An historical analysis of critical transformations



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to Baha’u’llah and of their amazing veneration for him” and of how

Baha’u’llah’s “popularity had risen in Baghdad.”43


This rise in Baha’u’llah’s popularity during the Baghdad period

is important to underscore and helps place in proper perspective the

probable flow of events in the transition of leadership in the new reli-

gion from Mirza Yahya to Baha’u’llah. Mirza Yahya, although nominated

by the Bab as the next Babi chief, largely secluded himself and left

the more practical, organizational aspect of the faith to his elder half-

brother, Baha’u’llah. The latter moved more openly among the Babis,

manifesting those qualities of leadership which were not as evident

in Mirza Yahya, and increasingly rose in the esteem of the exiled

Babis.
That Mirza Yahya was at first the recognized chief of the Babis

after the Bab’s death is given strong support for the reasons which led

Browne to that conclusion44 and is admitted by the Baha’is themselves.

Since the writing of the Traveller’s Narrative, however, Baha’is follow
the view advanced by ‘Abdu’l-Baha that the position conferred by the

Bab upon Mirza Yahya, by which he became famous both within and without

the Babi community, was in name only and that Baha’u’llah was the real

leader behind the scenes. This view, however, encounters various problems,

as noted earlier,45 finds no confirmation outside of Baha’i writings them-

selves, and apparently was introduced into Baha’i thought after the Baha’i-

Azali controversy as a way of undermining the position as Babi chief pre-

viously held by Subh-i-Azal and making Baha’u’llah’s leadership in the

community retroactive from the time of the Bab’s death.
The question of the successorship to the Bab, however, is not

determinative for the Baha’i position, for Baha’u’llah claimed to be

“He whom God shall manifest,” the next manifestation, and Baha’u’llah

thus assumed an authority which would be immensely greater than any inter-

mediary authority between the two manifestations. That the Bab intended

Mirza Yahya’s authority to be only provisional until the manifestation of

“Him whom God shall manifest” is confirmed in the Nuqtatu’l-Kaf, which

indicates that, when the Bab nominated Mirza Yahya as his successor, he

added, “Write the eight [unwritten] Vahids of the Beyan,” showing that

the Bab considered Mirza Yahya’s ministry as falling within the Bayanic

or Babi dispensation, and admonished him to abrogate the Bayan “if ‘He

whom God shall manifest’ should appear in His power in thy time,”46

showing that Mirza Yahya’s ministry was to be in force only until the

coming of the greater dispensation. This passage of the Nuqtatu’l-Kaf

clearly is not an interpolation into the text after Baha’u’llah’s declara-

tion by Azal’s supporters, else the stipulation to abrogate the Bayan upon


the coming of “Him whom God shall manifest’ would not have been quoted,

for this would have only strengthened the Baha’i position. The Bab’s

admonition to Mirza Yahya to abrogate the Bayan should “He whom God shall

manifest” appear in Mirza Yahya’s lifetime apparently indicates that the

Bab, himself, did not identify Mirza Yahya with the coming manifestation.

That the author of the Nuqtatu’l-Kaf makes that identification does not

suggest that he is advancing a counterclaim to Baha’u’llah’s claim but

reveals that he also was caught up in that spirit which overtook the Babi

community for a time after the Bab’s death when so many Babis advanced

claims of being the promised manifestation. Gobineau’s early history

indicates that some Babis thought that Azal was “He whom God shall mani-

fest” and others thought he was a “return” of the Bab.47


The Question of Baha’u’llah’s Call
Related to the question of the Bab’s successor is the question

of when Baha’u’llah began to conceive of himself as the one foretold by

the Bab. Two views may be distinguished. One view would see Baha’u’llah

as functioning as a loyal Babi, submissive to Mirza Yahya’s authority, and

deciding only at a later stage to put forward a claim of his own and

thereby take full control of the movement. This appears basically to be

Edward G. Browne’s position. Browne holds that at the time of Baha’u’llah’s

release from his 1852 imprisonment and for some years later “Beha’u’llah

was, as his own writings prove, to all appearance as loyal a follower of

Subh-i-Ezel as he had previously been of the Bab.”48 Browne points to the

firm guidance which was needed to control the exiled Babi community and

maintains:


