party examinations!!!
•ACTS THAT CREATE A PPR
15
PPR created when:
•scheduling or agreeing to see a walk-in patient,
even if done by staff
•accepting a referral, even if the patient fails to
show
•making any contact with a patient of another
physician for whom you’re providing coverageCont.:
•discussing your medical findings with or
providing records to a patient you’ve examined
on behalf of a 3rd-party
•providing an informal consult and your
managed care contract indicates that you have
a PPR with all enrollees
•if you bill patients for any service
•Suggestions
learn limits of responsibility when giving
advice to treating physicians (review
contracts!)
document nature of any consults (may
help to limit liability)
•Don’t assume because a court in one state
has ruled that a physician is not liable in a
particular situation that the court in other
jurisdictions will reach the same
conclusion. The outcome often depends
heavily on the facts of the specific case.
16
•Malpractice & “Non-Patient”
Emergency Cases
In most states, physicians are not required
to provide assistance, even in an emergency,
to a “non-patient.” However, Good
Samaritan Laws may protect those who do
help.
Good Samaritan Laws
•Laws that limit a person’s liability when
physicians help at an accident (some laws are
written to protect anybody who helps; others
are specific to physicians)
•Every state has its own adaptation of this law.
But, typically physicians are shielded from
liability if:
•there is no PPR
•actions are within the scope of physician’s
competence/confidence
•physician remains at scene after starting tx
until relieved by competent personnel
•no compensation exchanges hands
Cases from several jurisdictions in the
last few years have extended immunity to
physicians who voluntarily respond to
non-patient emergencies WITHIN the
hospital.
17
Saks Study
• A negligent doctor who causes injury has a
probability of sued of 3 out of 100.
• A non-negligent doctor has a probability of being
sued for a non-negligent injury of 13 out of
10,000.
• Thus, for every malpractice claim in response to a
negligent injury there are 15-30 malpractice
victims who bring no suit but there are 4-5 claims
brought by non-negligently injured patients.
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DONALD COWART: involved with 3rd degrees burnt: and withdrawal of life support: but physician imposed treatment and the court and the PT has the right for their treatment and can refuse treatment if they are well oriented and know the consequences and he is a practicing lawyer: and what the physicians did was wrong.
• In the summer of 1973 Donald "Dax"
Cowart was critically injured in an explosion
in which his father lost his life. Dax was left
blind, with third-degree burns over more
than sixty-five percent of his body. Despite
his repeated demands that they be stopped,
Dax was ignored and forced to undergo
excruciating medical treatments and
surgeries for more than a year. In the end he
suffered severe disfigurement, the loss of his
fingers, permanent hearing loss, and
blindness.
Why have ethical guidelines for
clinical practice?
-
Importance of Hippocratic oath: apply those point and read from different sources,
-
JUST READ THE POWERPOINTS and apply them.
Hippocratic oath- I will prescribe regimens for the good of my patients according to my ability and my judgement and never do harm to anyone (euthansia). To please no one will I prescribe a deadly drug nor give advice which may cause his death. Nor will I give a woman a pessary to procure abortion.
Beneficiance (doing good) is closely associated with the traditional hypocratic obligation at least not to harm the patient, or the principle of nonmaleficence (doing no harm).
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DISCLOSURE: Tuskegee case: about syphilis and PT African American not provided with treatment: and filed against class discrimination
Bad Blood: The Tuskegee Syphilis
Study
• For forty years, from 1932 to 1972, 399 African-American
males were denied treatment for syphilis and deceived by
officials of the United States Public Health Service.
• As part of a study conducted in Macon County, Alabama,
poor sharecroppers were told they were being treated for
“bad blood.”
• In fact, the physicians in charge of the study ensured that
these men went untreated. In the 25 years since its details
first were revealed, the Tuskegee Syphilis study has
become a powerful symbol of racism in medicine, ethical
misconduct in human research, and government abuse of
the vulnerable.
