In most societies today, the way in
which citizens interface with the local food,
health and environment systems – and thus
contribute to determining their own food
security and nutrition outcomes – is through
personal, household, group and community-
level decision-making and actions, all of which
are conditioned by the data and information
they have access to.
FSN drivers encompass macro level constructs
made up of many fundamental elements which
FIGURE 1:
FRAMEWORK FOR A SYSTEMIC VIEW OF FSN TO GUIDE DATA COLLECTION AND ANALYSIS
Source: Figure inspired by the HLPE-FSN Sustainable Food Systems Framework (HLPE, 2017, 2020), the UNICEF conceptual framework of the determinants of
malnutrition (UNICEF, 1990, 2021), the socio-ecological model (Bronfenbrenner, 1979), and the Sustainable Livelihoods Framework (SLF)(DFID, 1999).
Macro le
vel determinants:
en
vir
on
me
nt,
te
ch
no
log
y a
nd
inn
ova
tion
, edu
cation
, infrastructures, economic, socioc
ultura
l, poli
tical
and
ins
titu
tion
al s
ettin
gs
Cro
ss-
cut
tin
g d
ime
nsio
ns: a
vailab
ility, access, utilization, stabilit
y, agen
cy, su
stain
abili
ty
Meso
level determinants:
foo
d s
yste
m, he
alth system, environment
syste
m
Mic
ro lev
el determinants
:
pe
rs
on
al,
ho
us
eh
old
, gr
oup a
nd community-le
vel d
ecis
ion
-m
akin
g
Individual
food security
and nutrition outcomes:
diet adequacy, nutrition
status, well-being
[
15
1
SETTING THE STAGE
can be grouped into the following categories:
trends in FSN outcomes, as well as trends that
are occurring in other domains that are drivers
of food system change, including: biophysical
and environmental; technology, innovation
and infrastructure; economic and market;
political and institutional; socio-cultural; and
demographic. (HLPE, 2020). Environmental,
sociocultural and economic determinants,
including their externalities, are explicitly
included in the macro level because these
drivers are only implicit in the “sustainability”
dimension of FSN. Taken together, macro level
drivers contribute to shape the more proximal
food, health and environmental systems at
the meso level, which jointly determine the
enabling environment – comprising availability,
affordability, proximity, knowledge and practices
related to food – for people to become agents of
their nutrition. (HLPE, 2020; UNICEF, 1990).
Deciphering the micro level or immediate
determinants of FSN requires further discussion.
For individuals to benefit from the flow of
locally available goods and services related to
FSN, decision-making must take place both
individually and in groups, in coordination with
their families and communities. At the micro-
level, specific and different territorial settings
exist within national and regional levels (e.g.
rural areas with livestock, fishery areas), which
present highly diverse potentials. Together with
individual and collective agency, diverse areas
shape the possibility to achieve food security
and nutrition for those who live or work in
these areas. It is at this immediate interface
between the individuals, their local food and
health systems and their local environments,
that people’s food security and nutrition is
determined through myriad types of decision-
making. This is still nested within, and thus
influenced by, the ever-present macro level
determinants in a given society.
Finally, cutting across the four interrelated
levels of our conceptual framework for FSN
are the six dimensions of FSN: agency, stability,
sustainability, access, availability and utilization
(HLPE, 2020).
One notable challenge in the design of
conceptual frameworks like the one discussed
here is to incorporate the complexity deriving
from the existence of competing views of life.
Many Indigenous Peoples, for example, have
a
biocentric view of life (DesJardins, 2015)
that differs radically from the
anthropocentric
approach conveyed in the conceptual
framework, where human separation from
nature is high, and human intervention is
justified to actively attempt to regulate inputs of
energy, nutrients, water and/or temperatures
to favour production. In a biocentric view of life,
ecosystems and their human and non-human
co-inhabitants are intrinsically connected.