Such firmness Subh-i-Ezel, a peace-loving, contemplative, gentle

soul, wholly devoted to the memory of his beloved Master, caring

little for authority, and incapable of self-assertion, seems to

have altogether lacked. Even while at Baghdad he lived a life of

almost complete seclusion, leaving the direction of affairs in

the hands of his half-brother Beha’u’llah, a man of much more

resolute and ambitious character, who thus gradually became the

most prominent figure and the moving spirit of the sect. For a

considerable time Beha’u’llah continued to do all that he did in

the name, and ostensibly by the instructions of Subh-i-Ezel; but

after a while, though at what precise date is still uncertain,

the idea seems to have entered his mind that he might as well

become actually as he already was virtually, the Pontiff of the

Church whose destinies he controlled.49


That Baha’u’llah for a time did, at least to .outward appearance, act in

the name of Subh-i-Azal is confirmed in the Traveller’s Narrative, where

‘Abdu’l-Baha says that Baha’u’llah “wrote letters ostensibly at his

[Subh-i-Azal’s] dictation, to the Bab.”50 In Browne’s view, this situa-

tion continued until Baha’u’llah decided to assume open control of the

faith and then seemingly for awhile after that until the Babis had been

at Adrianople for two or three years, when Baha’u’llah
threw off all disguise, publicly proclaiming himself to be “Him whom

God shall manifest,” and called upon Subh-i-Azal and all the Babi

Churches throughout Persia, Turkey, Egypt and Syria, to acknowledge

his supreme authority, and to accept as God’s Word the revelations

which he forthwith began to promulgate, and continued till his death

on May 16th of last year (1892) to publish.51


In this view, references to Baha’u’llah’s awareness of his mission or

of his open control of the movement during the earlier part of the

pre-declaration period would be seen as predating events or reading

back into the earlier period the developments of a later time, when

Baha’u’llah did become the leader of the faith.
Another view would be that Baha’u’llah at a very early date

planned eventually to put forward a claim and that during his pre-decla-

ration days he was laying the foundation for assuming full control of
the movement. The Nuqtatu’l-Kaf reports that, while the Bab and Quddus

were still alive, Baha’u’llah “fell under suspicion, and it was said that

he not improbably harboured designs of setting up a standard” of his own.52

According to the Baha’is, Baha’u’llah first came to an awareness of his

mission in the Siyah-Chal in Tihran (1852) but for “a period of no less

than ten years” only hinted “in veiled and allegorical language, in epistles,

commentaries, prayers and treatises” that “the Bab’s promise had already

been fulfilled,” and that only “a few of His fellow-disciples … per-

ceived the radiance of the as yet unrevealed glory.”53
The Baghdad Period
The historical circumstance which forced the Babi community

into exile in Baghdad was an attempt on the life of the Persian shah on

August 15, 1852, by persons belonging to the Babi religion. Some see this

event as a definite Babi plot to assassinate the king. Browne points out

that the Nasikhu’t-Tawarikh, “which gives the most circumstantial account

of the occurrence; indicates that Mulla Shaykh ‘Ali (Jenab-i-Azim) first

proposed the attempt and that of the twelve who volunteered, only three

carried out the plan, namely, Sadiq of Zanjan (or Milan) Mulla Fathu’llah

of Qum, and Mirza Muhammad of Niriz.55 According to information given to

Professor Browne by “the nephew of one of the three Babis actually engaged

in the plot,” seven were involved in the original conspiracy, but four

withdrew from the effort at the last moment.56 ‘Abdu’l-Baha describes the

event as perpetrated by “a certain Babi,” whom he calls “this madman,” with

“one other person being his accomplice.”57 Shoghi Effendi seems to follow

‘Abdu’l-Baha in regarding the act as the deed of only two Babis, a fanati-

cal and irresponsible Babi” named “Sadiq-i-Tabrizi, an assistant in a


confectioner’s shop in Tihran,” and “his accomplice, an equally obscure

youth named Fathu’llah-i-Qumi.”58 Ruhiyyih Khanum refers to the Babis

involved in the attempt as ‘three half-crazed, insignificant fools.”59
Regardless of the number or the mental condition of those