• Tuskegee Syphilis Study
• Compensation $10m(equivalent) in 1974
• Unethical cases- Therefore now have
Guidelines for Ethics Conduct of Biomedical
Research
Guidelines for Ethical Conduct of
Biomedical Research
• State recommendations guiding physicians
in biomedical research involving human
subjects.
Basic Principles of guidelines
1) Conduct only if benefit exceeds cost
2) Qualified scientists only
3)Informed consent obtained
4)Withdrawal at any time
In the US…...
National Commission for the Protection
of Human Subjects of Biomedical &
Behavioural Research -1974
• Consist of Internal/Institution Review
Board (IRB)
• Federally mandated councils
• Human clinical studies must elect these
committees to oversee all research.
• Composed of professionals, attorneys &
lay-people
• For protection of rights & welfare
• Prior approval needed for research
Problems with IRBs
• Lack training
• Overworked
• Conflict of interests
• No monitoring of IRBs
-
Importance of regulatory bodies:
-
AMA: American medical association and licensing body and THEIR ROLE!!!
-
i.e. GMC, AMA, American psychiatry association
-
focus on AMA and state licensing body
Medical Ethics
Regulations and Regulatory
bodies.
AMA Ethical Guidelines
• The American Medical Association
(AMA) publishes an ethics guide
for physicians
– Code of Medical Ethics: Current
Opinions with Annotations
– Standards geared to physicians, but
applicable to any health care
practitioner
AMA Ethical Guidelines
• Abortion
Encourage minors to discuss pregnancy
with parent(s)
Parental consent for an abortion is not
considered mandatory
Not prohibited if performed in a legal manner
and consistent with good medical practice
• Parental Consent
Abuse
• Spouses, Children, Elderly Persons,
and Others at Risk
Recommended intervention:
•suggesting abuse has occurred
•discussing safety methods available
•discussing community resources
•providing support
•documenting incident for future reference
Physicians should should know and abide by state
reporting laws - - report incidents even if not
required by law
Allocation, Cost and
Service Issues
• Allocation of Limited Medical
Resources
• Medical Futility in End-of-Life
Care
• Provision of Adequate Health
Care
• Unnecessary Services
Allocation, Cost and
Service Issues
Benefit to the patient is the physician’s
primary factor in determining resources
for medical treatment.
Medical treatment should not be provided
if, in the physician’s professional
judgment, the patient will not benefit.
Criminals and Capital Punishment
• Capital Punishment
• Treatment of Criminals
• Physicians should not participate in
legally authorized executions.
• Physicians may treat prisoners if
• treatment will benefit the patient
• informed consent is obtained
• treatment is for therapeutic purposes
(not punishment or social control).
Research-Related Issues
• Clinical Investigation
• Research should produce data that is
valid and significant
• Subjects should be treated with same
concern for health and safety as those
patients not in a study
• Physician-patient relationship must
• remain a priority
• Written consent must be obtained
Research-Related Issues
In addition to the clinical research
guidelines,
• Animal studies should be performed prior
to fetal research.
• Fetal material should not be purchased.
• Fetal Research
Research-Related Issues
• Patenting the Human Genome
• Gene Therapy
• Genetic Counseling
• Genetic Testing by Employers
• Insurance Companies and Genetic
Information
• Genetic Testing of Children
Research-Related Issues
Granting patent protection should not hinder
the development of beneficial technology.
Genetic manipulation to enhance desirable
characteristics is not acceptable.
Genetic counseling may be appropriate for
parents with increased risk for genetic
disorders.
Research-Related Issues
Genetic testing should not be used to
screen employees
Physicians should not perform genetic
testing for insurance companies to predict
a person’s predisposition for disease
Benefits for genetic testing of children
should outweigh the risks
Assisted Reproduction
• Artificial Insemination by Known
Donor
• Artificial Insemination by
Anonymous Donor
• Surrogate Mothers
• In Vitro Fertilization
• Embryos
– Frozen pre-embryos
• Human Cloning
Assisted Reproduction
Artificial insemination requires informed
consent.
Donor sperm must be prescreened for
infectious or inherited disease.
Surrogacy contracts should allow the birth
mother the right to void the agreement.
Gestational agreements should not be
voidable.
