- Organizing and conducting internal audits of the Company and S&A.
- Assessment of the effectiveness of internal control systems, risk management, corporate
governance and S&A.
- Interaction with the Audit Committee of the Board of Directors.
Information about the issuer's policy in the field of risk management and internal controls, as
well as the presence of the issuer's internal document establishing the rules to prevent the misuse of
confidential and insider information:
Systems of internal control and risk management, internal audit in the Company were formed taking
into account international standards as well as regulatory requirements and recommendations in force in
the Russian Federation, common principles and approaches of which that are fixed in the Policy in the field
of internal control and risk management and policy in the field of internal audit:
1. Policy on Internal Control and Risk Management PJSC RusHydro
URL to its full contents:
http://www.rushydro.ru/corporate/regulations_and_docs/documents/board/
2. Regulations on the Internal Audit PJSC RusHydro
URL to its full contents:
http://www.rushydro.ru/corporate/regulations_and_docs/documents/board/
3. Order of interactions of the Audit Committee of the Board of Directors with executive bodies of
the Issuer's management is set out in the Regulations on the Board of Directors on the Audit Committee of
PJSC RusHydro.
URL to its full contents:
http://www.rushydro.ru/corporate/regulations_and_docs/documents/board/
4. Regulations on insider information approved by the Board of Directors of PJSC RusHydro
URL to its full contents:
http://www.rushydro.ru/investors/disclosure/inside/
The Regulation governs the practice of the Company meeting the requirements of Russian
legislation with regard to the prevention of unlawful use of insider information and market manipulation.
During preparation of the Regulation international corporate governance practice was taken into account,
including the requirements of the Disclosure and Transparency Rules of the Financial Conduct Authority.
The Regulation established categories of persons, who/which are included into the list of insiders by
PJSC RusHydro, access procedure and rules for confidentiality protection of the insider information as
well as restrictions for use of the information by insiders for making transactions with financial
instruments of the Company and for transfer of the relevant information to third parties. This list also
includes employees of PJSC RusHydro who have access to information and documents containing insider
information to perform their employment functions.
The list of insider information is prepared in Russian and English and is published on the corporate
website of PJSC RusHydro (www.rushydro.ru and www.eng.rushydro.ru). The Company publishes the
insider information in Russian in the newsline of the authorized news agency Interfax (www.е-
disclosure.ru) and in English—on RNS newsline (http://www.londonstockexchange.com/exchange/prices-
andnews/news/market-news/market-news-home.html).
The current list of insider information of PJSC RusHydro approved by the order of PJSC RusHydro
from 16/03/2015 № 198
Address of the Internet page on which free access to the full text:
http://www.rushydro.ru/investors/disclosure/inside/
5.5. Information on Members of the Issuer's Bodies, Monitoring Financial
and Economic Activities
Name of the Issuer's financial and economic activities monitoring body: Internal Audit Commission
(approved by resolution of the General Meeting of Shareholders on June 27, 2016)
Full name: Annikova Naliia Nikolaevna
Born in: 1955
Education: Higher education
Positions held by this person at the Issuer and other organisations in the past 5 years and currently,
in chronological order, including part-time positions
Period
Name of the company
Title
from
to
2010
2010
OJSC "BetElTrans"
CEO's councelor
2010
2013
OJSC "RZDstroy"
CEO's councelor
2013
present
OJSC "Construction Management № 308" First
Deputy
General
Director
Share of the person in the authorized capital of the Issuer, share of the Issuer's equity shares held by the
person and number of the Issuer's shares of any category (type) that such person may acquire as a result of
the exercise of rights under the Issuer's options in its possession: none
Share of the person in the authorized (reserve) capital (unit fund) of the Issuer's subsidiaries and affiliates.
Share of owned ordinary shares of subsidiaries and dependent companies of the issuer and number of
shares of each category (type) that such a person can be acquired as a result of the rights of options of
subsidiaries and dependent companies of the issuer: none
Information on the nature of any kinship with other individuals included into the Issuer's management
entities and/or bodies monitoring financial and economic activities:
There is no said kinship
Information on imposition of administrative sanctions upon the person due to violations in finance, taxes
and levies, securities market, or imposition of penal sanctions (previous convictions) due to economic
violations, or wrongful acts against state authorities:
No said sanctions have been imposed upon the person
Information on the person holding any position in management entities of commercial organizations during
any period when an action of bankruptcy was brought against the said organizations and/or one of the
bankruptcy procedures stipulated by the insolvency (bankruptcy) laws of the Russian Federation was
implemented against the said organizations:
The person has not held such positions
Full name: Mandal Denis Ryshyevych Kant
Year of birth: 1987
Education: Higher education
Positions held by this person at the Issuer and other organisations in the past 5 years and
currently, in chronological order, including part-time positions
Period
Name of entity
Position
from
by
2008
2011
OJSC Renaissance Capital
Customer Service Manager
2012
2016
Federal Property Management Agency
Deputy Head of Department
of
Federal
Property
Management Agency*
2016
present
OJSC ANK "Bashneft"
Member of the Committee
on Budget Board
Share of the person in the authorized capital of the Issuer, share of the Issuer's equity shares held by
the person and number of the Issuer's shares of any category (type) that such person can acquire as a result
of execution of rights under the Issuer's options in its possession: none
Share of the person in the authorized (reserve) capital (unit fund) of the Issuer's subsidiaries and affiliates.
Share of owned ordinary shares of subsidiaries and dependent companies of the issuer and number of
shares of each category (type) that such a person can be acquired as a result of the rights of options of
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