involved in the attempt, Baha’is maintain that the act was done without

the knowledge or sanction of the Babi leadership. Baha’u’llah denies

having had anything to do with the attempt.60 Professor Browne agrees

that “so far as can be ascertained, it was utterly unauthorized on the

part of the Babi leaders” and “was caused by the desperation to which

the Babis had been driven by a long series of cruelties, and especially

by the execution of their Founder in 1850.”61


At any rate, the attempt to assassinate the king by members

of the Babi faith was sufficient to provoke the unleashing of horrible

persecution against the movement. Peter Avery regards the shah’s drastic

measures toward the Babis after the attempt on his life as indicative of

the influence of the movement at that time, The Babi propaganda had

spread over Persia and had revealed its power to attract a wide variety

of social types. The shah considered that drastic action was necessary.62
A letter dated August 29, 1852, by an Austrian officer, Captain

von Goumoens, employed in the shah’s service, which was published in a

German or Austrian newspaper on October 17, 1852 (a copy of which was

sent to Edward G. Browne), gives a graphic account of the cruelties

unleashed upon the Babis:
But follow me my friend, you who lay claim to a heart and European

ethics, follow me to the unhappy ones who, with gorged-out eyes,

must eat, on the scene of the deed, without any sauce, their own

amputated ears; or whose teeth are torn out with inhuman violence


by the hand of the executioner; or whose bare skulls are simply

crushed by blows from a hammer; or where the bazar is illuminated

with unhappy victims, because on right and left the people dig

deep boles in their beasts and shoulders and insert burning wicks

in the wounds. I saw some dragged in chains through the bazar,

preceded by a military band, in whom these wicks had burned so

deep that now the fat flickered convulsively in the wound like a

newly-extinguished lamp.


Not seldom it happens that the unwearying ingenuity of the

Orientals leads to fresh tortures. They will akin the soles of

the Babis’ feet, soak the wounds in boiling oil, shoe the foot

like the hoof of a horse, and compel the victim to run. No cry

escaped from the victim’s breast; the torment is endured in dark

silence by the numbed sensation of the fanatic; now he must run;

the body cannot endure what the soul has endured; he falls. Give

him the coup de grace! Put him out of his pain! No! The executioner

swings the whip, and—I myself have had to witness it—the unhappy

victim of hundred-fold tortures runs! … The more fortunate

suffered strangulation, stoning or suffocation; they were bound

before the muzzle of a mortar, cut down with swords or killed with

dagger thrusts, or blows from hammers and sticks. … At present

I never leave my house, in order not to meet with fresh scenes of

horror.63
Among those who fell victims in this persecution were Mirza Jani and

Qurratu’l-‘Ayn, the celebrated Babi poetess and member of the Bab’s

“Letters of the Living.” Baha’u’llah was cast into prison, in the

Siyah-Chal, where he remained for four months but was finally released

due in part to the intercession on his behalf, or at least to testimony

as to Baha’u’llah’s character, by the Russian Ambassador in Persia,64

and to his family’s wealth and position.65 Baha’u’llah’s father had been,

according to state papers preserved by the Cyprus government, chief sec-

retary of state to the Persian shah.66
After Baha’u’llah’s release from imprisonment, he made his

way to Bagdad, arriving there, according to some accounts, before Mirza

Yahya,67 and according to others, after Mirza Yahya.68
The persecuted Babis made their way to Baghdad, where they

enrolled themselves as Turkish subjects and thus obtained a certain

degree of freedom and protection. For about eleven years the Babis

were relatively unmolested, and the period proved most fruitful in

terms of the new religion’s literary production.69 Three important

works by Baha’u’llah were written in Baghdad—the Kitab-i-Iqan, the



Seven Valleys, and the Hidden Words.
Although relatively safe from outside persecution, the Babi

community, however, was beset by inner dissension. A number of Babis

put forward claims of being the promised manifestation, each winning a

certain following and, according to Mirza Abu’l-Fadl, thus “subdividing

the community into different sects.”70 The author of the Hasht Bihisht

says that “the matter came to such a pass that everyone on awakening

from his first sleep in the morning adorned his body with this preten-

sion.”71
One of the claimants was Janab-i-Dayyan, a prominent Babi.