Assisted Reproduction
Fertilized ova not used for implantation
should not be used for research.
Both donors should provide written informed
consent before disposition of frozen embryos.
Physicians should not participate in human
cloning at this time.
Organ and Tissue Donation &
T• rCaonmspmlaenrtcaiatilo Unse of Human Tissue
• Financial Incentives for Organ
Donation
• Mandated Choice and Presumed
Consent for Cadaveric Organ
Donation
• Organ Procurement Following
Cardiac Death
• Organ Transplantation Guidelines
Organ and Tissue Donation &
Transplantation
• It is unethical to participate in a plan
that pays a donor for an organ to be
transplanted.
• A donor may be reimbursed for the
expenses incurred in removal of the organ.
• Physicians should encourage voluntary
organ donation.
Organ and Tissue Donation &
Transplantation
• Medical Applications of Fetal
Tissue Transplantation
• Anencephalic Neonates as
Organ Donors
Organ and Tissue Donation &
Transplantation
Safeguards should be taken so a decision to
have an abortion is not influenced by the
decision to donate fetal tissue.
Anencephaly is congenital absence of most
of the brain, skull, and scalp. Until
determination of death is made, lifesustaining
measures may be used to
maintain organ viability for transplantation.
Choices for Life or Death
• Withholding or Withdrawing
Life-Sustaining Medical
Treatment
• Euthanasia
• Physician-Assisted Suicide
Choices for Life or Death
Euthanasia or physician-assisted suicide
is not compatible with physician’s role
as healer and is considered unethical.
Physicians are committed to sustaining life
and relieving suffering. If there is a
conflict with these two objectives, the
patient’s wishes should prevail.
Choices for Life or Death
• Treatment Decisions for Seriously
Ill Newborns
• Do-Not-Resuscitate Orders
• Optimal Use of Orders-Not-To-
Intervene and Advance Directives
HIV Testing
• Encourage voluntary testing
• Testing may be performed without consent
when health care workers are at risk
because of exposure to body fluids.
• Publication of data from unethical
experiments should be provided only if
human lives could be saved or benefit
from findings.
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ABORTION: when the PT has the right for Abortion, what is the significance of the 1st, 2nd 3rd trimester
Termination of pregnancy
1st trimester: PT has right for abortion, regardless of reason
2nd trimmest: have right of abortion if it is not endangering their life:
3rd trimester: abortion is illegal, unless continuation will cause some threat for the mother
before 21 weeks, PT can go for abortion
After 21 weeks, PT cannot have abortion
-
this may be modified later on
-
Jehovah witness: SHOULD BE able to apply the information in clinical scenario: there were 4 or 5 examples: if they are wearing a bracelet or t-shirt: just read that.
Jehovah’s witnesses- patients reject blood transfusion so you must inform them of the real nature of her condition and the risks of not having transfusion……if they insist on alternative therapy, then try other nonsurgical invasive procedures or embolize the uterine artery. Another acceptable alternative is to collect autologous blood during surgical procedure rather than before, mix the blood with appropriate amount of crystalloid (NOT albumin) to maintain normovolemia and then reinfuse at end of surgery. If patient has cancer then granulocyte colony stimulating factor (GCSF) is used as adjunctive treatment to delay duration of neutropenia. In any case, avoid medical delay…..the patient’s right cannot be ignored however a physician may decide to refuse to administer the alternative treatment, so transfer to another physician.
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ELEMENT OF CONSENT: of informed consent: prerequisites
-
Informed consent- with exceptions of life threatening emergencies, physicians must obtain consent from competent, informed adult patients before proceeding with any medical or surgical threatment.
