Budapest
Determination of
pressure at rest
Eszter Kálmán- Horváth
Msc civil engineer
Scientific supervisor:
Dr. József Farkas
Professor
Budapest
May 2012
Budapest University of Technology and Economics
Department of Geotechnics
PhD theses
ation of the coefficient of earth
at rest in overconsolidated Kiscelli clay
University of Technology and Economics
the coefficient of earth
iscelli clay
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
2
1 Introduction, presentation of the problem
The demand for using underground spaces has increased in line with the rapid development of
large cities over the last century, and the process is still accelerating these days. Underground
construction necessitates increasingly wide-ranging exploration and understanding of the
strata of soil and rock that need to be managed. The behaviour of overconsolidated soils is
being explored and researched worldwide along with their effects on structures built in them.
Studying the problem is justified by the fact that the significant horizontal stresses that obtain
in overconsolidated strata or soil and rock may result in disproportionate horizontal loads on
structures.
A large part of Budapest has Kiscelli clay under it. With the continuous development of the
city, significant structures were built in this layer and many facilities are expected to be built
in it in the future as well. Kiscelli clay is a soil stratum that has undergone extensive research
and its geotechnical properties are well known. During my research, I did not determine the
geotechnical and petrophyscial properties of Kiscelli clay.
The study of the geological formation and history of Kiscelli clay and its behaviour during
exploration and construction projects led to the question whether Kiscelli clay may be
overconsolidated, which may influence design and construction processes as it would mean
that the “in situ” stress-state of the soil is completely different to what was previously
assumed.
The ever growing networks of underground railways and ever larger underground car parks of
large cities have justified and still justify increasingly wide-ranging exploration of deeper soil
and rock strata.
The safety requirements applicable to the utilisation of underground spaces, be they
underground car parks, metro lines, public road tunnels, shopping centres or even sports
facilities, are increasingly stringent. As a result of increasingly stringent safety regulations,
the corresponding standards that apply to built structures are also increasing.
The ever higher standards include, for instance, the requirements of complete rigidity and
water-impermeability of structures. Today, these have become fundamental requirements
applicable to underground facilities.
In order to allow increasingly strict safety standards to be met during construction work, it has
become indispensable to perform as detailed an exploration as possible of the soil and rock
strata around prospective underground structures.
This process has resulted in the discovery, in several cities, that the deeper soil/rock strata
underneath those cities are overconsolidated.
Table 1 shows a selection of overconsolidated soil/rock strata found around the world along
with their overconsolidation ratios and coefficient of the earth pressure at rest.
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
3
Table 1: Overconsolidated soils
Soil type
Angle of
internal
friction
φ
Degree of
overconsolidation
OCR
Normally
consolidated K
o
Overconsolidated
λ
0
Reference
London Clay
20
44
0.65
2.4
Parry & Nadarajah
London Clay
17.5
32
0.66
1.9
Abdelhamid &Krizek
Weald Clay
26.2
8.6
0.58
1.5
Skempton & Sowa
Bearpaw
Shale
15.5
32
0.7
1.8
Brooker & Ireland
Drammen
Clay
30.7
50
0.49
3.6
Brown
New
York
Varved Clay
20.9
20
0.67
2.0
Leathers & Ladd
Hackensack
Valley Varved
Clay
19
4.1
0.65
1.0
Saxena
Seattle Clay
28.8
8.4
0.65
1.8
Sherif & Strazer
Hokkaido Clay
36.2
10.7
0.45
1.8
Mitachi & Kitago
Porthmouth
Clay
32
8
0.47
1.4
Simon et al.
Boston
Blue
Clay
26.8
8
0.54
1.4
Kinner & Ladd
Chicago Clay
26.3
32
0.46
2.1
Brooker & Ireland
Bombay Clay
24
24.4
0.63
2.3
Kulkarni
Moose River
Muskeg
47.7
13.6
0.3
2.1
Adams
Simple Clay
23.1
24
0.61
2.1
Ladd
New England
Marine Clay
32
16
0.5
2.2
Ladd
Newfield Clay
28.6
20
0.5
2.1
Singh
Laboratory tests performed in 1999 at the Budapest University of Technology were the first to
indicate that Kiscelli clay may be overconsolidated. The data measured in the laboratory (in
triaxial tests, compression tests) indicated quite perceptibly that the core samples had
“residual primal stresses”, i.e. loads were reduced on the geological timescale due to massive
geological erosion. These “residual primal stresses” are known to occur in a number of
locations around the world, in a wide variety of geological formations, e.g. in the granite solid
of the Scandinavian massif, or on the island of Iceland, where load of the thick the Ice Age ice
cover and its subsequent melting resulted in significant “residual primal stress”.