The picture of the peace-loving, gentle Mirza Yahya which Browne presents

in his introduction to the New History72 is not entirely accurate, for

Browne was later to point out that Mirza Yahya in one of his writings

not only reviles Dayyan “in the coarsest language, but expresses his

surprise that his adherents ‘sit silent in their places and do not trans-

fix him with their spears,’ or ‘rend his bowels with their hands.’”73

Dayyan was later drowned by the Babis. A tract entitled Risaliy-i-Armih,

“the Aunt’s Epistle” or “the Aunt’s Treatise,” written to support Subh-i-

Azal’s claims, admits and even condones Subh-i-Azal’s responsibility for

Dayyan’s murder.74


After Baha’u’llah had been in Baghdad for one year, he suddenly

departed from Baghdad on April 10, 1854, destined to wander in the wastes

of Kurdistan for a period of two years.75 Baha’is regard the period as

a time of preparation for Baha’u’llah’s future ministry: “There for two

years, as Christ in the wilderness, as Buddha in the Indian forest, as

Muhammad in the fiery hills of Arabia, he became prepared for his task.”76


In the Kitab-i-Iqan, written after Baha’u’llah’s return to

Baghdad, he mentions that the object of his retirement was to avoid

becoming a subject of discord among the faithful.”77 According to the

Hasht Bihisht, Baha’u’llah was tending to relax some the severer code of

the Bayan and had gathered about him some Babis who were sympathetic with

his innovations. Certain other Babis, however, presented a rigorous pro-

test, whereupon Baha’u’llah suddenly left Baghdad.78 Subh-i-Azal charges

that Baha’u’llah simply “got angry.”79 Baha’u’llah’s statement that he

left Baghdad to avoid being “a subject of discord” would indicate that some

kind of dispute was in progress centering around himself.
No one seems to have known where Baha’u’llah was for two years.

When Subh-i-Azal learned where he was, he wrote a letter requesting that

he return.80 Browne believed that a passage in the Iqan proved that

Baha’u’llah was submissive to the authority of Mirza Yahya.81 The pas-

sage in question is Baha’u’llah’s acknowledgment that he contemplated no

return to Baghdad


until the hour when, from the Mystic Source, there came the

summons bidding Us return whence We came. Surrendering Our

Will to Him, We submitted to His injunction.82
If Baha’u’llah means Subh-i-Azal by the expression “the Mystic Source,”

or ‘the Source of Command,” as it is rendered in the earlier translation

of the Iqan by Ali Kuli Yhan,83 and is referring to Subh-i-Azal’s letter

as the “summons” to return, then the passage reveals that Baha’u’llah

acted in submission to Subh-i-Azal’s will and was thus acknowledging,

at least to outward appearance, Subh-i-Azal’s authority in the community.

Baha’is, however, finds Brown’s interpretation of “the Mystic Source” to

be “grotesque.”84 Balyuzi says that the Babi who sought out Baha’u’llah,

on behalf of the Babis in Baghdad who knew that the success of the move-

ment depended on Baha’u’llah, was Shaykh Sultan.


True, Mirza Yahya had also written to ask Baha’u’llah to return,

but it was a request, not a ‘summons’. The ‘Mystic Source’ which

Baha’u’llah mentions in The Book of Certitude, from whence the

summons came, is obviously the Godhead.85


That the “Mystic Source” or “Source of Command” could refer to one who bore

the “Divine influences” is seen in the references in the New History to

Baha’u’llah as “the Source of Command.”86 In Babi thought, God’s emissaries

represented God, and the author of the Nuqtatu’l-Kaf understands that the

Bab, who calls Subh-i-Azal God, meant for the “Divine influences” to

pass upon Subh-i-Azal after the Bab’s death.87 When Baha’u’llah declared

himself “Him whom God shall manifest,’ he became for the Babis who accepted

him “the Source of Command.” But until then, “the center provisionally

appointed pending the manifestation of the Promised One”88 was Mirza Yahya.

