The late centuries bce and the early centuries ce see the rise of larger, more centralized empires



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The late centuries BCE and the early centuries CE see the rise of larger, more centralized empires

  • The late centuries BCE and the early centuries CE see the rise of larger, more centralized empires

    • Imperial Rome & Han Dynasty China (Han China)
    • Rome & China have no direct contact
      • Connected by complicated trading networks
    • Rome & China have little influence on each other
    • Rome & China establish long lasting stability in area
    • Rome & China both establish territorial-cultural links that persevere to the present day
  • Important differences

    • Han China looked to past dynasties for inspiration
    • Romans evolved pragmatically


Small republic of farmers grows rich through trade

  • Small republic of farmers grows rich through trade

    • Italy’s central location in Mediterranean makes natural marketplace for trade, agricultural tradition meant land = wealth
  • Geography = fertile farmland, cultural unity

    • Romans influenced by neighbors: Etruscans & Greeks
    • The Seven Hills of Rome (Palatine Hill)
    • Seven kings of Rome, overthrown by Brutus “the Liberator”—creates the Res Publica “The Public Thing”
  • The Roman Republic

    • Senate and consuls, votes of the wealthy counted more
      • Conflict of the Orders: patricians vs. plebeians
      • Twelve Stone Tablets: Rome’s first code of laws
      • Tribunes: officials elected to protect the interest of the lower class






Latin Clan of Indo-Europeans

  • Latin Clan of Indo-Europeans

  • Patron/Client Relationship

    • Emperors=patrons of the masses, give gifts
  • Basic unit of Roman life = family

    • paterfamilias
  • Roman women have more rights than Greek

  • Rome adopts the Greek pantheon

    • Priests appointed from the wealthy class to perform rituals and maintain pax deorum


Roman divisions more maneuverable than Phalanx

  • Roman divisions more maneuverable than Phalanx

    • Drafted conquered peoples into army
    • Non-Italians afforded citizenship
    • Rome’s army gains power as it conquers
  • Rome vs. Carthage

    • First Punic War, Rome wins control of Sicily
    • Second Punic War, Hannibal attacks Italy
    • Rome sacks Carthage, Carthaginian Empire ends
  • The Roman War Ethos

    • Romans hold strong ideals of honor, fight harder
      • Soldiers are rewarded for courage












After defeating Carthage, Romans set sights on Greek city-state of Corinth—and win

  • After defeating Carthage, Romans set sights on Greek city-state of Corinth—and win

  • Romans continue to fight for control of the Hellenistic kingdoms of Asia & Africa

  • Julius Caesar conquers the Gauls

    • Caesar’s army kills a million Gauls, enslave another million




Rich farmers leave for long military service

  • Rich farmers leave for long military service

    • Investors consolidate land into latifudia
    • Conflict of the Orders increases—crisis
    • Dictators keep the peace during times of crisis
      • Ruled for six month terms, dicta (word) = law
    • 90s-30s BCE: Rome engulfed in civil war
      • Generals command personally loyal armies
      • Two Triumvirates
        • Julius Caesar, Pompey, & Crassus
        • Marc Antony, Octavian, & Lepidus


Octavian emerges victorious from civil war

  • Octavian emerges victorious from civil war

    • Designated Imperator by the Senate
    • Changes name to Gaius Julius Caesar Augustus
      • Assumes other titles like princeps
  • Emperors presented as semidivine with civil consent

    • Caligula presents self as “living god”
    • Many emperors commit suicide or assassinated
  • Military now comprised by life-long professionals

    • Emperors seen as successful based on military victory
  • Private contracting of government function creates tension between fair government and profit motives of the publicans







Urban centers administer and benefit from empire

  • Urban centers administer and benefit from empire

  • Heavy commerce during pax romana

    • Also aided by the Romanization of the empire
    • Eastern side of the empire still has Hellenistic culture
  • Citizenship extended to non-Italians

    • Military service = path to citizenship
  • City centers in the provinces provide some of the most influential Romans of the first few centuries C.E.



Insulae

  • Insulae

  • Bread & Circuses

    • Coliseum and arenas
  • Economy of Scale

  • Aqueducts

  • Roads



Yeshua ben Yosef (Joshua/Jesus son of Joseph)

  • Yeshua ben Yosef (Joshua/Jesus son of Joseph)

    • Jewish charismatic preaching in early C.E.
    • Crucified by Romans for what others claimed he was
  • Jesus taught exclusively to the Jewish pop of Palestine, and only in the local Aramaic dialect

    • The Christian scriptures written in Greek
    • Preached about the responsibility of rich to the poor
    • Empowerment of the “meek”
  • Paul of Tarsus: Jewish Roman citizen

    • Calls Jesus “Christos” or “anointed one”
    • Spreads Christianity throughout Mediterranean




Paul travels, writes letters, preaches throughout the Mediterranean

  • Paul travels, writes letters, preaches throughout the Mediterranean

  • Roman elites see Christianity as exciting, exotic faith

  • Roman government sees Christianity as a threat to the well-being of the state

    • Persecution of Christians
    • Martyrs
  • Conversion of Constantine, Edict of Milan

  • Theodosius establishes official religion







Augustus warns against expanding the empire

  • Augustus warns against expanding the empire

    • Emperors continue to expand in Europe & North Africa
    • War with the Germanic Tribes & Parthian Empire
  • Roman army reorganized to defend, not conquer