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
4
2 The subject and the objectives of the dissertation
Only a rather limited range of laboratory tests are available for determining the degree of
overconsolidation and horizontal stresses in overconsolidated soils and rocks. Accurate results
can only be achieved using special triaxial and oedometer test. The reason for this is precisely
the overconsolidation of the soil.
Samples from overconsolidated strata begin to expand at the moment the samples are taken. It
is possible to reduce this expansion process, but it cannot be entirely eliminated. This implies
that laboratory testing of samples from overconsolidated strata is not suitable for determining
the exact degree of overconsolidation or accurate horizontal stress values.
The objective of my research was to determine the natural, at rest horizontal and vertical
stresses in Kiscelli clay.
On-site, “in-situ” measurements are best suited to determining horizontal and vertical stresses,
as those measurements are the ones that least disturb the original state of stress of the soil
stratum under investigation.
During the research I reviewed the international literature for the results of stress
measurement test in soil strata with similar qualities and studied the behaviour of the strata
concerned on the basis of the published test results I found. Then I selected the tests that are
the most suitable for achieving my objectives, i.e. the determination of the natural, at rest
horizontal and vertical stresses in Kiscelli clay. On that basis, I performed 3 different types of
on-site tests, earth-pressure cell stress measurements, borehole cell stress measurements and
self-boring pressuremeter measurements, and processed their results.
The objective of my dissertation was to study the overconsolidation of Kiscelli clay and to
determine the horizontal stress resulting from its degree of overconsolidation. In my
dissertation, I sought to furnish solutions to the following problems:
I. Determining the degree of overconsolidation of Kiscelli clay
II. Determining at rest horizontal stress
III. Determining stresses measurable in the horizontal plane
IV. Determining the amount of time required for reaching a new at rest state of
stress after the soil stratum is disturbed
V. Determining the coefficient of the earth pressure at rest
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
5
3
Summary of research results
During my research I performed on-site tests for over two years in order to determine the
degree of overconsolidation caused by preconsolidation stress in Kiscelli clay and the
resulting horizontal stress values.
I performed measurements using three different on-site measurement technologies. I installed
the on-site measuring instruments to determine the earth pressure at rest with the minimum
possible disturbance of the medium. I processed the measurement data continuously.
I. My measurements aimed at determining the degree of overconsolidation of Kiscelli clay
indicated that after its deposition, Kiscelli clay was consolidated under an overburden layer
that was almost 400 m thick until its reached the state it is in now. I installed the borehole cell
and performed measurements for over two years in order to determine the degree of
overconsolidation. Finally, I processed the results of self-boring pressuremeter tests
performed in 3 further locations, at a uniform depth of 4 metres, to determine the OCR values.
The Kiscelli clayey marl is significantly overconsolidated, the degree of overconsolidation
varies between 10 and 16 as a function of depth (Figure 1).
Figure 1:OCR as a function of depth
Mélység-Depth
II. I used the results of the sequence of borehole cell measurements that lasted over two years
and the results from the measurements performed using the self-boring pressuremeter to
determine at rest horizontal stress. I presented the results from the borehole cell on a time-
pressure chart. I found that the values of at rest horizontal stress vary along an elliptic curve,
with design stress in the intact rock mass of the Kiscelli clay at 4.62 bar, i.e. 462 kPa.
The self-boring pressuremeter measurement results indicated that at rest horizontal earth
pressure varies between 270 and 1100 kPa as a function of depth.
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
6
Figure 2: Horizontal stress as a function of depth; Mélység-Depth, Vízszintes in-situ feszültség-Horizontal
in-situ stress
III. Variations in stress values measured at a specific depth in various directions.
Measurements were performed in 4 directions in the horizontal section at a given depth in
order to determine stress levels. The stress values measured in 4 different directions in an
arbitrary horizontal plane must be on an ellipse. During my research, I performed
measurements in 4 different directions at a depth of 15 metres. The instrument, placed in four
directions, measured stress values at 45° intervals, in the directions north-south, northeast-
southwest, east-west and southeast-northwest. The measurements did support the assertion
that the stress values determined in four different directions in a single horizontal plane lie on
an ellipse. The stress values I measured in a single horizontal plane do lie on an ellipse, with
the major axis oriented to the northwest (Figure 3). If horizontal stress values are also
included, the figure becomes an ellipsoid of stress whose major axis is oriented to the
northwest. The measurement data from the sequence of tests performed using the self-boring
pressuremeter yielded a similar result, lending further support to my finding.
