2018 Clean Working Version 2017-3-15 aipla model Patent Jury Instructions



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12. Willful Infringement

12.0 Willful Infringement—Generally


Practice Note: The following Instruction should be given only if the patent owner contends willful infringement and has introduced sufficient evidence to support this contention.

If you find that it is more likely than not that [the Defendant] infringed a valid claim of [the Plaintiff]’s patent, either literally or under the doctrine of equivalents, then you must also determine whether or not [the Defendant]’s infringement was willful.

To show that [the Defendant]’s infringement was willful, [the Plaintiff] must prove by a preponderance of the evidence that [the Defendant] knew of [the Plaintiff]’s patent and intentionally infringed it. For example, you may consider whether [the Defendant]’s behavior was malicious, wanton, deliberate, consciously wrongful, flagrant, or in bad faith. However, you may not find that [the Defendant]’s infringement was willful merely because [the Defendant] knew about the patent, without more. In determining whether [the Plaintiff] has proven that [the Defendant]’s infringement was willful, you must consider all of the circumstances and assess [the Defendant]’s knowledge at the time the challenged conduct occurred.

If you determine that any infringement was willful, you may not allow that decision to affect the amount of any damages award you give for infringement.

Halo Elecs., Inc. v. Pulse Elecs., Inc., 136 S. Ct. 1923 (2016); WesternGeco L.L.C. v. Ion Geophysical Corp., No. 2013-1527 (Fed. Cir. Sept. 21, 2016); WBIP, LLC v. Kohler Co., No. 2015-1038, 2016 WL 3902668, at *15 (Fed. Cir. July 19, 2016).

12.1 Willful Infringement—Reliance on Legal Opinion


Practice Note: The following Instruction should be modified based on whether or not the Defendant claims reliance on a legal opinion to rebut willfulness.
The AIA eliminated failure to obtain an opinion of counsel as a factor in determining the existence of willful infringement. See 35 U.S.C. § 298 (“The failure of an infringer to obtain the advice of counsel with respect to any allegedly infringed patent, or the failure of the infringer to present such advice to the court or jury, may not be used to prove that the accused infringer willfully infringed the patent or that the infringer intended to induce infringement of the patent.”). Although § 298 originally applied only to post-AIA patents, a subsequent technical correction made § 298 applicable in all patent cases filed after January 14, 2013. See Pub. L. No. 112-274, § 1(a), 126 Stat. 2456 (2013).

[If the Defendant relies on a legal opinion]

The Defendant] contends that its conduct was not willful because it relied on a lawyer’s opinion that [[[the Defendant]’s [[product] [method]] [did not infringe the asserted claims of the [abbreviated patent number] patent] [the asserted claims of the [abbreviated patent number] patent were [invalid] [unenforceable]]]. In considering the totality of the circumstances as to whether [the Defendant] acted willfully, you may consider as one factor whether [the Defendant] reasonably relied on a competent legal opinion.

[If the Defendant does not rely on a legal opinion]

You may not assume that merely because [the Defendant] did not obtain a lawyer’s opinion, that the opinion would have been unfavorable. The absence of a lawyer’s opinion is not sufficient for you to find that [the Defendant] acted willfully. Rather, the issue is whether, considering all the circumstances, [the Plaintiff] has established that [the Defendant]’s conduct was willful.

35 U.S.C. § 298; Spectralytics, Inc. v. Cordis Corp., 649 F.3d 1336, 1347-48 (Fed. Cir. 2011); Aspex Eyewear, Inc. v. Clariti Eyewear, Inc., 605 F.3d 1305, 1313 (Fed. Cir. 2010); In re Seagate Tech., LLC, 497 F.3d 1360 (Fed. Cir. 2007) (en banc).

* * *



  1. Acknowledgments


The contributions of the following attorneys to the drafting and commenting on of these Model Jury Instructions are gratefully acknowledged.

