arcs.
Most of the warm sections are coated by NEG material,
and to reduce the electron cloud density further the sec-
ondary electron yield (SEY) in the cold arcs also needs
to be reduced. Scrubbing with beam is expected to be
time consuming [12], and tests with protons showed that
the beam losses associated with scrubbing need to be con-
trolled in order not to upset any electronic equipment in the
tunnel [11]. An in-situ coating technology for the arcs is
under development [13].
A new Electron Beam Ion Source (EBIS) (Fig. 5) is
under commissioning. EBIS is followed by an RFQ and
a short linac, both also new, before the ions are injected
into the AGS Booster [14]. This setup replaces the cur-
rently used two Tandem Van de Graaff electrostatic pre-
accelerators, in service since 1970 and upgraded several
times. Without EBIS the Tandems would need to undergo
a comprehensive reliability upgrade EBIS will also be able
to deliver U beams at intensities comparable to Au, which
is not possible with the Tandems. With U collisions larger
densities of nuclear matter can be achieved than with Au
collision due to the shape and mass of the U nuclei. EBIS
can be also be used as an ionizer for spin polarized
3
He gas.
Figure 5: Electron Beam Ion Source (EBIS) under com-
missioning [14].
The search for a critical point in the QCD phase diagram
requires operation at several energies below the nominal in-
jection energy. At these low energies, magnet field errors
from persistent currents in the superconducting magnets
are particularly pronounced, the beam size is large, both
intrabeam scattering and space charge effects are strong,
and beam-beam effects are present. This presents unique
challenges for colliding beams [15]. Beam and luminosity
lifetimes are only minutes, and store lengths are limited to
20 min. Frequent refills are essential to produce a good av-
erage luminosity. Event rates in the detectors are of order
1 Hz only. Figure 6 shows the ion intensities in the 2 ring
during a day (30 April) in the 2010 operation at a beam en-
ergy of 3.85 GeV/nucleon. To operate at this energy, the
defocusing sextupole polarities need to be reversed, and
octupoles were found to improve the beam lifetime. Due
to the low luminosity lifetime, interception of the lost ions
in well controlled areas (collimators, abort) is required to
avoid material activation in uncontrolled areas. The exper-
imental program has these low energies has just started and
electron cooling is considered to increase the luminosity by
up to an order of magnitude in future years [16].
Heavy ion operation also requires frequent changes in
particle species and collision energy [1]. For ramp develop-
ment simultaneous orbit, tune, coupling, and chromaticity
feedbacks are now available, which considerably shorten
the time to commission a new ramp [17].
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Figure 6: Beam intensity of stores of gold beam at 3.85
GeV/nucleon (total energy), corresponding to 38% of the
nominal injection rigidity.
UPGRADES FOR POLARIZED PROTONS
RHIC has stored and collided the highest energy spin
polarized proton beams [18]. For the experiments the fig-
ure of merit with longitudinally polarized beams, the main
operating mode, is
LP
2
B
L
2
P
where
L is the luminosity and
P
B,Y
the polarization of the Blue and Yellow beam respec-
tively.
The polarization is limited by the source, the polariza-
tion transmission in the AGS, the polarization transmission
in RHIC (for energies above 100 GeV), and the polariza-
tion lifetime in RHIC. The main luminosity limit comes
from the beam-beam effect that creates tune spread. The
beam-beam effect together with other nonlinear effects and
parameter modulations limits the bunch intensity and lu-
minosity lifetime. At 100 GeV this is now a hard limit
(Tab. 1) [19].
An upgrade of the OPPIS source has started, to increase
the current by an order of magnitude to 10 mA, and the
polarization by about 5% to 85-90% [20, 21].
In the Booster no polarization is lost during acceleration.
In the AGS, however, the polarization transmission in only
about 75% for bunch intensities of
1.5 × 10
11
leading for a
polarization of up to 65% for that intensity [22]. The lowest
order depolarizing resonances are addressed with 2 partial
snakes (one normal conducting and one superconducting).
With partial snakes the stable spin direction is not verti-
cal any more and polarization is also lost due to weaker
horizontal resonances. A tune jump system has been built
and tested to cross a total of 82 horizontal resonances in
100
μs, much faster than with the normal ramp rate. This
is expected to yield up to 5% more polarization (absolute).
Figure 7 shows one of the two AGS tune jump quadrupoles.
In RHIC the polarization is preserved with two Siberian
snakes [24] that create a constant spin tune of 0.5.