Informed consent- elements
Threshold requirement:- Competence (Determination of whether or not a patient has the capacity to either consent or refuse a proposed intervention )
Information requirement:- Information (Diagnosis, prognosis, risk of no therapy, outcomes), Understanding (How will the available options affect his or her life? )
Consent requirement:- Consent (The voluntary & uncoerced choice of the patient ) and Authorization (This takes place when an individual with the appropriate authority gives approval. It may also be done by patient or a representative of the patient)
Legal elements of informed consent:
–Discussion of pertinent information
–Obtaining agreement for plan of care
–Freedom from coercion
–PATIENT MUST UNDERSTAND RISKS, BENEFITS, AND ALTERNATIVES (INCLUDING NO INTERVENTION)
EXCEPTIONS TO INFORMED CONSENT
Patient lacks decision making capacity
Implied consent in an emergency
Therapeutic privilege- when a disclosure would severely harm the patient
Waiver-when a patient waives the right
Substitute decision maker- Durable power of attorney for health care (surrogate decision maker) and (healthcare agent), who has the authority to make virtually all medical decisions that the patient would have made were he or she able to express a preference. Eg in alzheimer’s disease, coma and psychiatric disorders (NOT including developmental disabilities and mental retardation, for those individuals have never been able to exercise their self determination). Parent are the presumptative decision makers for children……If evidence of abuse or neglect, court appoints a guardian eg social services commisioner…Unlike adoptive parents, foster parents do not automatically have decisional authority for children in their care.
Involuntary hospitalization- you can’t keep a patient longer than 3 days under psychiatry without consent…..after 3 days, should have court order.
Informed Consent
1.Is an ethical standard
2.Respect for patient autonomy
3.2Legal requirement
4.Is a process with several steps:
– Deontology: Ethical theory concerned with
duties and rights.
– utilitarianism
the theory that the rightness or wrongness
of an action is determined by its usefulness
in bringing about the most happiness of all
those affected by it.
Case
• A 32-year-old female is brought to the
ER with headache, nausea, vomiting,
and fever.
• On physical examination she is having
severe rigidity of neck.
• An LP was done which showed Gram
positive diplo-cocci.
• She was prescribed injectible antibiotics
which he refused.
Case
• She thinks that the nurse is trying to
poison her.
Case
• What is the medical indication for
treatment?
• Is this a life threatening emergency?
• What goals of medicine can be
achieved?
• Does he has the capacity to make
decision?
Informed consent
• Purpose
• Risk
• Benefits
• Alternative
Exceptions
• Emergencies
• Not competent
• Threshold requiremThreshold requirement
• Competence
• Information requirements
• Information
• Understanding
• Consent requirements
• Consent
• Authorisation
Legal elements of informed consent
• Threshold requirement
• Competence
The legal determination of whether or not a patient has the
capacity to either consent to or refuse a proposed
intervention
Appropriate criteria for determining competence is unclear
Once a person reaches the age of majority(18y.o-USA) it is
generally considered that they are competent
If competence is in doubt a physician may call upon the help
of a psychiatrist to determine competence
Legal elements of informed consent
• Information requirements
• Information
A patient is entitled to all the information available about their
case which may be pertinent to making a properly
informed decision about treatment.
Overt attention to cost of treatment by the physician may
indicate to the patient that there is a conflict of interest
Although financial information should be made available to the
patient if requested, it may not be the role of the
physician to provide this information
The desire to deliver information sympathetically should not
preclude the provision of all necessary information
The successful delivery of information may be facilitated by
involving the patients spouse or adult children in the
information process
Legal elements of informed consent
Has adequate info been provided to
pt?
3.2 sorts of information:
4.1)Professional Practice Standard- same
medical info given by all other
physicians e.g. appendicits.
5.2)Reasonable Person- Dr provides
enough info so reasonable person can
decide to consent RX. Pt can make
prudent decision
• Information requirements
• Understanding
A patient may not always be able to adequately understand
medical processes, and thus it may not be possible to fully
inform them of the exact nature of a specific course of
treatment – this draws into question the whole notion of
informed consent
Information should be conveyed in functional rather than
scientific terms so that the patient is at least able to
understand the principle of how a speciiffiic ttrreattment will
affect their life.
Written info/leaflets. Don’t ask,just give patient the leaflet.