Baha’u’llah, in yielding to the will of Mirza Yahya, perhaps wanted to

achieve two purposes: (1) show himself a loyal Babi by being obedient to

the center appointed by the Bab to dispel the suspicions creating the

disturbance leading to his departure from Baghdad, (2) and regain his
position in the community whereby he could gradually lead it out of

its present difficulties.


Some insight into Baha’u’llah’s outlook during the Baghdad

period is provided by the Kitab-i-Iqan, revealed within this period.89

The Iqan reveals that its author is a devout and loyal Babi, well versed

in the Babi doctrines and an able defender and exponent of the Babi

position. He argues that, when the Bab made his appearance, the people

should have accepted him because of the fulfilment of the predictions

concerning him. Even the year of his manifestation was given in the

traditions as the year “sixty” (A.H. 1260),90 yet people shunned the

truth by ignoring these explicit indications of the Bab’s station.

He calls the Babi movement “this wondrous and most exalted Cause” and

refers to the Bab as “God’s wondrous Manifestation.”91 Of the Bab,

Baha’u’llah says: “His rank excelleth that of all the Prophets, and His

Revelation transcendeth the comprehension and understanding of all their

chosen ones.”92 “No day is greater than this Day, and no revelation more

glorious than this Revelation,” Baha’u’llah declares.93 The Bab’s book,

the Qayyumu’l-Asma, he calls “the first, the greatest and mightiest of

all books.”94 So utterly devoted to the Bab and his cause, Baha’u’llah

even longs for the opportunity to die as a martyr in the Bab’s services

“Perchance, through God’s loving kindness and His grace, this revealed

and manifest Letter may lay down His life as a sacrifice in the path of

the Primal Point.”95
The picture of Baha’u’llah which emerges in the Iqan is of

one utterly convinced of the unsurpassed greatness of the Babi revela-

tion, of one absorbingly engaged in expounding, defending, and exalting
the truth of the Day of God centering in the figure of ins Primal Point,

of one whose greatest desire is to give his life in love for “that Quin-

tessence of Light, the Bab.
Baha’u’llah’s references to the coming Manifestation have led

some interpreters to believe that Baha’u’llah is contemplating advancing

a claim at this time.97 His references, however, to the coming of “Him

whom God shall manifest” would not necessarily mean or imply that Baha’u’-

llah thought of himself as that resplendent figure. The teaching of the

coming of “Him whom God shall manifest” and the need to recognize him

when he came is basic Babi doctrine. Baha’u’llah need be doing no more

than merely reiterating the basic Babi teaching on this point, which

figured so prominently in the Bab’s doctrine. Certainly no true exposition

of Babi teaching would overlook that most prominent subject. Yet, those

passages, when coupled with other curious statements in the Iqan, leave an

impression that Baha’u’llah may indeed be considering advancing a claim

to be “He whom God shall manifest.”98
BAHA’U’LLAH’S DECLARATION OF HIS MISSION
The continued flow of Babi literature and propaganda into

Persia and the growing strength of the movement prompted the Persian

government to request that the Babi community be removed from Baghdad

further into the interior of the Ottoman Empire. For twelve days before

the departure from Baghdad, Baha’u’llah resided in a tent in the garden

of Ridvan outside the city. Here Baha’is say Baha’u’llah openly announced

to a few of his friends that he was the promised manifestation. The

twelve-day “Feast of Ridvan” (April 21-May 2) is held annually by Baha’is


in commemoration of Baha’u’llah’s declaration on this occasion.

Some little confusion occurs in connection with Baha’u’llah’s declaration.

Nabil’s chronological poem places Baha’u’llah’s declaration in the year

A.H. 1283 (A.D. 1866-1867), when Baha’u’llah was fifty years old.100

This was, however, Baha’u’llah’s public declaration made later in

Adrianople, referred to in the Kitab-i-Aqdas as “the land of the Secret”

because the secret of Baha’u’llah’s being a new manifestation was divulged

in Adrianople.101


Baha’is insist, however, that an earlier declaration to only a

few was made before the departure from Baghdad. Bahiyyih Khanum, daughter

of Baha’u’llah, maintains that the claim was made only to ‘Abdu’l-Baha


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