    • Hadrian’s Wall, forts on the Danube & Rhine rivers
    • Germanic tribes = ready supply of slaves, wars erupt
    • Roman cities begin to erect walls
  • Political instability=military & economic breaks

    • Progressively deeper raids by Germanic tribes
      • Wars drain treasury, coins devalued, rise of barter
      • Diocletian’s economic reforms help save economy




Government now seen as oppressive, disloyalty

  • Government now seen as oppressive, disloyalty

  • Emperor Constantine reorganizes the empire

    • Conversion to Christianity, religious tolerance
    • Transfer of capital from Rome to Greek Byzantium
      • Renames city Constantinople, major building projects
    • Eastern end of empire richer, more educated, more Christian
  • Byzantium

    • Constantine appoints new patriarchs of Constantinople
      • Constantine affects church doctrine—Council of Nicaea (325 CE)
    • Many in the country side (pagani) retain old religion
  • 395 CE: Western and Eastern empires formally split

    • 476 CE: Western Roman Empire collapses
    • Germanic kingdoms form, Roman cities in ruins, rural population
    • Eastern Roman Empire changes name to Byzantine Empire










230-221 BCE: King Zheng of Qin defeat the Warring States

  • 230-221 BCE: King Zheng of Qin defeat the Warring States

    • King Zheng assumes Zhou Dynasty’s Mandate of Heaven
    • Declares self Shi Huangdi “First August Emperor” (like Augustus)
    • Establishes capital in Xianyang
  • Qin administrative system: commanderies & counties

    • Commanderies ruled by civilian and military governors
    • All male citizens register with imperial clerks for conscription and taxes
    • Establishment of standard weights and measures, coinage minting
  • Qin emperors expand into Korean peninsula & Vietnam

    • Han idea of “grand unity” justifies expansion, oppression of rebel states
  • Qin officials Han Fei & Li Si espouse Legalism

    • Citizens organized into mutually responsible groups
  • Free labor preferred over slaves, high tax base = wealth

    • Economic regulation, agricultural surplus, high level of regional trade




Nomadic warrior peoples on frontier

  • Nomadic warrior peoples on frontier

    • Xiongnu people especially troublesome for Qin
    • Qin emperors push on, build defensive wall
      • Wall allows for the colonization of Inner Eurasian Steppe
  • Constant warfare burdens Qin tax base

  • Dissention among nobles & conscripted workers

    • Chief Master Li Si executed, Xiang Yu leads rebellion
    • Third Qin Emperor surrenders to Han forces
    • Xiongnu Confederacy reconquers Steppes
  • Xiang Yu commits suicide, feudal lords war





Han rulers keep Qin bureaucratic system

  • Han rulers keep Qin bureaucratic system

    • Army of 50,000+ crossbow armed soldiers
  • Western/Former Han Dynasty (206 BCE-9 CE)

    • Territorial expansion, economic prosperity
  • Dynastic Cycles

    • Families compete for power, claim authority of past dynasties—mandate of heaven
    • Dynasties rise and fall according to the cycle
    • Imperial continuity through multiple dynasties until 1911




World’s most centralized bureaucracy

  • World’s most centralized bureaucracy

    • Regional administrators played active role in local affairs
    • Removal of princes, management of aristocrats
    • Governor-Generals appointed during crisis/famine
  • Bureaucratic schools breed government officials

    • Imperial University started by Emperor Wu (136 BCE)
    • Rational thought brings diagnoses of body function, link between weather and disease, invention of magnetic compass, making of paper
    • Confucian thought dominates education of the elites
      • Balance between emperor’s power and bureaucracy
      • Honor tradition, emperor’s responsibility, respect history’s lessons


Han unite various groups who once warred

  • Han unite various groups who once warred

    • Allowed former Qin lords to reacquire power
  • Status of scholars rises in society—masters

  • Emperor Wu est. state monopolies to pay for wars

  • Minting of standard copper coins, The Silk Road

  • Han cities designed in grid, wide avenues

    • Palaces become forbidden inner cities
    • Large building projects aggrandize imperial power
  • Patriarchal family, women worked/respected

  • Public entertainment, gambling, debauchery

  • Funerary rites important to rich and poor





Free peasantry=base of society

  • Free peasantry=base of society

    • Farmers honored, merchants controlled
  • Scholar officials protect moral authority

  • Top of society=imperial clan and nobles

  • Merchants begin to espouse Daoist ideas to improve position

  • Emperor Wu turns Confucian philosophy into the state religion, Confucius=divine/demigod

  • Astronomical omens

  • Chinese not as religious/otherworldly as Romans



Creating stability for improving trade

  • Creating stability for improving trade

  • Standing army of 1,000,000; 10,000 Imperial Guard

  • Emperor Wu conquers Korea and Sichuan

  • Emperor Wu sends expeditionary forces to battle the Xiongnu and their horsemen

    • Xiongnu tribes split; southern tribes conquered
    • Northern Xiongnu pushed westward, threaten Rome (Huns)
  • Retreat of Nomadic peoples=pax sinica



“China’s Sorrow” natural disaster

  • “China’s Sorrow” natural disaster

    • Economic problems, political instability
  • The usurper Wang Mang (9-23 CE)

    • Later Han emperors justify anti-reformist rule
  • Elites reform tax code, benefit

    • Government no longer controls economy
    • Increased social inequality, rebellion
  • Confucius replaced by Laozi & Yellow Emperor as model citizen—rise of Daoism

    • The Yellow Turban rebellion
  • Buddhism arrives—millenarian movement

  • Han fall=three competing states (Wei, Shu, Wu)





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