Terence Tao
A M E R I C A N M A T H E M A T I C A L S O C I E T Y
Compactness and
Contradiction
Compactness and Contradiction
Terence Tao
Compactness and Contradiction
A M E R I C A N M A T H E M A T I C A L S O C I E T Y
Compactness and Contradiction
Terence Tao
A M E R I C A N M A T H E M A T I C A L S O C I E T Y
http://dx.doi.org/10.1090/mbk/081
2010 Mathematics Subject Classification. Primary 00B15.
For additional information and updates on this book, visit
www.ams.org/bookpages/mbk-81
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ISBN: 978-0-8218-9492-7
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c 2013 Terence Tao. All rights reserved.
Printed in the United States of America.
∞
The paper used in this book is acid-free and falls within the guidelines
established to ensure permanence and durability.
Visit the AMS home page at http://www.ams.org/
10 9 8 7 6 5 4 3 2 1
18 17 16 15 14 13
To Garth Gaudry, who set me on the road;
To my family, for their constant support;
And to the readers of my blog, for their feedback and contributions.
Contents
Preface
xi
A remark on notation
xi
Acknowledgments
xii
Chapter 1.
Logic and foundations
1
§1.1. Material implication
1
§1.2. Errors in mathematical proofs
2
§1.3. Mathematical strength
4
§1.4. Stable implications
6
§1.5. Notational conventions
8
§1.6. Abstraction
9
§1.7. Circular arguments
11
§1.8. The classical number systems
12
§1.9. Round numbers
15
§1.10. The “no-self-defeating object” argument, revisited
16
§1.11. The “no-self-defeating object” argument, and the vagueness
paradox
28
§1.12. A computational perspective on set theory
35
Chapter 2.
Group theory
51
§2.1. Torsors
51
§2.2. Active and passive transformations
54
§2.3. Cayley graphs and the geometry of groups
56
§2.4. Group extensions
62
vii
viii
Contents
§2.5. A proof of Gromov’s theorem
69
Chapter 3.
Analysis
79
§3.1. Orders of magnitude, and tropical geometry
79
§3.2. Descriptive set theory vs. Lebesgue set theory
81
§3.3. Complex analysis vs. real analysis
82
§3.4. Sharp inequalities
85
§3.5. Implied constants and asymptotic notation
87
§3.6. Brownian snowflakes
88
§3.7. The Euler-Maclaurin formula, Bernoulli numbers, the zeta
function, and real-variable analytic continuation
88
§3.8. Finitary consequences of the invariant subspace problem
104
§3.9. The Guth-Katz result on the Erd˝os distance problem
110
§3.10. The Bourgain-Guth method for proving restriction theorems 123
Chapter 4.
Non-Standard analysis
133
§4.1. Real numbers, non-standard real numbers, and finite precision
arithmetic
133
§4.2. Non-Standard analysis as algebraic analysis
136
§4.3. Compactness and contradiction: the correspondence principle
in ergodic theory
137
§4.4. Non-Standard analysis as a completion of standard analysis 150
§4.5. Concentration compactness via non-standard analysis
168
Chapter 5.
Partial differential equations
181
§5.1. Quasilinear well-posedness
181
§5.2. A type diagram for function spaces
189
§5.3. Amplitude-frequency dynamics for semilinear dispersive
equations
194
§5.4. The Euler-Arnold equation
203
Chapter 6.
Miscellaneous
217
§6.1. Multiplicity of perspective
217
§6.2. Memorisation vs. derivation
220
§6.3. Coordinates
222
§6.4. Spatial scales
227
§6.5. Averaging
228
§6.6. What colour is the sun?
231
Contents
ix
§6.7. Zeno’s paradoxes and induction
232
§6.8. Jevons’ paradox
233
§6.9. Bayesian probability
236
§6.10. Best, worst, and average-case analysis
242
§6.11. Duality
244
§6.12. Open and closed conditions
246
Bibliography
249
Index
255
Preface
In February of 2007, I converted my “What’s new” web page of research
updates into a blog at terrytao.wordpress.com. This blog has since grown
and evolved to cover a wide variety of mathematical topics, ranging from my
own research updates, to lectures and guest posts by other mathematicians,
to open problems, to class lecture notes, to expository articles at both basic
and advanced levels. In 2010, I also started writing shorter mathematical
articles on my Google Buzz feed at
profiles.google.com/114134834346472219368/buzz .
This book collects some selected articles from both my blog and my Buzz
feed from 2010, continuing a series of previous books [Ta2008], [Ta2009],
[Ta2009b], [Ta2010], [Ta2010b], [Ta2011], [Ta2011b], [Ta2011c] based
on the blog.
The articles here are only loosely connected to each other, although many
of them share common themes (such as the titular use of compactness and
contradiction to connect finitary and infinitary mathematics to each other).
I have grouped them loosely by the general area of mathematics they pertain
to, although the dividing lines between these areas is somewhat blurry, and
some articles arguably span more than one category. Each chapter is roughly
organised in increasing order of length and complexity (in particular, the first
half of each chapter is mostly devoted to the shorter articles from my Buzz
feed, with the second half comprising the longer articles from my blog).
A remark on notation
For reasons of space, we will not be able to define every single mathematical
term that we use in this book. If a term is italicised for reasons other than
xi
xii
Preface
emphasis or for definition, then it denotes a standard mathematical object,
result, or concept, which can be easily looked up in any number of references.
(In the blog version of the book, many of these terms were linked to their
Wikipedia pages, or other on-line reference pages.)
I will, however, mention a few notational conventions that I will use
throughout. The cardinality of a finite set E will be denoted
|E|. We will
use the asymptotic notation X = O(Y ), X
Y , or Y
X to denote the
estimate
|X| ≤ CY for some absolute constant C > 0. In some cases we will
need this constant C to depend on a parameter (e.g., d), in which case we
shall indicate this dependence by subscripts, e.g., X = O
d
(Y ) or X
d
Y .
