Proverbial poetry: its settings and syntax



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empirical approach muddled in an infinitude of messy

details.2 His approach, which revolutionized the

linguistic world, was to isolate a few, simple, syntactic

____________________

1Leech, Semantics, pp. 32-33. It is

interesting that Philip Pettit has attempted to show the dependence


of Chomsky on Saussure (The Concept of Structuralism: A

Critical Analysis [Berkeley: University of California

Press, 1977], pp. 1-28). Lockwood, Introduction to



Stratificational Linguistics, p. 263. Some easy beginner

texts which introduce the concepts of TG (transformational

grammar) are: Herndon, A Survey of Modern Grammars; Brown

and Miller, Syntax: A Linguistic Introduction to Sentence



Structure; and Liles, An Introductory Transformational

Grammar (Englewood Cliffs: Prentice-Hall, Inc., 1971).

Radford's work (Transformational Syntax [1981]) is more

advanced and up to date.

2Noam Chomsky, Cartesian Linguisitics: A

Chapter in the History of Rationalist Thought (New York:
Harper & Row, Publishing, 1966), pp. 3-30.
rules which could generate all possible sentences. This

is why it is called "generative grammar" rather than a

"descriptive grammar."1 His system, like the

structuralist's, still focused on the syntactic component

of language as foundational.2 Others have more recently

opted for a semantic base and consequently called it

"generative-semantics."3 Chomsky's system attempts to

explain: syntactically "synonymous" sentences which have

different meanings ("John is easy to please"; "John is

eager to please"); sentences which are syntactically

ambiguous ("Visiting relatives can be tiresome," or

"Flying planes can be dangerous"); and sentences which are

syntactically different yet "synonymous" ("Brent painted

the picture"; or "The picture was painted by Brent").4

Two sets of distinctions are important in

transformational grammar. First, a distinction is made

____________________

1John Lyons, Noam Chomsky (New York: Viking Press,

1970), p. 9; Herndon, A Survey of Modern Grammars, pp.

118-20; Liles, An Introductory Transformational Grammar

p. 133; and Radford, Transformational Syntax, pp. 19-20.



2Noam Chomsky, Syntactic Structures (The

Hague: Mouton, 1957), pp. 11-17; also, later, his Studies on



Semantics in Generative Grammar (The Hague: Mouton, 1972),

pp. 11-14.



3Chafe, Meaning and the Structure of Language; and

Ray S. Jackendoff, Semantic Interpertation in Generative



Grammar (Cambridge, MS: The MIT Press, 1972). Also vid.

the works of George Lakoff and James McCawley.



4Herndon, A Survey of Modern Grammars, p. 121; and

Liles, An Introduction to Linguistics, p. 133.


between competence (fluent native speaker's knowledge of

his language) and performance (that which he actually

speaks).1 Transformationalists argue that those linguists

who have analyzed a corpus are merely studying

performance, rather than speaker competence, which should

be the object of language study.2 Chomsky then attempts

to describe competence through a series of syntactic rules

by which the mind generates sentences. Second, the

distinction between deep and surface structure, with

transformations mediating between these two levels, has

been a major contribution of transformational grammar.

"Deep structure refers to the basic syntactic pattern in

which a meaning is expressed, while surface structure

refers to the particular form in which a meaning is

expressed in a text."3 This was another clear move away

from empiricism. Thus, two sentences, such as "Joy was

hit by the ball" and "The ball hit Joy," were now able to

be compared for the deep grammar similarity, even though

their surface level is syntactically discordant. The deep

grammar is described by a series of phrase structure rules

which are the same for both of these sentences. Next a

____________________



1Noam Chomsky, Aspects of the Theory of Syntax

(Cambridge, Mass: The MIT Press, 1965), p. 4; cf. also

Radford, Transformational Syntax, p. 2.

2Liles, An Introductory Transformational Grammar,

p. 79.


3Louw, Semantics of New Testament Greek, p.

73.
series of transformational rules maps the common deep

structure onto the different surface structures (one

active, one passive). A series of phonological rules

takes the results of the transformations and projects them

into exact speech sounds. Therefore, there are three

levels of rules to which a fourth must be added: deep

phrase structure rules, transformations, lexical rules

(which plug in the appropriate words choices), and

phonological rules.1

An example may prove beneficial at this point.