The 1997 version





Mark Abate

Ken R. Adamo

Joseph Z. Allen

Robert L. Baechtold

Russell J. Barron

Christopher R. Benson

David J. Brezner

Henry L. Brinks

Jeffrey N. Costakos

John F. Delaney

Bradford J. Duft

Donald R. Dunner

Richard D. Fladung

Floyd A. Gibson

Eileen M. Herlihy

Roy E. Hofer

Michael K. Kirschner

Steven S. Korniczky

William E. Lahey

Bradley G. Lane

Robert C. Laurenson

Gary H. Levin

Jeffrey I.D. Lewis

Brent P. Lorimer

Don W. Martens

Alice O. Martin

Clifton E. McCann

Gaynell C. Methvin

Frederick G. Michaud, Jr.

Jeffrey D. Mills

John B. Pegram

Michael F. Petock

Peter H. Priest

Jerrold B. Reilly

Daniel M. Riess

William C. Rooklidge

Alan J. Ross

John M. Skenyon

Allan Sternstein

Lawrence M. Sung

Jennifer A. Tegfeldt

David C. Wright




The 2005 version



Kley Achterhof

Stephanie Barbosa

Kelli Deasy

Denise DeFranco

Barbara Fiacco

Katherine Fick

Mareesa Frederick

Stephanie Harris

Wendell Harris

Andrew Lagatta

Christy Lea

Kalun Lee

Rashida MacMurray

Steven Maslowski

William McGeveran

George Medlock

Mary Beth Noonan

Matthew Pearson

Mark Schuman

Steve Sheldon

Sean Seymour

John Skenyon

Stephen Timmins

Hema Viswanathan

Aaron Weiss

Elizabeth Wright

Jeremy Younkin


The 2007 version


Aaron Barlow

Dave Bennett

Elaine Hermann Blais

Walter Bookhardt

Scott Breedlove

Patrick Coyne

John Crossan

Elizabeth Day

Conor Farley

John Hintz

Scott Howard

Kirby Lee

Gregory Lyons

Joshua Masur

Clifton McCann

Tim Meece

Heather Mewes

Joe Miller

Kenneth Mitchell

John Moran

Jeff Nichols

Scott Pivnick (Co-Chair)

Mirriam Quinn

Amber Rovner

Michael Sacksteder

John Scheibeler

John Schneider (Co-Chair)

Mark Schuman

Jeff Sheldon

John Skenyon

Steve Swinton

Tim Teter

Kurt Van Thomme

David Todd

Michael Valek

Alastair Warr

Adam Wichman

Daniel Winston

Steven Zeller



The 2012 version



Matthew Blackburn

Elaine Blais

Carrie Beyer

Gray Buccigross

Brian Butler

Justin Cohen

Danielle Coleman

Craig Countryman

Thomas W. Davison

David DeBruin

Evan Finkel

Glenn Forbis

Nicolas Gikkas

Aleksander Goranin

Angie Hankins

Ben Hanrahan

Ben Hodges

Lisa Kattan

William Lenz

Greg Lewis

Robert Matthews

John Moy


Paul Overhauser

Ajeet Pai

John Pinkerton

Scott J. Pivnick (Chair)

William Poynter

Woody Pollack

Joe Richetti

Spencer Ririe

John Skenyon

Laura Smalley

Andrew Stein

Steve Swinton

Lynn Tyler

Jennifer Vein, Smr. Assoc.

Jose Villareal

Steven Zeller



The 2014 version



Ken Adamo

Aden Allen

Alan Anderson

Matt Bernstein



Felicia Boyd (Chair)

