10
Nasdaq Dividends Daily List - Definitions & Data Fields
File Format without CUSIP Data
Secure FTP Directory Path/File Name
The actual IP Address is only provided when the requisite documents have been completed and
the user ID/password has been assigned.
IPAddress\Trader\DailyListRV\Dividends\dirvmmddyyyy
File Format:
Daily List Date | Market Category | Issue Symbol | Company Name | Declaration Date | Amount | X-
Date | Record Date | Payment Date | NOTES for Each Dividend | Dividend Type Id | Stock Amount |
Payment Freq | Cash Amount | QualDiv | Rights Basis Notes | Rights Exercise Price Amount | Rights
Expiration Date | Net Amount
The data at the bottom of the file can potentially contain a row representing the Note for the Day.
The field heading will appear as: Notes for Day |||||||||
File Format with CUSIP Data
Secure FTP Directory Path/File Name
The actual IP Address is only provided when the requisite documents have been completed and
the user ID/password has been assigned.
Data Field
Description
Field
Size/Attribute
Leveraged ETP Ratio
Indicates the ratio at which the leveraged ETP
Varchar (5)
operates as compared to the underlying index.
Inverse ETP Flag
Indicates if the issue is an inverse Nasdaq-listed
Char (1)
exchange-traded fund (ETP). Allowed Values:
Y – Yes, the security is an inverse ETP
N – No, the security is not an inverse ETP
LULD Tier Indicator
Indicates the tier that a security will be
Char (1)
monitored in relation to the Limit Up-Limit Down
rule.
1 – NMS Stocks included in the S&P 500
Index, the Russell 1000 Index, and the
exchange-traded products (“ETP”) listed
on Schedule 1 in the
SEC approval order
.
2 – All NMS Stocks other than those in
Tier 1.
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IPAddress\Trader\DailyList\Dividends\dimmddyyyy
File Format:
Daily List Date | Market Category | Issue Symbol | Company Name | Declaration Date | Amount |
Payment Freq | X-Date | Record Date | Payment Date | NOTES for Each Dividend | Dividend Type Id |
Stock Amount | Cash Amount | CUSIP | QualDiv | Rights Basis Notes | Rights Exercise Price Amount |
Rights Expiration Date | Net Amount
The data at the bottom of the file can potentially contain a row representing the Note for the Day. The
field heading will appear as: Notes for Day |||||||||
Definitions & Data Fields for Both Formats
Data Field
Description
Daily List Date
The date and time the Nasdaq Daily List was distributed. All times are
military time and Eastern Time (ET).
Market Category
The Market Category of a security.
Allowed Values effective July 3, 2006:
B - OTCBB
G - Nasdaq Global Market
SM
P - Private Placement Securities
12
Data Field
Description
Q - Nasdaq Global Select Market
SM
R - OTC Securities
S - Nasdaq Capital Market
SM
BOND - BOND
POR - Portal
Issue Symbol
The symbol of the issue experiencing the dividend.
Company Name
The name of the issuing company for the fund.
Declaration Date
The date the dividend was declared. The date format is MM/DD/YYYY.
Amount
The amount of a dividend. The following codes are used:
apx = approximate
ann = annual
cdn = Canadian
ext = extra
fnl = final
inc = Increase
SA = semiannual
stk = stock div
spl = special
Payment Freq
If available, the value indicates the payment frequency of the dividend.
The allowed values will be as follows:
M – Monthly
O – Others
P – Special
Q – Quarterly
S – Semi-Annual
A – Annual
Null – Data not Available or Applicable.
X-Date
The X-Date of a dividend. The X-date represents the
date that the issue
will be quoted without ("ex") the value of the dividend. The date
format is MM/DD/YYYY.
Record Date
The record date of a dividend. The record date represents the date that
all holders of record are entitled to the dividend payment. The date
format is MM/DD/YYYY.
Payment Date
The payment date of a dividend. The payment date represents the date
that all holders of record receive the dividend. The date format is
MM/DD/YYYY.
NOTES for Each Dividend
Free form text allowing for entry of notes pertaining to the single entry.
This field contains relevant information regarding the dividend and/or
comments pertaining to the following:
Declaration Date
Amount
X-Date
Record Date
Payment Date
Dividend Type Id
This field will contain an indicator to depict the type of Corporate
Action occurring to the Issue. The allowed values are as follows:
XC - Cash Dividend