One type of sentence may have the deep phrase structure

generating rules:

S --- NP + VP (Sentence consists of a NP and VP)2

NP--- N (Noun Phrase consists of a Noun)

VP--- V + NP (Verb Phrase consists of a V + NP)

NP--- Art. + N (NP consists of an article + N)
These phrase structure rules would generate any of the

following sentences and many more (any of the type N + V +

Art. + N):

Dawn cut the flowers.

Dogs ate the fish.

Children threw the ball.

Firemen extinguished the blaze.
If a passive transformation is applied to the

____________________



1Liles, An Introduction to Linguistics, pp. 72,

168, has helpful charts of this process. Cf. also Herndon,



A Survey of Modern Grammars, p. 125; and Radford,

Transformational Syntax, pp. 15-16.

2The arrow means "consists of" or "has the constituents of."

phrase structure, one arrives at a different surface

structure, but one which is derived from the same deep

phrase structure. The passive transformation does the

following to the initial phrase structure: N1 + V + Art.

+ N2 === Art. + N2 + Aux. + V + by + N1 (where aux. =

verbal auxiliary). Thus, this transformation accounts for

all surface structures which are "synonymous" with the

original sentences in a deep structure sense, but very

different in the surface structure. This transformation

results in:

Dawn cut the flowers ===> The flowers were cut by

Dawn.

Dogs ate the fish ===> The fish were eaten by dogs.



Children threw the ball ===> The ball was thrown by

children.

Firemen extinguished the blaze ===> The blaze was

extinguished by firemen.


Other transformations explicitly explain the relationship

between statements and questions ("He is tall" and "Is he

tall?"); indirect object transformations ("Kathy gave him

a shot" becomes "Kathy gave a shot to him"); adverbial

movement transformations ("Yesterday I saw Rik" becomes "I

saw Rik yesterday"); compounding, deletion and pro forms

("Skip was eager and Skip was industrious" becomes "Skip

was eager and industrious" or "Skip was eager and he was

industrious"); as well as relative constructions ("He is

building a boat" and "The boat is large" become "The boat

that he is building is large").1 It is clear, because of

our native competence (fluency) in English, that these

sentences are related and many of them would be considered

"synonymous" in normal speech. The exegetical

ramifications are astounding, but will not be pursued in

this study other than to say that these examples

demonstrate that one must be extremely careful about

making eisogetical remarks on the basis of surface grammar

variations with deep structure "synonymity." It is

possible that the writer was not attempting to make any

crucial point by his choice of a passive rather than an

active mode. Furthermore, the transformational idea holds

rich possibilities for Hebrew syntactic parallelism. This

writer has observed bi-cola which are syntactically

non-matching, according to O'Connor's system, but which,

with a simple transformation, match perfectly (viz. Prov

10:1).2

____________________



1Herndon, A Survey of Modern Grammars, pp. 207-43;

and Liles, An Introductory Transformational Grammar, pp.

43-101.

2It is interesting that William Mouser's recent

book on Proverbs proposes a similar idea--only somewhat

non-scientifically specified--using semantic

transformations to allow for a better fit between the

bi-cola (Walking in Wisdom: Studying in the Proverbs of

Solomon [Downers Grove, IL: InterVarsity Press, 1983], pp.

35-52). One must be extremely cautious, however, of this

approach, as it may force the proverbs to fit equivalence

patterns without seeing the variety and differences in

meaning intended. Thus this methodology, while having

Several objections have been raised to

transformational grammar.1 Robinson is correct when he

critiques TG for treating only sentences, which are only a

single level of language.2 He further objects that

language is more than a series of rules and that such a

rule-oriented approach chases meaning out of language.3

Chafe accuses Chomsky of "syntacticism."4 How does one

handle sentences which are ungrammatical, but are spoken

nevertheless? Is not TG a return to prescriptivism? How

does TG handle the metaphors, irony, and perlocutionary

acts (the effect on the hearer) of language?5 It is

ironic that Robinson correctly accuses the "rationalistic"

approach of Chomsky as empiricism revisited.6 Though

____________________

possibilities, needs further development along

scientifically semantic lines.

1Robinson's book, The New Grammarians' Funeral, is

perhaps the most acrid, written from an intuitive/

impressionistic approach. More linguistically satisfying

is R. A. Hudson, Arguments for a Non-transformational



Grammar (Chicago: The University of Chicago Press, 1976).

2Robinson, The New Grammarians' Funeral, pp. 36,

45.