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
7
Figure 3: Elliptical curve of stress in the horizontal plane
IV. I also investigated the amount of time required for reaching a new stable state of stress
after the soil stratum is disturbed. I did this by installing earth-pressure measurement cells,
after which I also processed the results of the longitudinal sequence of measurements from the
borehole cell.
If the surrounding rock is permitted to move horizontally, i.e. if it is not prevented from
moving, there is no longer at-rest earth pressure or stress in the environment. In that case,
after the surrounding rock is disturbed – in my case by the digging of a tunnel – a tertiary state
of stress, that is to say a new stable state of stress will develop. I plotted the data obtained
from the earth-pressure cells on a time-pressure graph, and found that the surrounding rock
reached the tertiary, new stable state of stress 6 months after the tunnel cavity was opened
(Figure 4).
If all horizontal displacement of the surrounding rock is prevented, i.e. if the surrounding rock
is unable to move, after disturbance the structure is loaded with the at rest state of stress and
the resulting horizontal earth pressure. In my tests performed using the borehole stress is
investigated that situation. I plotted the results of the tests on a time-pressure graph. The
measured results led to the conclusion that in cases of disturbance not accompanied by
horizontal displacement, the horizontal at rest stress is re-established in 1 year. That is to say,
1 year after the disturbance, the structure is once more loaded with the horizontal at rest
stress. (Figure 5)
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
8
Figure 4: Earth pressure measurements in radial and tangential directions
6 hónap- 6 months, kőzetnyomás- earth pressure, radiális cellák- radial cells
Figure 5: Time-pressure graph obtained from the borehole cell; Borehole cella értékek-Borehole cell
values, Dátum- Data
R
ec
o
n
st
ru
ct
io
n
o
f
w
o
rk
N
ew
s
ta
b
le
e
q
u
il
li
b
ri
u
m
~1év
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
9
V. I used the measurement data from the borehole cell and the self-boring pressuremeter for
determining the coefficient of the earth pressure at rest. In addition to determining the
coefficient of the earth pressure at rest, I also studied its variation with depth during the
research.
I found that in the Kiscelli clay, the value of the coefficient of the earth pressure at rest
varies between 1.2 and 2.5 as a function of depth. (Figure 6)
Figure 6: At rest earth pressure coefficient as a function of depth
Mélység- Depth
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
10
4 New scientific results
I have summarised the new scientific results I have reached in 6 theses. My publications about
my findings are shown [in square brackets].
THESIS 1: DEGREE OF OVERCONSOLIDATION
I performed measurements to determine the degree of overconsolidation in Kiscelli clay,
which varies with depth. The Kiscelli clay was once covered by an overburden layer that was
almost 400 m thick, but this was later destroyed by erosion. According to my findings, the
overconsolidation ratio in Kiscelli clay is 10 Kiscelli clay
is strongly overconsolidated. [ 5 ][ 7 ]
THESIS 2: LEVEL OF HORIZONTAL EARTH PRESSURE AT REST
Based on the tests I have performed in Kiscelli clay, I found that the horizontal earth pressure
at rest varies between 270 and 1100 kPa as a function of depth. The classical calculation
methods of soil mechanics are not suitable for determining the at rest horizontal stress. Even
the values yielded by calculation methods for overconsolidated rock are only rough estimates.
The appropriate method for establishing this characteristic is on-site testing and
measurements. [ 4 ][ 7 ][ 8 ].
THESIS 3: DIRECTIONAL VARIATION IN AT REST HORIZONTAL EARTH
PRESSURE
Based on the measurements I performed in Kiscelli clay I found that the stress values
measured in 4 different directions in a single horizontal plane lie on an ellipse. The horizontal
stress values I measured in a horizontal plane lie on an ellipse whose major axis is oriented to
the northwest. [ 5 ][ 6 ][ 8 ]
THESIS 4: HORIZONTAL STRESS AS A FUNCTION OF TIME
The sequences of measurements aimed at establishing changes in horizontal stress showed
that the stabilisation of horizontal stresses in Kiscelli clay requires different amounts of time
depending on whether the disturbance of the stratum permits horizontal displacement or
whether horizontal displacement is entirely prevented.