Biocentrism underpins Indigenous Peoples’
traditional knowledge, culture, language,
values, spirituality and cosmogony, as well
as their food systems (FAO, 2021), informing
practices of food generation and production
and natural resource management. The
inclusion of the environment as a proximal and
systemic determinant of FSN in our conceptual
framework is intended to accommodate this
and to allow for considerations related to how
biocentrism underpins Indigenous Peoples’
food systems.The conceptual framework
provides guidance as to the different topics or
themes data should encompass for a system
approach to FSN data collection and analysis
tools. Thus, the framework can be used to
visualize potential impact paths and indicators
at each societal level for FSN outcomes. The
concentric circles in the conceptual framework
are inspired by the aforementioned systems
approach related to the socioecological model,
and are
not designed to convey a top-down
approach that could result in overlooking the
needs of local populations, including indigenous
communities. On the contrary, the focus
on the decision-making sphere at different
levels grounds the framework in the human
right approach, including for example the
consideration of the right of Indigenous Peoples
to self-determination, which includes the right
to food as per the conjunction of the United
Nations Declaration on the Rights of Indigenous
Peoples (UNDRIP) (A/RES/61/295) and the
International Covenant on Economic, Social and
16
]
DATA COLLECTION AND ANALYSIS TOOLS FOR FOOD SECURITY AND NUTRITION
Cultural Rights
8
, by virtue of which Indigenous
Peoples freely determine their political status
and economic, social and cultural development.
Consistent with the United Nations Declaration
on the Rights of Peasants and Other People
Working in Rural Areas (UNDROP), adopted
by the UNGA in 2019 (A/RES/73/165), the
framework provides for the inclusion of rural
peasants and other local food system actors
as important agents in FSN-related policy
decisions.
8 Adopted on 16 December 1966 by UN General Assembly
resolution 2200A (XXI).
DATA-INFORMED DECISION-
MAKING CYCLE
Because the conceptual framework does not
provide insights on how priorities for data
collection are decided upon, another critical
conceptualization involves recognizing the steps
needed to ensure more effective and efficient
data-driven decision-making.
To this aim, we have adapted the data value
chain from the Nutrition Data for Accountability
and Action Framework (Piwoz
et al., 2019) to
illustrate six critical stages in the process of
data-informed decision-making for food security
and nutrition (
SEE FIGURE 2
).
FIGURE 2:
DATA-INFORMED DECISION-MAKING CYCLE
Source: Adapted from Piwoz
et al., 2019.
Effective data
governance and
inclusiveness across
all FSN related data
systems
Start by defining/refining
evidence priorities and
questions
Identify data needed.
Review, consolidate,
collect and curate data
Disseminate, share,
review, discuss results,
refine insights and
conclusions
Analyse data, using
appropriate
analysis tools
Use results, insight
and conclusions to
make decisions
Translate data into
results, insights
and conclusions
Effective data
governance and
inclusiveness across
all FSN related data
systems
Start by defining/refining
evidence priorities and
questions
Identify data needed.
Review, consolidate,
collect and curate data
Disseminate, share,
review, discuss results,
refine insights and
conclusions
Analyse data, using
appropriate
analysis tools
Use results, insight
and conclusions to
make decisions
Translate data into
results, insight and
conclusions
[
17
1
SETTING THE STAGE
Our data-informed decision-making cycle
consists of six components. At the centre of
the cycle is effective data governance and
inclusiveness across all FSN-related data
systems, as a fundamental prerequisite to
carrying out each of the components in the
cycle for improved data collection and analysis.
Data governance is central because multiple
sectors and stakeholders are needed across
the steps, but these may vary from step to step
and depending on the nature of the specific
issue(s) being addressed. Many users of this
data-informed decision-making cycle will be
inclined to follow only some of the components.
However, the components are presented in a
cycle in order to clearly and concisely illustrate
the sequence of steps from collecting raw data
to ultimately using the information gleaned from
these data to guide decisions related to FSN.
We distinguish between defining and refining
evidence priorities and questions as an essential
first step in the cycle, regardless of how many
components are subsequently performed. The
data-informed decision-making cycle for data
collection and analysis for FSN is, precisely, a
cycle, rather than a linear sequence, because
previously published evidence should be used
to facilitate this first step of defining or refining
evidence priorities and questions. Thus, as a
crucial starting point, prior to any data collection
or analysis, it is important to define a clear set
of evidence priorities, in line with effective data
governance and inclusiveness, and to identify
focused questions with clear linkages to said
evidence priorities. The evidence priorities and
related questions will serve as a clear guide
for the subsequent steps in the data-informed
decision-making cycle.