Joshua Brady

Cheryl Burgess

Kristin L. Cleveland

Patrick J. Coyne

David De Bruin

Denise DeFranco

Larry DeMeo

Alper Ertas

Peter Forrest

Aaron Frankel

Gary Frischling

Mel Garner

Derek Gilliland

James Goggin

David Harth

Anthony Hartmann

Rudy Hofmann

Daniel Holmander

Travis Jensen

Neil Jones

James Kamp

Karen Keller

Nicholas Kim

Suzanne Konrad

Samuel Lewis

David Moore

Jeffrey Mote

Don Niles

Eric Osterberg

Paul Overhauser

Ajeet Pai

Henrik Parker

Ken Parker

Roger Parkhurst

John Pegram

Rafael A. Perez-Pineiro

Scott J. Pivnick

Connie Ramos

Russell Rigby

Spencer Ririe

Victor Rodriguez Reyes

David Ruschke

Jeffrey Sadowski

Javier Sobrado

Kim Schenk

Michael Strapp

Mark Supko

Stephen Swinton

Jamaica Szeliga

Peter Toren

Christopher Tokarczyk

Steven Trybus

Colette Verkuil

Mark Whitaker

A. Robert Weaver

Steven McMahon Zeller

RJ Zayed




The 2015 version



Kenneth Adamo

Jesse Adland

Aden Allen

Alan M. Anderson

Peter Ayers

William J. Blonigan

Felicia Boyd

Eric R. Chad

Kristen L. Cleveland

Tonya L. Combs

Robert Counihan

Thomas W. Davison

Aaron M. Frankel

Gary Frischling

Darlene Ghavimi

Derek Gilliland

James Goggin

Chris Granaghan

Alexander Hadjis

Monplaisir Hamilton

Jeffrey T. Han

Anthony Hartmann

Gordon K. Hill

James Kamp

Jim Lennon

Noah Lerman

Lily Lim

John Lu


Robert D. Mason

Colette Reiner Mayer

Daniel Melman

John P. Moran

Bailey Morgan, law student

Jeffrey G. Mote



Jennifer Nall (Co-Chair)

Don Niles

Paul Overhauser

Ajeet Pai (Co-Chair)

Peter Peckarsky

Mark Privratsky

Mark H. Remus

Joe Richetti

Victor Rodriguez Reyes

Jeffrey A. Sadowski

Kim Schenk

John E. Schneider

Mark M. Supko

Steven R. Trybus

Terry E. Welch




The 2016 version



Aden Allen (Co-Chair)

Gregory F. Ahrens

Alan M. Anderson

Peter Ayers

William J. Blonigan

Felicia Boyd

Eric R. Chad

Kristen L. Cleveland

Robert Counihan

Thomas W. Davison

Aaron M. Frankel

Gary Frischling

Darlene Ghavimi

Derek Gilliland

James Goggin

Chris Granaghan

Alexander Hadjis

Monplaisir Hamilton

Jeffrey T. Han

Anthony Hartmann

Gordon K. Hill

James Kamp

Jim Lennon

Noah Lerman

Lily Lim

John Lu


Robert D. Mason

Colette Reiner Mayer

Daniel Melman

John P. Moran

Bailey Morgan, law student

Jeffrey G. Mote

Don Niles

Paul Overhauser



Ajeet Pai (Co-Chair)

Henrik Parker

Peter Peckarsky

Mark Privratsky

Mark H. Remus

Joe Richetti

Victor Rodriguez Reyes

Jeffrey A. Sadowski

Kim Schenk

John E. Schneider

Craig Summers

Mark M. Supko

Steven R. Trybus

Terry E. Welch




The 2018 version



William J. Blonigan (Chair)

Kristin L. Cleveland

Thomas W. Davison

Aaron M. Frankel



Eric K. Gill (Vice Chair)

Steven P. Hollman

John D. Kinton

Daniel C. Kloke

Mark G. Matuschak

Paul Overhauser

Donika Pentcheva

Trevor J. Quist

Jonathan M. Rotter

Jeffrey A. Sadowski

Jesse A. Salen

Kim Schenk

Ericka J. Schulz

Allen M. Sokal

William R. Trueba, Jr.

Elizabeth Cowan Wright

Alastair Warr




1 If the litigation involves a patent governed by the America Invent Act (AIA), prior art is art that was effectively filed or published before the filing of the application or patent.

2 This section and below should be modified in accordance with the patent owner’s infringement contentions, e.g., where the doctrine of equivalents is not at issue.

3 This section and below should be modified in accordance with the Defendant’s defenses, e.g., where the Defendant has opted to not allege non-infringement or invalidity.