SUB-THESIS 4.1: When the disturbance of the stratum permits the development of horizontal
movements, at rest horizontal stress does not develop, a tertiary, that is to say new stable,
balanced state develops. I have established using measurements that the tertiary state of stress
requires approx. 6 months from the disturbance of the stratum. [ 3 ][ 5 ]
SUB-THESIS 4.2: When the disturbance of the stratum does not allow the development of
horizontal movements, at rest horizontal stresses build up and present a load on any rigid built
structures. I have established using measurements that re-establishment of the at rest state of
stress takes approximately 12 months, i.e. 1 year. [ 4 ][ 6 ]
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
11
THESIS 5: VALUE OF THE COEFFICIENT OF THE EARTH PRESSURE AT REST
After the processing of the measurements obtained during my research I determined
horizontal and vertical stresses in Kiscelli clay. Then, following the determination of the
horizontal and vertical stress values using in-situ tests and measurements, I determined the
coefficient of the earth pressure at rest in Kiscelli clay, which varies between 1.2 and 2.5
with depth. [6 ][ 7 ][ 8 ]
5 The applicability of the results
My findings, which are based on measurements, provide guidance for the design and
construction of structures in Kiscelli clayey marl. It raises awareness of the behaviour of
overconsolidated rock strata and the determination of horizontal stresses using in-situ
measurements.
The new scientific results obtained as a result of my research facilitate the safe and more
economical design and implementation of structures in Kiscelli clayey marl.
6 Proposed future research
The results of my research indicate that the following directions of research may furnish new
scientific results:
•
Displacement and deformations of tunnels built in overconsolidated rock
•
Development of a sizing principle for tunnel walls in overconsolidated rock, at
various
λ
0
values
•
The effect of overconsolidation on the displacement and distortion of
diaphragm walls
•
The study of the stability of diaphragm walls at various
λ
0
values
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
12
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13
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Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
14
Electronic sources
1. www.en.wikipedia.org/wiki/Karl_von_Terzaghi
2. www.hu.wikipedia.org/wiki/Jáky_József
3. World Stress Map:
http://dc-app 3-14.gfz-potsdam.de/pub/introduction/introduction_frame.html
4. www.mafi.hu
Determination of the coeffcient of earth pressure at rest in overconsolidated Kiscelli clay
Eszter Kalman-Horvath
15
My publications about the subject of the dissertation
2007
[ 1 ] Kálmán, E.: „Mérési tapasztalatok a Budapest 4. metró Bocskai úti állomás
szellőzőalagút építésénél”, Józsa J. (szerk.): Doktori kutatások a BME Építőmérnöki Karán
2007, Budapest, pp
[ 2 ] Kálmán, E.: „Mérési tapasztalatok a Budapest 4. metró Bocskai úti állomás szellőző
alagút építésénél”, Mélyépítő Tükörkép Magazin, Vol. 5/2007, pp
[ 3 ] Kálmán, E.: „Geotechnical monitoring of the tunnel constructed in Kiscelli clay in
Budapest”, Proceedings of The 2
nd
Symposium of Underground Excavations for
Transportation, pp. 509-516, 2007, Istanbul, Turkey
2008
[ 4 ] Kálmán E.: „Determination of the earth pressure at rest in situ in overconsolidated
clay”, Proceedings of World Tunnel Congress pp. 391-397,2008, Agra, India
2009
[ 5 ] Kálmán E.: „Determination of the coefficient of the earth pressure at rest in
overconsolidated clay”, Proceedings of 9
th
International Conference on Tunnel Construction
and Underground Structures pp. 99-104, 2009, Ljubljana, Slovenia
2012
[ 6 ] Kálmán E.: „ In-situ measurements in overconsoildated clay: Earth Pressure at rest”,
Periodica Polytechnica Civil Engineering, 2012
[ 7 ] Kálmán E.: „In-situ determination of the earth pressure at rest in overconsolidated
clay”, RMZ Materials and Geoenvironment journal, Vol. 59, No.1., 2012
[ 8 ] Kálmán E.: „Helyszíni kőzetfeszültség mérési eredmények a túlkonszolidált Kiscelli
Agyag Formációban”, Magyar Földtani Közlöny, 2012, 142. évf. 1. szám
Further publications
[a] Kálmán E.: „Metro Line 4 Construction in Budapest”, Tunnels & Tunnelling, 2009, Vol. 4
pp. 28-30
[b] Kálmán E.: „New metro line construction in Budapest”, Proceedings of 9
th
International
Conference on Tunnel Construction and Underground Structures pp. 191-196, 2009,
Ljubljana, Slovenia
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