Legal elements of informed consent
10
• Consent requirements
• Consent
The voluntary and uncoerced choice of the patient
Should involve deliberation and reflection based on
one’s own values
The effect overt and covert constraints and
facilitators, such as medication, mechanical
restraint, family pressure, financial pressure,
have on the patients choices should be
considered by the physician
Legal elements of informed consent
• Consent requirements
• Authorisation
The presence of a written declaration of consent will
not be ethically or legally valid if it does not
represent actual informed consent(clearly state
rx/side effects)
The verbal declaration of consent may be a valid,
even in the absence of a written document,
however, the latter usually supports the former
Witnessing the signing of a consent form does not
ensure that the patient has actually understood
the nature of their consent, only that they did
actually sign on the dotted line. Eg of consent
form:
Legal elements of informed consent
Emergencies
• What if not able to give consent in
emergency?
• Beneficence overrides autonomy in life
threatening case. Dr has right to rx in
this case without consent.
• Time is critical(VF-defibrillate)
• Incompetent pt without substitute
decision maker (transfusion/intubate)
Substitute Decision Makers
• Supports autonomy- Dr & family make
decision, not just Dr.
• Surrogate Decision Makers:
• 1)Legal guardian with express authority
to make health care decision
• 2)Adult child of the patient
• 3)A parent of the patient
• 4)Domestic partner
11
• 5)Brother or sister
• 6)Close friend
• If no friends/no family: Ethics
committee(2 DR’s consultation).
Decision based on substitute judgment
& best interest.
• Best interest Standard= quality of life
vs treatment If quality decrease
significantly ,is the rx best interest?
Involuntary Hospitalization
• Ethical justification- beneficence
overrides autonomy
• Standards-
– mental illness
– Dangerous: to others or self
– grave disability
Commitment Process
• 1)Application for admission
• 2)Examination
• 3)Court hearing
• 4)Right to least restrictive environment
• Physician detains 72hrs (hold until
judge says otherwise)
• Court Judge committs 60-90 days
• Then another hearing for reassessment
for further necessary hospitilization
• Note: hospitililization vs Treatment
– Not the same
– eg. 72hrs-court order for committing due
to danger. But if now pt refuses treatment,
then:
– Is pt competent to refuse treatment?
– Now another hearing takes place(wks…)
12
Case
“Do everything”: Physician obligations
in the face of family demands
• Evelyn, 86y.o. widow
• Dementia, severe ischemic
cardiomyopathy
• Nursing home,bedridden 1 yr
• Poor communication
• Recognize loved ones-uncertain
• SOB developed & increasing- Admitted
• Rxed for pneumonia & CHF
• Despite resolution of conditions,still
poorly- dypnea,tachycardia,bilateral
pleural effusions. EF=18%
• Thoracentesis-200ml fluid removed.
Tolerated well but no significant
improvement. Pulse ox^/sat rate= 70-
80% on O2
• Physician decides to speak with family
regarding resus status since poor short
& long term prognosis.
• Family want “everything done”
• Grandson dermatologist insists on
cardilogic & pulmonary consultation &
ICU transfer. Wants 2nd thoracentesis
to drain completely effusions.
• Requests chemical pleurodesis to
prevent fluid reaccumulation or drum
catheter inserted for withdrawal of fluid
PRN.
• Evelyn’s DR is hesitant. States fluid will
raccumulate & mechanical restraints
needed to keep devices in-situ.
Pleurodesis painful & unsafe
• Certain cardiac or respiratory arrest soon.
• CPR would fail. But if revived would face
uncomfortable few days on respirator.
• Family adamant. “nothing worse than death” Admit
Evelyn did not express RX wishes.
• ICU attending physician refuses to admit. States
family is crazy.
• ICU Dr advises Evelyn’s physician to not do ABG,
since poor result gives family more ammunition.
13
Medical considerations
• What is the prognosis for a pt with
advanced CHF who is 80yrs old?
• Has intractable,chronic CHF & class iv
sx of New York Heart Association
• Cardiac mortality highest in pt’s with EF
<20%. Increases with age.
• Medicare aged people CHF prognosis is
limited- 6yr survival= approx 13-25%
(ist hospitilization)
• Evelyn is very elderley, functionally impaired
& intractable sx of HF. Satisfies all National
Hospice Organization prognostic criteria for
early mortality in heart dz & has grave
prognosis.
