Vilfredo Pareto’s Sociology
40
upon observable human behaviour, also tried to evade questions concerning the
ontology of underlying ‘biophysical’ components of personality which were at that
time the preserve of early depth psychologists (e.g. Allport 1937, 39–43, 287–290).
Nonetheless, Pareto remained focused, as were the early biosocial theorists,
upon trying to understand ‘personality traits’. His thinking might be summarised as
follows. As Pareto tried to stress by his social system metaphor, individuals are acted
upon by immensely complex constellations of forces, a logically complete account
of which must involve recourse to the full range of sociological
and psychological
levels of explanation. These forces are constantly changing and are brought to bear
in shifting combinations throughout the individual lifespan. However, Pareto felt
this interplay could be reduced to manageable proportions for the purposes of very
general, yet meaningful description, at least where aggregations of large social groups
are concerned. His decision to classify behaviours as different kinds of residue may
thus be understood as a concern with the outward manifestations of those enduring
psychic structures by which groups of individuals who have undergone similar
experiences have commonly learned to settle complex forces in order to bring some
degree of consistency to their thoughts and behaviours.
Like Fromm, Pareto envisioned a two way interaction between these personality
traits and the environmental circumstances which influence them. Operationally,
however, Pareto overemphasised the agency of
his residues in shaping the
environment (to reiterate, these were to provide the ‘synchronising forces’ which
regulate the historical cycle) to the extent that he deemed it necessary to warn that it
would be a misrepresentation to treat residues as ‘causes’ and corresponding social
phenomena as ‘effects’ (e.g. Pareto 1935, §2414). Once we recognise this two way
interaction, residues become descriptive, not just of personality traits which reflect
the inner predispositions of those who hold control positions within the political and
economic elites, but also of elite environments themselves. They specify, that is,
how individuals need to behave if they are to succeed within the elites.
It seems, therefore, that Pareto’s decision to downplay his use of the terms
‘fox’ and ‘lion’ in favour of the ‘class I’ and ‘class II’ residues might in part be
regarded as an effort to move beyond his earlier, overly
simplistic biophysical
assumptions about personality (which his earlier use of animal labels to describe
human types implies) towards one which acknowledges its plasticity. Pareto’s
changing terminology may reflect, that is, his dawning realisation that individuals
can adapt to new situations to which they are not initially suited, and, much more
significantly, that institutions may adapt to new situations without relying upon a
substantial personnel circulation.
Lastly, a final point may confirm that Pareto’s theory of ‘residues’ is best thought
of as an early, unsuccessful effort to grasp the idea of a personality trait. Pareto
believed that a small number of residues will typically manifest themselves within
a greater number of ideological ‘derivations’ (e.g. Pareto 1935, §2081–2088)
. So,
for example, he thought that ideologies of pacifism, humanitarianism,
socialism
and democracy all reflect the same underlying ‘class I residues’ (the characteristics
which he attributed to his foxes are once more clear). Ideologies which involve a
thirst for political violence, religious theology, or assertions of the importance of
specific customs and traditions or folk wisdoms, were all deemed to manifest the
Pareto’s ‘Psychologistic’ Sociology
41
same underlying ‘class II residues’ (where the characteristics of the lions are once
more apparent). The residues were, in fact, so called because they try to express
the ‘common elements’ which are left when the changeable
features of such varied
ideologies are removed (e.g. Winch 1958, 104). More fully, they aim to be descriptive
of different kinds of psychic terrain, where certain kinds of ideology will either
flourish or find it hard to take root.
Pareto’s relationship between residue and derivation may thus be understood
very simply as an early and unsatisfactory attempt to grasp a concept which is
now common currency in psychological research. On replacing ‘residues’ with
‘dimensions of personality’ and ‘derivations’ with ‘items from a psychometric scale’,
it becomes clear that the discipline of psychometrics, which emerged in the early
twentieth century, in particular within the London school, came to rely heavily upon
an inferential procedure which Pareto sensed but did
not pursue towards practical
ends.
2.9 Conclusion: Pareto’s Political Sociology
Throughout much of chapter twelve of his ‘Treatise’, Pareto moved his focus from
‘general sociology’ to a particular concern with the distribution of psychological
characteristics throughout the ‘governing elites’ of western democracies. His
thinking is neatly concentrated within the following passage which makes it clear
that he viewed the distribution of psychological characteristics throughout political
hierarchies as mirroring exactly the distribution of psychological characteristics
between elites and non-elites:
In our political systems in the west political parties fall into two general classes, 1. Parties
that alternate in governing a country, so that while one is in power the others stand in
opposition. 2.
Intransigent parties, parties of lost causes, that never get into power. The
parties which never attain power are frequently more honest, but also more fanatical,
more sectarian, than parties which do. In the parties that get into power, a first selection is
made at election time. Barring exceptions – and they are few – a person cannot be elected
Deputy unless he pays and is willing to grant, governmental favours. That makes a mesh
which lets very few (honest politicians) get by. A second and more thorough-going sifting
of the raw material takes place in the choice of Ministers. Ministerial
candidates have to
make promises to the Deputies and be able to assure them that they will look after them
and their political followings. Rare gifts of acuteness and aptitude for combinations of
every kind are absolutely necessary. Ministers have to look over the field of business
with a discerning eye to discover subtle combinations of economic favouritism, neat
ways of doing favours to banks and trusts, of engineering monopolies, manipulating
tax assessments, and so on; and in other domains, influencing courts,
distributing
decorations, and the like, to the advantage of those on whom their continuance in power
depends (Pareto 1935, §2268).
Two points are worth noting here. Firstly, this description, although aimed at ‘political
systems in the west’, appears written with the Italian polity very firmly in mind.
This must raise doubts over its more general applicability. Secondly, the personality
theory which this chapter has begun to sketch out is very much in evidence. To