We also sometimes use X
∼ Y as a synonym for X
Y
X.
In many situations there will be a large parameter n that goes off to
infinity. When that occurs, we also use the notation o
n
→∞
(X) or simply
o(X) to denote any quantity bounded in magnitude by c(n)X, where c(n)
is a function depending only on n that goes to zero as n goes to infinity. If
we need c(n) to depend on another parameter, e.g., d, we indicate this by
further subscripts, e.g., o
n
→∞;d
(X).
Asymptotic notation is discussed further in Section 3.5.
We will occasionally use the averaging notation
E
x
∈X
f (x) :=
1
|X|
x
∈X
f (x)
to denote the average value of a function f : X
→ C on a non-empty finite
set X.
If E is a subset of a domain X, we use 1
E
: X
→ R to denote the
indicator function of X, thus 1
E
(x) equals 1 when x
∈ E and 0 otherwise.
Acknowledgments
I am greatly indebted to many readers of my blog and buzz feed, including
Rex Cheung, Dan Christensen, David Corfield, Quinn Culver, Tim Gow-
ers, Greg Graviton, Zaher Hani, Bryan Jacobs, Bo Jacoby, Sune Kristian
Jakobsen, Allen Knutson, Ulrich Kohlenbach, Diego Maldona, Mark Meckes,
David Milovich, Timothy Nguyen, Michael Nielsen, Matthew Petersen, An-
thony Quas, Pedro Lauridsen Ribeiro, Jason Rute, Am´
erico Tavares, Willie
Wong, Qiaochu Yuan, Pavel Zorin, and several anonymous commenters, for
corrections and other comments, which can be viewed online at
terrytao.wordpress.com
The author is supported by a grant from the MacArthur Foundation, by
NSF grant DMS-0649473, and by the NSF Waterman award.
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Index
a priori estimate, 185
active transformation, 54
Archimedean principle, 133
Arzel´
a-Ascoli diagonalisation trick, 139
asymptotic notation, xii
Balog-Szemer´
edi-Gowers lemma, 230
barrier, 107
Bayes’ formula, 236
Bayesian probability, 236
Bernoulli numbers, 96
Bolzano-Weierstrass theorem, 160
Burgers’ equation, 185
busy beaver function, 27
Cantor’s theorem, 21, 32
Cartan-Killing form, 211
Cayley graph, 57
cell decomposition, 121
characteristic subgroup, 67
Christoffel symbols, 205
cogeodesic flow, 205
continuity method, 232
coordinate system, 222
decomposition into varieties, 163
difference equation, 186
differentiating the equation, 185
direct product, 66
Duhamel’s formula, 182
elemengary convergence, 154
energy, 197
equipartition of energy, 203
Erd˝
os distance problem, 110
Euclid’s theorem, 19
Euler equations of incompressible fluids,
213
Euler-Arnold equation, 209
Euler-Maclaurin formula, 98
explicit formula, 102
extension problem, 124
Faulhaber formula, 90
finitely generated group, 57
friendship paradox, 229
Furstenberg correspondence principle,
137
Furstenberg recurrence theorem, 143,
164
G-space, 51
G¨
odel incompleteness theorem, 25
G¨
odel sentence, 24
G¨
odel’s universe, 34
Grandi’s series, 91
Gromov’s theorem, 69, 140
growth function, 105
harmonic function, 70
Heine-Borel theorem, 161
hereditary property, 68
homogeneous space, 51
impredicativity of truth, 24
indicator function, xii
interesting number paradox, 31
invariant subspace problem, 104
255
256
Index
Jordan’s theorem, 76
Klein geometry, 112
Kleiner’s theorem, 70
lamplighter group, 52
length contraction, 226
Loeb measure, 165
mean ergodic theorem, 149
metabelian group, 66
metacyclic group, 66
modus ponens, 239
Morawetz inequality, 201
nilpotent group, 67
non-standard universe, 158
nonlinear wave equation, 194
Notation, xi
null hypothesis, 238
omnipotence paradox, 28
oracle, 39
overspill principle, 162
passive transformation, 54
phase polynomial, 148
Picard iteration, 181
Poincar´
e inequality, 75
polycyclic group, 66
polynomial ham sandwich theorem, 120
problem of induction, 238
product rule, 220
profile decomposition, 174, 177
quasilinear equation, 183
Quining trick, 24
quotient rule, 220
regulus, 114
restriction problem, 124
semi-direct product, 66
semilinear equation, 182
sequential Banach-Alaoglu theorem, 169
Simpson’s paradox, 230
smoothed sums, 91
solvable group, 67
sorites paradox, 30
split exact sequence, 62
standard part, 172
stationary process, 142
supersolvable group, 66
Szemer´
edi regularity lemma, 166
Szemer´
edi’s theorem, 142, 164
Tarski’s undefinability theorem, 24
torsor, 51
tragedy of the commons, 235
transfer principle, 159
transport equation, 183
trapezoidal rule, 94
tropical algebra, 80
Turing’s halting theorem, 26
ultrapower, 158
underspill principle, 162
uniquely transitive, 51
universal set, 22
van der Waerden theorem, 163
virtual properties, 68
vorticity, 214
vorticity equation, 214
wave equation, 194
wave packet, 190
word metric, 57
Zorn’s lemma, 34
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iÊGraduate Studies in MathematicsÊÃiÀið
MBK/81
AMS on the Web
www.ams.org
For additional information
and updates on this book, visit
www.ams.org/bookpages/mbk-81
Reed Hutchinson/UCLA
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