3Ibid., pp. 21, 87.

4Chafe, Meaning and the Structure of Language, p.

60.


5Robinson, The New Grammarians' Funeral, pp.

10, 40, 47.



6Ibid., p. 104. It seems Chomsky desires to

project empirical evidence back into the mind via his

rules. How can one validate or falsify such mentalistic

suggestions?

"Sincerity admires Rebekah" may be semantically ill-formed

by the "rules"--because "admires" needs an animate human

subject--yet, in poetry, such a sentence may be

well-formed.1 The problem is not with grammar per se, but

with attempting to reduce language to mere grammar.2

While the idea of transformations is very helpful in

relating sentences, problems arise if one views

transformations as producing equivalent or exactly

synonymous sentences. Such an approach would deny the

passive a reason for existence, portray repetitions as

jejune redundancies, and tend to de-emphasize the

importance of surface structure selectional options.3

Hence, transformations may result in a leveling of the

meaning of the text via a syntactic reductionism which

manifests an "X is really Y syndrome."4 It should be

noted that tagmemics clearly distinguishes surface

____________________

1Freeman, Linguistics and Literary Style, pp.

182-83.


2Robinson, The New Grammarians' Funeral, p.

60.


3Ibid., pp. 119, 125; M. K. Brame, Essays Toward

Realistic Syntax (Seattle: Noit Amrofer, 1979), p. 14;

Daniel Gulstad, "Are Transformations Really Necessary?" in



Papers from the 1977 Mid-America Linguistics Conference,

ed. Donald Lance and Daniel Gulstad (Columbia, MO:

University of Missouri, 1978), p. 203; and Rolv Blakar,

"Language as a Means of Social Power: Theoretical-

Empirical Explorations of Language and Language Use as

Embedded in a Social Matrix," in Pragmalinguistics: Theory



and Practice, ed. Jacob Mey (The Hague: Mouton, 1979), p.

152.


4Chafe, Meaning and Structure of Language, p.

86.
structures, while at the same time--through an embedded

case grammar--accounts for deep structure regularities.

Robinson champions Occam's razor. He misses the point,

however, that Chomsky's categories do have value if left

on a grammatical level.1 Thus, TG must remain a grammar

rather than a total theory of language. Its formulae will

bear some correspondence to the filler box of the tagmemic

formulae. Tagmemics remedies many of the above problems

and will, therefore, be adopted in this study, although

some will obviously disparage the use of a non-main-stream

grammar. However, the advantages of tagmemics out-weigh

this criticism and the similarity of tagmemics to TG makes

it easily learned by those familiar with TG.


Other Recent Grammars
For several reasons, it is desirable to survey, in

a very brief fashion other approaches to linguistics:

(1) to suggest other directions which this study may have

taken; (2) to allow for a comparison with the tagmemic

system adopted here; (3) to help sensitize the reader to

aspects of language which tagmemics has ignored; and (4)

in the spirit of eclecticism, to suggest factors which may

be beneficially incorporated into a tagmemic analysis.

Two grammars (stratificational and daughter-dependency)

will be mentioned. Lastly, and with great promise, the

____________________

1Robinson, A New Grammarians' Funeral, pp.

x, 165.
recent developments in pragmalinguistics will be broached.


Stratificational Grammar
Stratificational linguistics was developed in the

late sixties by Sydney Lamb1 and H. A. Gleason.2 A

work by David Lockwood provides a helpful introduction to this

theory.3 Walter Bodine, at a recent colloquium, has

alluded to some work which is presently taking place at

Dallas Seminary applying this theory to Hebrew.4 Its

diagrams specify relationships, treating units only as

input or output items. Like tagmemics, stratificational

linguistics allows for relationships on the various

levels, developing a "tactic" system for each level

(phonotactics, morphotactics [syntax], lexotactics,

semotactics).5 Once the diagram is entered it is totally

____________________

1Sydney Lamb, Outline of Stratificational

Grammar (Washington, DC: Georgetown University Press, 1966).

2Henry A. Gleason, "The Organization of Language:

A Stratificational View," Monograph Series on Languages and

Linguistics, no. 17, ed. C. I. J. M. Stuart 17 (Washington,

DC: University Institute of Languages and Linguistics,

1964).