4 AIPLA drafted these Model Jury Instructions assuming the litigated issues included in the Instructions will be submitted to the jury. AIPLA is not suggesting that the parties have a right to a jury trial on all issues included in the Instructions. The Instructions used in your case should be tailored to the specific issues being litigated.

5 Give Instruction 2.2 only if the case involves means-plus-function claims. In Instruction 2.1, the court provides its construction of any terms for which a construction is needed. This should include its construction of any limitations governed by 35 U.S.C. § 112 ¶ 6, or § 112(f). Where the limitation uses the phrase “means for” or “step for,” a jury may nonetheless incorrectly conclude that the limitation includes any component or any step that accomplishes the specified function. To avoid confusing the jury, we recommend use of Instruction 2.2. Where the limitation is governed by 35 U.S.C. § 112 ¶ 6, or § 112(f), but does not use the phrase “means for” or “step for,” consideration should be given to whether Instruction 2.2 is unnecessary.

6 Give instructions on joint infringement and active inducement to infringe only if these issues are raised and are adequately supported by the evidence.

7 This Instruction should be given only if infringement of a means-plus-function or step-plus-function claim is asserted and there is sufficient evidence to support this assertion.

8 This additional Instruction on equivalents should be given only if infringement under the doctrine of equivalents is properly before the Court.

9 This Instruction should be given only if the Defendant has identified sufficient evidence that this issue is genuinely disputed.

10 Although “ensnarement” is a question of law, a court may obtain an Advisory Verdict on this question necessitating inclusion of Instruction 3.7. In particular, the Federal Circuit has held that the question of whether the scope of a claim under the doctrine of equivalents ensnares the prior art is “ultimately . . . a question of law for the court, not the jury, to decide,” but “[i]f a district court believes that an advisory verdict would be helpful, and that a ‘hypothetical’ claim construct would not unduly confuse the jury as to equivalence and validity, then one may be obtained under Federal Rule of Civil Procedure 39(c).” DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 567 F.3d 1314, 1324 (Fed. Cir. 2009).

11 This Instruction should be given only if the Defendant has identified sufficient evidence that this issue is genuinely disputed.

12 This Instruction should be given only if the Defendant has identified sufficient evidence that this issue is genuinely disputed.

13 In cases where the patentee is unable to determine the process by which the product at issue is made, and the prerequisites of 35 U.S.C. § 295 are satisfied, the presumption of Section 295 may also need to be included in this Instruction, requiring the accused infringer to rebut a presumption that the product was made by the patented process.

14 For simplicity, except for providing when a claim shall be evaluated under pre-AIA/post-AIA law in terms of “priority date,” this Instruction refers to “filing date” of the patent. Where a patent is entitled to a priority date earlier than the filing date, the Instruction may need to be modified accordingly.

15 In cases where priority of invention is an issue to be submitted to the jury, further Instructions will be required. For example, the jury will need to consider not only the dates when the respective inventions were conceived, but also when the inventions were reduced to practice. An inventor who claims to be the first to conceive of a prior invention but was the last to reduce to practice, must also show reasonable diligence from a time just before the other party entered the field until his own reduction to practice in order for the “prior invention” to anticipate the claimed invention in suit.

16 If abandonment, suppression or concealment is at issue in the case, these terms should be defined for the jury. See Dow Chem. Co. v. Astro-Valcour Inc., 267 F.3d 1334, 1342 (Fed. Cir. 2001); Checkpoint Sys., Inc. v. U.S. Int’l Trade Comm’n, 54 F.3d 756, 761-62 (Fed. Cir. 1995).

17 Cephalon, Inc. v. Watson Pharm., Inc., 707 F.3d 1330, 1338 (Fed. Cir. 2013); see also Johns Hopkins Univ. v. CellPro, Inc., 152 F.3d 1342, 1360-61 (Fed. Cir. 1998).

18 If there is an issue of fact regarding the adequacy of [the Patentee’s marking], additional Instructions will be required.

2018 Model Patent Jury Instructions

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