• 2)What benefit could Evelyn derive if she
were admitted to an ICU?
• For chronic CHF has no benefit. No palliative
advantage to an ICU admission.
• Invasive rx,noisy monitoring devices,
frequent
• Monitoring & overall ICU environment
may reduce comfort level.
• NO CLINICAL BENEFIT
• 3)What would be the value of a drum
catheter or chemical pleurodesis?
• Procedure to prevent fluid accumulation
• Temporary & partial palliation prodused
but no long-term benefit in this
incurable illness.
• Painful procedure
• Better= drug management of HF & O2 nasal
cannula
• 4)What would be the rationale for performing
an ABG?
• To determine the need for intubation
• Supply important info about pt’s prognosis
• Will define how to proceed BUT reluctance in
Evelyn’s case because a poor ABG result
might fuel the family’s demands
14
What needs to be frankly defined with
the family?
• 1)Which interventions,if any provide
relief of sx’s or restoration of funx &
• 2)Which prolong her dying & in fact
may cause discomfort in the process
Ethical & Legal considerations
• 1)How should discussion proceed with
this family?
• Need meeting with key involved family
members & critical members of health
care team.
• Involved physicians explain objectively
& in understandable language the pt’s
current clinical status,short & long term
prog & options available for sx
management.
• Explain clinical experience has shown
that pt’s in Evelyn’s condition survive
few days-weeks only
• Clarify motivation behind family’s
demands(“everything be done”)
– Based on religion?
– Do they feel Evelyn would wish to be alive
for family occasion-wedding/birth?
– Explain their emotional needs may
obsecure best interest of pt
• Tell family directly, Evelyn is dying
regardless of rx rendered.
• Family role is to illuminate as best as
possible what Pt would want for herself
given her fatal condition. Role is not to
prevent her from dying.
• 2)Are the physicians obligated to follow
the demands of this family?
• Evelyn’s physicians are under no
obligation to eccede to either pt’ or
family demands
15
• For rx that is useless in the context of
the pt’s illness.
• Physicians can not be forced to provide
rx they believe is outside of the
accepted standard of care under the
circumstances.
• Accepted standard is derived from
physicians medical expertise & not from
personal value system
Jehovah’s witness
Case of Catherine Shine
• 1999-USA
• Severe asthma
• Did not want intubation.
• Attendant intubated
• At approximately 7 A.M. on Sunday, March 18, 1990, twenty-nine year old
Catherine Shine arrived at the MGH emergency room seeking medical help for
an asthma attack. Catherine had been asthmatic throughout most of her life, a
condition she controlled through prescription medication. The daughter of a
physician, Catherine had educated herself about her condition and was well
informed about her illness. Her asthmatic attacks were characterized by rapid
onset, followed by a rapid remission. She had never required intubation in the
past. Earlier that morning, Catherine had suffered a severe asthma attack at
her sister Anna's apartment. Despite believing that her condition was
improving after using her prescription inhaler, Catherine agreed with Anna's
suggestion to go to MGH, but on the condition that she be administered only
oxygen. After Anna received assurances from an MGH representative that
Catherine would be treated with just oxygen, Catherine entered the MGH
emergency department, accompanied by Anna.
Catherine initially was given a nebulizer, a mask placed over her mouth which
delivered oxygen and medication. She complained to Anna that the medication
was giving her a headache, removed the mask and indicated that she wished
to leave the hospital. Catherine's behavior alarmed the nurse who was treating
her. An arterial blood gas test, measuring the levels of oxygen and carbon
dioxide in her blood, was drawn at approximately 7:15 A.M. The results,
obtained at approximately 7:30 A.M., showed that Catherine was "very sick."
Dr. Vega, the only emergency room attending physician on staff at MGH that
morning, examined Catherine and concluded that she required intubation.
Catherine resisted, and Dr. Vega initially agreed to try more conservative
treatment with the oxygen mask. Catherine continued to disagree with the
medical staff concerning her treatment.