No polarization loss is observed from injection up to
100 GeV [18]. With acceleration to 250 GeV not all of the
polarization was preserved, due to depolarizing resonances
Figure 7: One of two AGS tune jump quadrupoles [23].
above 100 GeV, which are about twice as strong as the res-
onances at the lower energies. In experiments it was also
found that the polarization transmission is strongly depen-
dent on the vertical betatron tune (Fig. 8) and that acceler-
ation near a vertical tune of 2/3 will preserve the polariza-
tion to 250 GeV. To accelerate a high-intensity beam near
a low order resonance requires upgrades to the main power
supplies, an improved control of orbit, tune, coupling, and
chromaticity on the ramp (set through feedbacks [17]), and
collimation on the ramp.
Polarized proton operation also requires a vertically well
aligned machine, and polarimetry. Over the first few years
the machine has settled several mm (depending on the lo-
cation), and is realigned every few years. In RHIC there
are 2 polarimeters: a polarized hydrogen jet that delivers
absolute polarization but needs measurement periods of at
least a store, and a Carbon Nuclear Interference (CNI) po-
larimeter that delivers instantaneous polarization but needs
calibration with the hydrogen jet. The CNI polarimeter has
been upgraded, and needs further upgrade in order to cope
with the rates of higher intensity beams.
A spin flipper is under construction, based on an AC
dipole, to flip the spin of all bunches. This way system-
atic effects in the experiments can be reduced.
The luminosity upgrade for polarized protons has a two
components: The reduction of
β
∗
from currently 0.7 m to
0.5 m, and the increase of the bunch intensity from
1.5 to
2.0 × 10
11
(Tab. 1) and perhaps beyond.
As for the ion lattices, chromatic aberrations have to be
corrected for the reduction of
β
∗
. For the increase of the
bunch intensity three problems must be addressed. First,
with higher bunch intensity the polarization drops. This
can be mitigated by the source upgrade (see above), or im-
provements in the AGS (see above). Second, the higher
bunch intensity also requires acceleration of a higher to-
tal intensity. In one of the rings (Yellow) the total inten-
sity is currently limited, likely because of electron cloud
effects [26]. Acceleration with a 9 MHz system (
h = 120),
which has been tested in 2009, would reduce the electron
cloud density. The 9 MHz system also allows to preserve
the longitudinal emittance better through injection match-
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0.67
0.68
0.69
0.7
0.71
0.72
vertical tune
0
0.2
0.4
0.6
0.8
1
Polarization transmission efficiency(CNI #1)
Blue
Yellow
Figure 8:
Polarization transmission from injection to
250 GeV as a function of the vertical tune (courtesy M.
Bai).
ing and thereby reduce the hourglass effect at store. Third,
the total intensity is now also limited by the beam abort
system. Ramps that were aborted at the highest energies
have repeatedly quenched the superconducting quadrupole
that follows the (internal) beam dump [27]. After analy-
sis and simulations [28] the beam pipe in the dump is now
thickened to increase the acceptable intensity.
To mitigate the fundamental problem of beam-beam
generated tune spread in head-on collisions, two electron
lenses are under construction (Fig. 9) [29]. Electron lenses
are installed in the Tevatron and used as abort gap clean-
ers [30]. The partial compensation of the head-on beam-
beam effect, together the polarized source upgrade (see
above), are expected increase the luminosity by a factor of
two.
Figure 9: Layout of the RHIC electron lens. The electron
beam travels from right to left, the proton beam in the op-
posite direction (courtesy J. Hock).
SUMMARY
The Relativistic Heavy Ion Collider is in operation for
10 years and the heavy ion average store luminosity has
reached 10 times the design value (Tab. 1).
This was
achieved through an increase in the bunch intensity and
number of bunches, a reduction in
β
∗
, and most recently,
the implementation of longitudinal and transverse stochas-
tic cooling during stores. A further upgrade of the stochas-
tic cooling system and a beam-driven 56 MHz supercon-
ducting RF system are expected to yield another factor of 2.
The heavy ion program is now extended to energies below
the nominal injection energy, where a luminosity increase
through electron cooling is planned. An Electron Beam Ion
Source is under commissioning allowing for high-intensity
U beams.
RHIC has operated with polarized protons at 100 GeV
and 250 GeV (Tab. 1). A source upgrade is expected to
increase both the polarization and the bunch intensity. A
tune jump system in the AGS is under commissioning to
improve the polarization transmission in that machine. Ac-
celeration with the vertical tune near a 2/3 resonance is
planned to increase the polarization transmission to the
highest energies. A 9 MHz RF system will allow longi-
tudinal injection matching and acceleration with reduced
electron cloud effects thereby better preserving both the
longitudinal and transverse emittances. Electron lenses are
under construction for both beams to mitigate the head-on
beam-beam effect.
ACKNOWLEDGMENTS
The author is thankful to the members of the Collider-
Accelerator Department at Brookhaven National Labora-
tory whose collective work is reported here.
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