Proverbial poetry: its settings and syntax



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+verb SUBJECT +verb +sentence

+finite +nominal +S-comp -interrog.

etc. etc. etc. etc.







TOPIC +article SUBJECT +finite

+wh-phrase +noun +nominal +transitiv

etc. etc. etc. etc.

+article +article

+noun +noun

etc. etc.



what do you think she did2

____________________
1Ibid., p. 114.

2Hudson, Arguments for a Non-Transformational

Grammar, p. 119.

One will immediately notice the difference from

traditional types of grammars, in that this specifies, in

a matrix underneath the functional unit, the features of

that unit. Thus, in tagmemic terms, one is given the slot

and then the filler. This is in line with what tagmemics

does, although this writer does consider a feature list

more sophisticated and descriptively accurate than a mere

listing of the grammatical class (N, NP, Adj., etc.) as

given in the filler slot in tagmemics. Perlmutter is

correct when he notes that relational grammars add another

dimension to the linear order and dominance type

approaches of most grammars, instead it focuses on

inter-unital relations on the same level (sister rather

than daughter relationships).1 Tagmemics initially

divides the sentence in a manner comparable to the way

daughter-dependency (viz., VSO) rather than as

transformational grammar (viz., VP + NP, where VP is

composed of a V and an O).2 On a very pragmatic level,

tagmemics specifies four features about each constituent

(slot, filler, role/case, cohesion). These features are

usually listed diagonally above (slot) and below (role)

____________________

1David Perlmutter, Studies in Relational Grammar 1

(Chicago: The University of Chicago Press, 1983), p. ix.



2R. A. Hudson, English Complex Sentences: An

Introduction to Systematic Grammar (Amsterdam:

North-Holland Publishing Co., 1971), pp. 21-22.

the tree diagram lines and at the node (filler class [N,

V, Adj etc.]). Hudson's dependency grammar lists all

features columnically at the node. A columnic node list

allows for the inclusion of other features (viz.,

parsings) which are not normally specified in the tagmemic

above/below branch-line display technique. Relational

grammar is helpful because of its focus on sister

relations. These relations will be monitored in the

cohesion box of the tagmeme.
Pragmalinguistics
A recent linguistic "school" called pragmatics or

pragmalinguistics has added support to the procedure taken

in this dissertation--that non-grammatical information

(historical situation and setting, as well as genre and

ideational patterns) is important to the total meaning

package of a text. Pragmatics seems to be based on the

works of Austin,1 and Searle,2 although neither of these

men have employed the term.3 While this field of study is

____________________

1J. L. Austin, How to Do Things with Words (Oxford:

Oxford University Press, 1962).



2J. R. Searle, Speech Acts: An Essay in the

Philosophy of Language (Cambridge: Cambridge University

Press, 1969); and "A Classification of Illocutionary Acts,"



Language in Society 5:1 (1976):1-23.

3For a very extensive bibliography of this field

vid., Jer Verschueren, Pragmatics: An Annotated



Bibliography (Amsterdam: John Benjamins B.V., 1978); or a

work edited by Herman Parret, Marina Sbisa, and Jef

Verschueren, Possibilities and Limitations of Pragmatics:

rather anomalous and undefinable at present,1 it may be

seen as an attempt to describe the functions and uses to

which speech acts (rather than sentences) are put--

influencing another's intentions, goals, actions, or even

beliefs. Thus pragmatics addresses the broader

communication process as it relates to the function of

language in specific speech acts.2 That is, how is

language used? In pragmatics it is not enough only to

describe what type of rhetorical device is used but one

must also note how this device actually functions in the

communication process between the speaker and the

hearer.3

This approach is contrasted with a strictly

structuralistic-text-limited methodology which inseparably

____________________



Proceedings of the Conference on Pragmatics Urbino, July

8-14, 1979 (Amsterdam: John Benjamins B.V., 1981), pp.

799-831; as well as the journals Pragmatics Microfiche,



Journal of Pragmatics, and Pragmatics and Beyond.

1Parret, "Introduction," in Possibilities and

Limitations of Pragmatics, pp. 7-8.

2Hugo Verdaasdonk, "Concepts of Acceptance and the

Basis of a Theory of Texts," in Pragmatics of Language and



Literature, ed. Teun A. van Dijk (Amsterdam: North-Holland

Publishing Co., 1976), p. 184; Jacob Mey, "Introduction,"

in Pragmalinguistics: Theory and Practice, p. 10; Franz

Guenther and Christian Rohrer, "Introduction: Formal

Semantics, Logic and Linguistics," in Studies in Formal

Semantics: Intensionality, Temporality, Negation, ed.

Franz Guenther and Christian Rohrer (Amsterdam:

North-Holland Publishing Co., 1978), p. 1.

3Verdaasdonk, "Concepts of Acceptance and the Basis

of a Theory of Texts," p. 196.

locks text and form to meaning.1 Pragmatics tries to

isolate scientifically how speaker/hearer situation,

intention, as well as text and contexts influence what the

speech act means or is designed to accomplish.