The other components of this cycle are: the
identification of the required data and the review
and consolidation, or collection, of primary or
secondary data and the curation of the data; the
analysis of the data, using appropriate analysis
tools; the translation of data into results, insights
and conclusions; the dissemination of the data
in order to share them, review and discuss the
results, and refine insights and conclusions; and
the use of the results, insights and conclusions
to make decisions. Depending on the different
actors or stakeholders involved, they may
perform one or a few of these components, or
they may perform all of them sequentially.
Ideally, evidence priorities should be defined
though a democratic process involving the
decision-makers and the beneficiaries. To guide
the process, several considerations, including
the concepts in the conceptual framework,
should be considered, especially when working
with Indigenous Peoples. Both decision-making
and prioritization are influence by external
factors beyond research agendas, such as
the quality of existing data. Once the evidence
priorities and related questions are clear,
the next step is to review and consolidate any
existing data on the topic. If necessary, new
primary or secondary data can be consolidated
with existing data and used with analysis tools.
In many cases, it may not be necessary to collect
new data, as it may suffice to organize the
existing data in way that it is useful to answer
the questions. In other cases, it may be more
appropriate to either re-define the questions or
use sound proxies based on available data. Once
the existing data are organized, if the questions
are still not satisfactorily answered, a plan to
collect new data can be made. In order to ensure
that the data can be effectively translated into
results and that those results can be effectively
disseminated (these being the next two steps in
the cycle) it is extremely important to plan the
collection of new primary or secondary data in
accordance with both the evidence priorities and
the FSN conceptual framework. Locally adapted
data and information reduce the risk of one-
size-fits-all solutions that can be detrimental
to the well-being of Indigenous Peoples and the
sustainability of their food systems, as have been
observed during the COVID-19 pandemic (FAO,
2020, e-consultation).
Both existing data and newly collected data, be
they quantitative or qualitative, will likely need
to be transformed (at a minimum, cleaned)
and analysed using analysis tools to address
the initial objective and related questions.
Both new and existing data should be entered
into a data management platform to be stored
and subsequently organized and analysed in a
18
]
DATA COLLECTION AND ANALYSIS TOOLS FOR FOOD SECURITY AND NUTRITION
sensible fashion. Ideally, results and conclusions
should be tested for accuracy and taking
corrective measures; including field-testing
when necessary and feasible and, if needed,
corrective measures should be taken. Field-
testing aids the ascertainment of the accuracy of
the data and the research methods used. Ideally,
all stakeholders should also be involved in field
testing the results and related conclusions prior
to disseminating the results and conclusions.
In the translation step of the data-informed
decision-making cycle, the results are translated
into meaningful information, designed with a
specific audience or user in mind, in way that
can eventually be disseminated and used. Data
translation is necessary for data dissemination,
but it is a separate step. This is why these
steps are conveyed as separate components
of the data-informed decision-making cycle.
Translated data in the form of results should
disseminated, reviewed and discussed to provide
opportunities to refine insights and conclusions
prior to the results being freely used and
perhaps, misinterpreted. This process should
include recognizing the strengths and limitations
of the analysis. Therefore, dissemination is an
important step in the cycle, which should be
conducted before the results and conclusions
are used by diverse stakeholders (including civil
society and participants in the data collection
process) for decision-making and new, related
endeavours.
Ideally, the data, both in its crude and translated
formats, and the related analysis tools, should
be made available to users at any level of the
conceptual framework, from the macro level,
through national-level policymakers, to those
involved in the meso and micro levels, in group
and individual level decision-making. The
resulting data and results can, in turn, be used
as input for subsequent, new, evidence priorities
and related questions. It is for this reason that
we refer to the data-informed decision-making
process as a cycle and have conveyed it as such
in Figure 2.
The data-informed decision-making cycle has
a simple design; such that it can be adapted to
any FSN objective and data type. It is important
to acknowledge that this simple design does
not negate the inherent complexities, such as
bottlenecks, constraints and biases, in such a
process. One of these complexities is the need to
respect the traditional and customary institutions
of Indigenous Peoples, who often maintain their
own traditional governance systems. Under the
framework of the right to self-determination,
stakeholders who establish data-selection
priorities must involve the traditional governance
systems in the process of data collection and
subsequent policymaking and implementation.
The practical reality of utilizing a data-informed
decision-making cycle such as the one presented
here, includes a contested nature of data, the
empirical reality of decision-making, and critical
issues of power and voice in decision-making.
