Energia s. P. Korolev Rocket and Space Corporation Energia

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Я	Information about assessment (self-appraisal) of the Board of Directors operation; in case of hiring an independent external adviser to assess the Board of directors operation – information about this adviser, contacts this adviser may have with the Corporation, results of assessment made by this adviser, as well as about positive changes in the Board of Direcotrs operation introduced by the earlier assessment results		2
АА	Information about direct or indirect stock holding of the Corporation by the Board of Directors and Corporation executive bodies members (as part of the Quarterly Report of the Issuer)	2	2
ББ	Information about conflict of interests existing among the Board of Directors and executive bodies members (including that related to participation of the above persons in managerial bodies of the Corporation competitors) (as part of the Quarterly Report of the Issuer)	2	2
ВВ	Description of remuneration system for Board of Directors members, including size of individual remuneration of each Board of Directors member by annual results (with breakdown into basic, additional remunerations for presiding in the Board of Directors, for being the chairman/member in the Board of Directors Committees, depending upon how much each of them is involved in long-term incentives program, optional program if available); compensation for expenses on taking part in the Board of Directors, as well as the costs of Corporation insurance of Directors liability as the members of managerial bodies	2	2
ГГ	Description of the principles and approaches used relative to motivation of key managers; description of all remuneration elements of key managers (for instance, fixed remuneration, long-term and short-term motivation programs, benefits, pension deductions), target ratio of remuneration elements by key executives; description of what indices should be achieved to justify each of these remuneration elements and what are target levels of these indices; general description of the Corporation policy relative to loss-of-employment compensations for key executives (in particular, maximum size of loss-of-employment compensations)		2
ДД	Information about annual total remuneration for one year concerning a group of at least five highly-paid officials as executive bodies members and other key executives of the Corporation with breakdown into each type of remuneration	2	2
ЕЕ	Information about annual total remuneration for all executive bodies members and other key executives of the Corporation who come within the Corporation policy concerning remuneration	1	2
ЖЖ	Information about annual remuneration of single-member executive body he (she) received	1	2
ЗЗ	Information about loans (credits) granted by the Corporation (legal entity from the group of organizations to which the Corporation belongs) to the Board of Directors and executive bodies members, as well as information about compliance of terms of loans (credits) given with market conditions (there are no loans (credits) granted to the Corporation managerial bodies members)		2
ИИ	Information about the Corporation adherence to the Code of Corporate Governance principles and recommendations; in case of noncompliance of the Corporation with any principles and recommendations set forth in the Code, give detailed reasons for it	2	2
97	Does the Corporation prepare integrated report or individual report on sustained development (Report on Corporate social responsibility on a regular basis)?	A	Yes, in accordance with International Standards (for instance, GRI)		4	4
		B	Yes, but not in accordance with International Standards		2
		C	No	0	0
98	Does the Corporation certify on its own Report on sustained development (Report on Corporate social responsibility)?	A	Yes		4	4
		B	No	0	0
	V. Risk management, internal control and audit
99	Did the Board of Directors approve risk management and internal control policy?	A	Yes		4	4
		B	No	0	0
100	Does the Corporation use generally accepted concepts and practice of risk management and internal control such as “Integrated Concept for Internal Control System Building” (COSO); concept (COSO) "Risks Management in Organizations. Integrated Model”; Committee of Sponsor Organizations of Tradeway Commission; International Standard ISO 31000 "Risk Management. Principles and Guidelines”; International Standard ISO 31010 "Risk Management. Risk Assessment Techniques"?	A	Yes		4	4
		B	No	0	0
101	Is there a separate structural subdivision dealing with risk management/person performing duties of this subdivision in the Corporation?	A	Yes		6	6
		B	No	0	0
102	Did the Corporation arrange a safe, confidential and available channel of supplying relevant information to the Board of Directors (Auditing Committee) and internal audit department about the facts of legislation violation, violation of internal procedures, the Corporation Code of Ethics by any its employee and (or) any member of managerial body or control body supervising the Corporation financial-economic activity (“hot line")?	A	Yes		2	2
		B	No	0	0
103	Does the Corporation consistently conduct activity aimed to identify, assess and manage risks?	A	Yes, on regular basis (at least once per 6 months)		4	4
		B	Yes, but not on a regular basis	2	2
		C	No		0
104	Has the Corporation approved in-house regulatory and procedural documents governing risk management issues, including identifying assessment and management of risk?	A	Yes		2	2
		B	No (corresponding documents are under development in internal audit department)	0	0
105	Does the Board of Directors (Auditing Committee) consider reports on key risks and their management on regular basis (at least once per 6 months)?	A	Yes		4	4
		B	No	0	0
106	Does the Board of Directors arrange on an annual basis assessment of an efficiency in risk management and internal control system operation?	A	Yes, with subsequent submission of report on this assessment results as part of the Corporation Annual report		3	3
		B	Yes, but without submission of report on this assessment results as part of the Corporation Annual Report		2
		C	No	0	0
107	Does the Corporation use generally accepted standards of internal audit activity, in particular, International Professional Standards of Internal Audit of Internal Audits Institute?	A	Yes	4	4	4
		B	No		0
108	How did the Corporation organize internal audit function?	A	Separate internal audit structural subdivision is set up	6	6	6
		B	Internal audits are conducted by independent outside organization		4
		C	Internal audits are conducted by internal audit department of the Corporation parent company		2
		D	Internal audits are conducted by the Corporation structural subdivision which is entrusted with these functions along with its basic functions		1
		E	No internal audits are conducted		0
109	Does the Corporation Articles of Association or in-house documents stipulate functional accountability of the Board of Directors internal audit department and administrative accountability of the Corporation single-member executive body?	A	Yes	4	4	4
		B	No		0
110	Indicate if the following recommendations relative to functional accountability of the Board of Directors internal audit department are implemented? (state all correct options)	A	Board of Directors (Auditing Committee) approves internal audit policy (Provision on Internal Audit)	1	1	5
		B	Board of Directors (Auditing Committee) approves plan for internal audit activity and budget of internal audit department	1	1
		C	Board of Directors (Auditing Committee) is furnished information about progress in action plan implementation and conduct of internal audit	1	1
		D	Board of Directors decides on appointment, discharge from a post, as well as fixing remuneration for head of internal audit department	1	1
		E	Board of Directors (Auditing Committee) considers significant limitations of internal audit department powers or other limitations which may negatively affect conduct of internal audit		1
111	Is the following work performed in conduct of internal audit: (indicate all correct options)	A	Assessment of internal control system efficiency	2	2	6
		B	Assessment of risk management system efficiency	2	2
		C	Assessment of corporate governance	2	2
112	Did the Corporation approve in-house regulatory and procedural documents governing internal audit matters?	A	Yes		2	2
		B	No (relevant documents are under development)	0	0
113	Does the Board of Directors (Auditing Committee) consider reports on internal audits results and reports on monitoring results of eliminating drawbacks (at least once a quarter)?	A	Yes	4	4	4
		B	No		0
114	Does the Board of Directors (Auditing Committee) make an assessment of internal audit department activity on a regular basis?	A	Yes, including external adviser employed		3	3
		B	Yes, including the Corporation parent (holding) company involved		2
		C	Yes, but only by the Corporation own means	1	1
		D	No, it does not		0
	VI. Corporate social responsibility, business ethics, compliance
115	Has the Corporation accepted the policy in corporate social responsibility (social activity) area which is common for all structural subdivisions and subsidiaries (if any)	A	Yes		4	4
		B	No