Pragmatics, then, attempts to isolate the differences

between sentences which are phonetically equivalent but

used in diverse ways. For example, if one says "Take a

seat, here," note how differently it is understood

depending on whether it is a cordial invitation, a strict

order, a question, or a piece of reflective advice.2

Pragmatics distinguishes between the following three parts

of a speech act: (1) locution (the simple utterance

itself in terms of syntactic and semantic well-formedness

and content); (2) illocution (what the speech act is

intended to do); and (3) perlocutionary effect (what

effect it actually does have on the hearer).3 Thus, one

____________________

1Francois Latraverse and Suzanne Leblanc, "On the

delimitation of semantics and the characterization of

meaning: Some remarks," Possibilities and Limitations of

Pragmatics, p. 401.

2Geoffrey Leech, "Pragmatics and converstational

rhetoric," in Possibilities and Limitations of Pragmatics,

pp. 418-19. Cf. also "You are going to leave" as a

statement, question and command (Paul Gochet, "How to

combine speech act theory with formal semantics: A new

account of Searle's concept of proposition," in

Possibilities and Limitations of Pragmatics, p. 252.

3Samuel R. Levin, "Concerning What Kind of Speech

Act a Poem Is," in Pragmatics of Language and Literature,

p. 144; Franz Hundsnurscher, "On Insisting," in Possibilities

and Limitations of Pragmatics, p. 344; and Arild Utaker,

"Semantics and the Relation between Language and

may utter the locution "Look out," with the illocutionary

intent to "warn" (desiring that the individual duck), but

have the actual perlocutionary effect of paralyzingly

alarming the hearer. Pragmatics isolates and examines

each of these aspects of speech. It seems to this writer

that such studies will hold rich rewards for biblical

interpreters, although, because of the recentness of this

field, it has not officially entered the biblical studies

arena.

One final contribution which pragmatics makes is



in the area of context. Pragmatics desires to examine and

formalize utterances in terms of co-text (linguistic

environments of or in the text itself) and context

(non-linguistic situational features (speaker, audience,

spatio-temporal location, atmosphere, etc.).1 Contexts,

therefore, are not static, but are dynamic and meaning-

creative.2 Thus, Olson is correct when he complains

about


____________________

Non-language," in Pragmalinguistics: Theory and Practice,

p. 115.

1Marcelo Dascal, "Contextualism," in Possibilities

and Limitations of Pragmatics, p. 154; and Jorgen Chr. Bang

and Jorgen Door, "Language, Theory, and Conditions for

Production," in Pragmalinguistics: Theory and Practice,

pp. 46-47, where it is noted that context or situation may

be unique to the person while other aspects are more

socially determined and predictable. Thus the speech

situation is composed of all socio-psychological factors

which determine and help to interpret the speech utterance

(cf. Teun A. Van Dijk, "Pragmatics and Poetics," in

Pragmatics of Language and Literature, p. 29).

2Mey, "Introduction," in Pragmalinguistics:

the very vague, unspecified statements concerning context

in language studies, which pay lip service to the

importance of context, but which, in fact, have not

explicated specifically how that importance makes itself

felt in actual utterances.1

The initial chapters of this study were an attempt

to weave an historical, situational and ideational

tapestry for wisdom against which individual proverbs and

collections of proverbs may be understood. Although this

is merely the inchoation of such a study, which needs to

be made proverb specific, at least some broad

sociological, psychological, and notional parameters have

been broached as a background to a scrutiny of one very

restricted aspect of the text itself--syntactic

parallelism.

It must be observed that the schools of Prague2

____________________



Theory and Practice, p. 12.

1Svend Erik Olsen, "Psychopathology, Interaction,

and Pragmatic Linguistics," in Pragmalinguistics: Theory



and Practice, p. 247.

2The Prague school can easily be accessed in works

such as Josef Vachek's book, The Linguistic School of



Prague (Bloomington: Indiana University Press, 1966); and

a work which he compiled, A Prague School Reader in



Linguistics (Bloomington: Indiana University Press, 1966);

as well as the works of Roman Jakobson which are heavily

used in the poetics aspect of this study. On the more

literary output of this group, vid. Paul L. Garvin, ed., A



Prague School Reader on Esthetics, Literary Structure, and

Style, (Washington, DC: Georgetown University Press,

1964).
and Copenhagen1 have not been treated, other than to say

that the Prague group has made its impact on this study

through the theoretical poetics of Jakobson, whose

sensitivities are reflected by O'Connor. The algebraic

calculus of Copenhagen's Hjelmslev is indirectly reflected

in Pike's tagmemic syntactic calculus.2
The Role of Case Grammar
Before describing the tagmemic model which will be

employed in this study, it is important to examine one

other linguistic approach which has been beneficial--case

grammar. A form of case grammar will be embedded into the

role box in the tagmemic model, so, in fact, to study case

is to study part of the tagmemic model.