The importance of strong coordination between
actors in addressing bottlenecks and constraints,
throughout the data-informed decision-making
cycle, will be addressed in subsequent sections
of this report.
USING THE CONCEPTUAL
FRAMEWORK AND THE
DATA-INFORMED DECISION-
MAKING CYCLE TO ADDRESS
ISSUES RELEVANT FOR FSN
To demonstrate how the theoretical guidance
presented in the conceptual framework (
FIGURE
1
) can be overlaid with the methodological
guidance presented in the data-informed
decision-making cycle (
FIGURE 2
), we have
constructed a matrix (
FIGURE 3
) showing how
both of these can be used together to address
evidence priorities and related questions relevant
for FSN; with a particular aim of parsing the new
data collection that would be necessary for such
work. In this matrix, the column headers are
the five main components of the data-informed
decision-making cycle, after defining and
refining the evidence priorities and questions,
while the row headers are the levels in the
conceptual framework.
[
19
1
SETTING THE STAGE
FIGURE 3:
HOW TO STRUCTURE A DATA-INFORMED, DECISION-MAKING PROCESS MATRIX
Completing a data-informed decision-making
process matrix that combines the levels in the
conceptual framework with the phases in the
data cycle is not an easy exercise, but it is a
necessary one. This is because too often policies
and programmes and related objectives (e.g.
updating food-based dietary guidelines) are
designed without considering all the levels of the
conceptual framework, or used to initiate new
data collection without a sound understanding
of the existing data. As the six cross-cutting
dimensions of food security are still new, related
FSN polices, programmes and objectives have
not yet been purposefully framed with these six
dimensions in mind. When thinking about FSN
policies, programmes and related objectives it is
imperative to think about how the different types
of users of data and analysis tools might interact
with or be aware of such initiatives. It is for these
reasons that we recommend those interested
in designing or updating FSN initiatives work
through the challenging exercise of completing a
data-informed decision-making process matrix
(
FIGURE 3
).
First, by identifying what data are available (and
from where) at the macro level (for instance,
national-level data on environment, technology
and innovation, infrastructure, economic, socio-
cultural, political, and institutional settings,
education) one can identify which of the six
cross-cutting FSN dimensions are captured, or
not, in the identified databases. It is important to
note that, for the matrix,
environment is defined
in the broad sense. Thus, environmental data
can include data related to food availability (e.g.
national fruit and vegetable yields) as well as
national climate-related data that one might
view being more related to the FSN dimension of
sustainability. The proposal is to aim to identify
data from as many of the macro drivers as
possible, while also aiming to capture as many
of the six cross-cutting dimensions as possible
within these newly identified existing databases,
if possible – all six of them.
Then we suggest continuing by reviewing and
identifying the existing data for the subsequent
levels in the conceptual framework – in other
words, filling in the rest of the first column
of the matrix. Thus, at the meso level, within
the country (i.e., at the provincial, district or
municipal level) food system data related to
availability and access that varies throughout
a given country should be identified, especially
because this variability will affect the
sustainability of a given objective within a given
country. Regional and municipal-level databases
regarding health and environmental systems
should also be identified, which may include
identifying existing food- or health-related
policies (such as food-based dietary guidelines).
At the micro level, identifying data related to the
agency dimension (such as data on community
Data cycle phase
Review,
consolidate,
collect, curate,
data
Analyse
data using
appropriate
analysis tools
Translate data
into results,
insights, and
conclusions
Disseminate,
share, review,
discuss
results, refine
insights and
conclusions
Use results,
insights, and
conclusions to
make decisions
Level
Macro (distal)
Meso (proximal)
Micro (immediate)
Individual (outcomes)
20
]
DATA COLLECTION AND ANALYSIS TOOLS FOR FOOD SECURITY AND NUTRITION
groups that support community gardens) is
important for the subsequent steps in the data
cycle that are represented as columns in this
matrix. The final step will be to determine which
databases may be used to identify the individual
outcomes related to the objective at hand (such
as national health and nutrition surveys).
The subsequent columns in the data-informed
decision-making process matrix are likely more
challenging to fill out, but are important to
think through, and thus, to complete, prior to
executing a new policy or programmatic objective
that would be inextricably linked with a budget or
financial ramifications.