• Anna, frustrated by what she felt was a medical staff
unwilling to listen to her sister, telephoned their
father, Dr. Shine, who was in England. Dr. Shine had
treated Catherine when she was a child and was
familiar with Catherine's condition. Dr. Shine spoke to
an MGH physician and told him that Catherine was
intelligent and "very well-informed" about her illness,
and he urged the physician to listen to Catherine and
to try to obtain her consent for any treatment. Dr.
Vega testified that he told Dr. Shine that Catherine
was in "the midst of an extremely severe asthma
attack," and that he unsuccessfully had tried to avoid
intubation. Dr. Vega testified that Dr. Shine asked
him to wait until he flew to Boston before intubating
Catherine. He also testified that he had made a
"conscious decision" not to tell Catherine that her
father had opposed intubation.
• Anna returned to Catherine's room to find her in a "heated" argument with the
MGH staff. Catherine's condition had improved somewhat, and she was able to talk
and to breathe more easily. At approximately 7:40 A.M., during a moment when
the doctors left Catherine and Anna alone together, Catherine told Anna to "run."
They ran down the corridor to the emergency room exit doors, where they were
forcibly apprehended by a physician and a security guard. Catherine was "walked
back" to her room where Dr. Vega immediately ordered that she be placed in fourpoint
restraints, in part because she had refused treatment and attempted to leave
the emergency room. Catherine and Anna were forcibly separated. Dr. Vega
initiated the process of having Catherine intubated. At approximately 8 A.M., the
results of a second blood gas test became available, showing that Catherine's
condition had improved somewhat. Dr. Vega testified that the results, even if he
had read them (he had not), would not have changed his decision to intubate
Catherine. At approximately 8:25 A.M., the intubation procedure commenced,
approximately forty-five minutes after Catherine had been strapped in four-point
restraints. Catherine never consented to this treatment. Dr. Vega testified that he
never discussed with Catherine the risks and benefits of intubation. Neither Anna,
who was still at the hospital, nor Dr. Shine was asked to consent to the intubation.
Catherine was released from MGH the following day.
17
• In this death case, we must resolve the conflict between
the right of a competent adult to refuse medical
treatment and the interest of a physician in preserving
life without fear of liability. Dr. Jose Vega, an emergency
physician at Massachusetts General Hospital (MGH),
initiated the intubation without Catherine's consent and
over her repeated and vigorous objections. In 1993, Dr.
Ian Shine, Catherine's father and the administrator of
her estate, brought a multi-count complaint against Dr.
Vega and MGH seeking damages for tortious conduct
and the wrongful death of his daughter.He alleged that
Catherine was traumatized by this painful experience,
and that it led to her death two years later. On that
occasion, Catherine again suffered a severe asthma
attack but refused to go to a hospital because, it was
claimed, she had developed an intense fear of hospitals.
Her father alleged that Catherine's delay in seeking
medical help was a substantial factor in causing her
death.
• At trial the defendants took the position that,
confronted with a life-threatening emergency,
Dr. Vega was not required to obtain consent
for treatment from either Catherine or her
family. A Judge in the Superior Court agreed,
and charged the jury that no patient has a
right to refuse medical treatment in a lifethreatening
situation. She also instructed that
in an emergency the physician need not
obtain the consent of the patient or her
family to proceed with invasive treatment. A
jury returned verdicts for the defendants on
all counts.
• The jury returned a verdict in favor of Dr. Vega and
the hospital, and Dr. Shine appealed.
• There is an emergency exception to the "informed
consent" requirement, said the Supreme Court. If it is
impractical to confer with the patient and a splitsecond
decision must be made in order to save her
life, consent is not necessary.
• To determine whether an "emergency" existed
sufficient to insulate Dr. Vega and the Hospital from
liability, the jury should have been required to decide
whether Catherine was capable of consenting to
treatment, and, if not, whether the consent of a
family member could have been obtained.
• In short, was there an emergency and did Catherine
have the capacity to consent?
• The Massachusetts Supreme Court therefore
disagreed with the trial judge's instructions and sent
the case back for retrial.
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Today we will cover two more cases:
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