3David G. Lockwood, Introduction to

Stratificational Linguisitics (New York: Harcourt, Brace,

Jovanovich, Inc., 1972); and a bibliograhy by Ilah Fleming,

"Stratificational Theory: An Annotated Bibliograhy,"

Journal of English Linguistics 3 (1969):37-65.

4Walter Bodine, "Linguistics, Semitics, and

Biblical Hebrew," in Society of Biblical Literature 1982



Seminar Papers 21 (Chico, CA: Scholars Press, 1982):31-37.

5Lockwood, Introduction to Stratificational

Linguistics, p. 26.
relational, as opposed to a more constituent oriented

approach such as tagmemics or TG. Stratificational

linguistics handles the following three types of

relationships: (1) conjunction/disjunction; (2) ordered/

unordered; and (3) downward/upward. It uses a series of

"and" and "or" gates which are similar to systems

engineering models. The "and" gate calls for both items

to be present and the "or" gate requires that a selection

be made, with one item being chosen. Thus, for example

the sentence "Perry/Elaine/Dave sees Donna" would be

diagrammed as follows (the convex triangular shapes are

"and gates" and the sideways parenthesis is an "or gate"):


"Perry/Elaine/Dave sees Donna" [OUTPUT]


















Perry Dave see s Donna [INPUT]

Elaine
Notice that the input is words and the output is a

sentence.1 One can see that this system is also, like

tagmemics, hierarchical in nature, showing relationships

____________________



1Ibid., p. 35.
from the morpheme up to discourse level. While

stratificationalists have noted the similarities with

tagmemics,1 they have ignored at least two fundamental

differences which are: (1) the fact that constituents or

units are crucial to the theoretical underpinnings of

tagmemics;2 and (2) tagmemics attempts not only to note

the relationships between units, but also--and very

important for this study--to specify the exact nature of

what those relationships are.3 Thus, the stress on

relationships is very beneficial, but the need for

constituents at each level and the exact specification of

relationship types (via case grammar) will make it

desirable to pursue a tagmemic approach.
Relational Grammars
Another more recent set of approaches has been

through relational, dependency and daughter-dependency

grammars. These models develop the European dependency-

____________________



1Ibid., pp. 255-57.

2Cf. Pike's comments in "On Describing

Languages," in The Scope of American Linguistics, ed. Robert


Austerlitz (Lisse: The Peter De Ridder Press, 1975), pp. 13, 24; and

his discussions with S. Lamb in Report of the Twenty-Second



Annual Round Table Meeting on Linguistics and Language

Studies, ed. Richard J. O'Brien (Washington, DC:

Georgetown University Press, 1971), p. 158.



3This writer is also aware of attempts to embed

case grammar into this system. Lockwood, Introduction to



Stratificational Linguistics, p. 142.
type grammars of Heringer (1970), Vater (1975)1 and Werner

(1975).2 Like stratificational and tagmemic grammars,

dependency grammars separate semantic, syntactic and

phonological levels. Like tagmemics, they are also

constituent-oriented, as opposed to stratificational

grammar.3 While they do diagram constituents

heirarchically (i.e., Nouns and Verbs combining to form

higher level clauses), they eliminate the NP and VP levels

and go right to the V and N constituents.4 Dependency

grammar also does away with the TG concept of deep

structure and transformations.5 The diversity of this

system may be seen in the fact that it monitors

mother-daughter relations (i.e., the relation of higher

level nodes [mothers] to lower level units [daughters]) as

well as sister relations between units on the same level

(cf. relational grammars). Dependency grammar employs

four categories, which are: (1) feature-based rules

(specifying one item as before another [article must

____________________

1Heinz Vater, "Toward a Generative Dependency

Grammar," Lingua 36 (1975):121-45; and Laurie Bauer, "Some

Thoughts on Dependency Grammar," Linguistics 17

(1979):301-15.



2Richard A. Hudson, Arguments for a

Non-transformational Grammar, p. 200.

3Ibid., p. 11.

4Ibid., p. 60.

5Ibid., pp. 1, 14, 131.
precede the noun, for example] or which features come with

a certain item); (2) function-based rules (which order the

three functions, viz., subject, topic, relator);

(3) peripherality-based rules (order the units according

to their peripheral nature); and (4) dependency-based

rules (which attempt to describe the relationship between

sisters).µ1µ An illustration of this approach may help.

From the following diagram one will be able to see that

this system stresses horizontal relationships among

sisters.

+sentence

+interrogative

etc.











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