The second step in filling out the data-informed
decision-making process matrix is to identify the
most basic, or simple, analysis that can be done
from the databases curated in the first column
and to identify the appropriate analysis tools in
which to do so. The process of identifying which
analysis and analysis tools are necessary for the
objective at hand serves two main purposes: 1)
to identify which elements from the previously
identified databases must be analysed (such as
data on fruit and vegetable yields) and which
analysis tools can be used for this purpose (e.g.
any statistical software package that can rank
values); and 2) to identify which analyses need to
be conducted for which there are no existing data
in the first column of the matrix (for instance,
average distance between farmers’ markets
and homes), which may or may not serve as an
impetus for new data collection, depending on
how essential the data are with regard to the
objective at hand.
The third step is to identify how the data
identified in the first column of the matrix
can be translated into results, insights and
conclusions. At the macro level, how will the
data identified in the first column be used. For
example, will the data be used to inform a policy
brief, inform new FSN intervention designs,
or will it merely be used to identify important
national gaps (for instance, in farmers’ market
coverage). At the meso level, what types of
variability can be identified in the data and,
similarly, how is this variability related to the six
cross-cutting dimensions? For example, does
fruit and vegetable production vary regionally
within a country and how will that affect the
sustainability of the objective over the long term?
Or how will global conflicts affect the national-
or regional-level stability of food systems that
has proximal impacts and ramifications for
local food systems? At the micro level, how
can the existing databases be used to infer or
anticipate municipal-level FSN actions (e.g. how
should school feeding programmes incorporate
regional, or more local, fresh products)? And,
finally, what individual level outcomes might be
set as targets if the objective can be addressed
according to plan (for instance, can individual-
level fruit and vegetable consumption increase?).
Just as the six cross-cutting dimensions need
to be colour-coded in the first column, they
should also be colour-coded in the subsequent
columns, after the specific content in each
column has been completed. Doing so will help
the practitioner more easily identify whether the
objective at hand really does tackle the six cross-
cutting dimensions across levels and actors in
FSN.
The task in the fourth column of the data-
informed decision-making process matrix
is to identify the actors related to both the
six cross-cutting FSN dimensions and the
originally identified objective. Thus, who are the
stakeholders within the specific sectors related
to macro level determinants in the conceptual
framework (i.e., environment, technology
and innovation, infrastructure, economic,
sociocultural, political and institutional settings,
education); such as key stakeholders in the food
system at the national level, as well as trade and
industry and the education sector. At the macro
level, these key stakeholders may be ministers,
while at the meso level the key stakeholders
might come from related areas at the regional
level. At the micro level, it is important to
identify the key stakeholders at the municipal
level. Finally, in terms of individual outcomes,
when thinking about how to disseminate, share,
review, discuss results and refine conclusions
and insights, think about how population
disaggregated data, for example, might be used
to propose new programmes aimed at improving
individual outcomes, and how agency can be
[
21
1
SETTING THE STAGE
incorporated into user-centred design processes
to improve individual outcomes related to the
previously defined objective.
The last step in completing the data-informed
decision-making process matrix is to identify
how such (anticipated) findings in the third
column (or data translation step) might be used
to make related decisions. While the previous
column focused on the related actors, the final
column in the matrix focuses on what types of
decisions (i.e., content) might be made based
on the previously anticipated results and key
stakeholders at each level. Thus, at the macro
level, national-level opportunities for innovation
could be made or national-level procurement
programmes could be modified. At the meso
level, such decisions could include regional
supply chain adaptations, industry incentives
and penalties, and improved health sector
messaging. At the micro level, decisions are
made at the local level, such as through the
local health sector and local schools. And, at the
individual level, decisions should be aimed at
advocacy and coalition building.
The rest of this section will highlight one
example of how such a matrix can be used
to guide data collection and analysis in both
a comprehensive and simple fashion. It is
important to recognize that what follows is only
one example to illustrate the utility in using both
the conceptual framework and data-informed
decision-making cycle to guide data collection
and analysis tools. In the supplementary
material we have included three additional
examples that revolve around the following
evidence priorities and questions:
•
To identify needs for humanitarian food
assistance for districts in Haiti using IPC as the
data analysis tool.
•
Does the existing evidence support a national
school feeding programme mandated through
policy that includes 10% of school food to
include fish/seafood products from small-
scale fisheries (SSF)?
•
How to assess a sustainable healthy diet within
a given local context?
Although, for the purpose of this report, the
examples are being presented from one
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