Case grammar was initially proposed in an article

by Charles Fillmore (1968).3 While Fillmore concentrated

more on nominal case relationships, Chafe (1970)

independently began with the verb, then specified

____________________

1L. Hjelmslev and H. J. Uldall, "Outline of

Glossematics: A Study in the Methodology of the Humanities

with Special Reference to Linguistics," Travaux du cercle

linguistique de Copenhague 10 (1957).

2For a helpful chart mapping out the relations

between some of these groups, vid. Vern S. Poythress,

"Structuralism and Biblical Studies," JETS 21.3 (1978):

228.


3Charles J. Fillmore, "The Case for Case," in

Universals in Linguistic Theory, ed. Emmon Bach and Robert

Harms (New York: Holt, Rinehart and Winston, Inc., 1968),

pp. 1-88.
relations to that central verb.1 Fillmore, as a

contribution to TG, described relationships between

semantic-oriented deep structures and the grammatical

realizations on the syntactic surface structure. This

fruitful approach has been pursued in separate monographs

and has found its way into most present transformational

generative systems.2 Case grammar provides one nexus

____________________



1Chafe, Meaning and the Structure of

Language pp. 95-104.

2Walter A. Cook, Case Grammar: Development of the

Matrix Model (1970-78) (Washington, DC: Georgetown

University Press, 1979) presents one of the most lucid

explications of this approach to date. John M. Anderson,

On Case Grammar: Prolegomena to a Theory of Grammatical

Relations (London: Croom Helm, 1977) and also his The

Grammar of Case: Towards a Localistic Theory (Cambridge:

Cambridge University Press, 1971). John Platt applied case

grammar to tagmemic analysis in Grammatical Form and

Grammatical Meaning: A Tagmemic View of Fillmore's Deep

Structure Case Concepts, North-Holland Linguistic Series,

vol. 5, ed. S. C. Dik and J. G. Kooij (Amsterdam:

North-Holland Publishing Co., 1971). Cf. also Longacre, An

Anatomy of Speech Notions, pp. 38-97; and Pike and Pike,

Grammatical Analysis, pp. 40-53 (It should be noted that

Pike prefers to designate this as "role" rather than

"case," since he sees these types of relations on all

levels rather than strictly on the sentence level as TG

does [p. xx]). Cook is right when he observes that case

grammar provides tagmemics with a means of monitoring and

separating deep and surface structures (Cook, Case Grammar,

p. 33). For an application of case grammar to TG, vid.

Liles, An Introduction to Linguistics, pp. 146-70. More

recent, with a European flavor, is a work edited by Werner

Abraham, Valence, Semantic Case, and Grammatical Relations,

Studies in Language Companion Series, vol. 1 (Amsterdam:

John Benjamins B.V., 1978). Werner Abraham, "Valence and

Case: Remarks on Their Contribution to the Identification

of Grammatical Relations," in Valence, Semantic Case, and

Grammatical Relations, p. 695, mentions that Fillmore has

now given up this approach as a consequence of a work by P.

Finke, Theoretische Probleme der Kasusgrammtik (Kronberg:

Scriptor, 1974).

between semantics and syntax. But the connection is very

diversified so one should not expect a one-to-one mapping;

rather, case grammar reveals, in elements of syntactic

sameness, semantic diversity.

Instead of examining functions, such as subject

and object, semantic roles provide a better means of

specifying deep structure. Nida has noted that these

roles are of three basic types: (1) participants (agents,

recipients, et al.); (2) qualifications (ways in which

events, entities and abstracts are qualified and

quantified); and (3) relationships (the way in which

constituents are related to entities of space, time, and

logical order).1 Traditionally, the subject has been

described as the one who performs the action, which is a

bit strained in the following sentence: "The pungent

proverb was queerly quoted in Annette's anagram."2 The

following illustrations demonstrate the semantic

incongruity of syntactically equivalent units and, by

example, elucidate the types of deep relationships which

case grammar treats.3 Examine the diverse relations of

____________________

1Nida, Exploring Semantic Structures, p.

16.


2Liles, An Introduction to Linguistics, p.

140.


3For statements on the lack of congruence between

syntactic and case functions, vid. Palmer, Semantics, p.

147; Abraham, "Valence and Case: Remarks on Their

Contribution to the Identification of Grammatical

Relations," pp. 710, 714.
the subject to the rest of the sentence in these examples:

Dick received a headache from reading the paper.

(Dick = Subject = Experiencer)

Weston received a halibut from the incoming net.

(Weston = Subject = Goal)

Don went to a Cubs game.

(Don = Subject = actor)

Chicago is cold, wet and windy.

(Chicago = Subject = item)

The computer destroyed the data.

(Computer = subject = agent/instrument)

The March snows are melting.

(Snows = subject = patient)1
Also note the differences in how the prepositional phrase

functions in the following sentences:2

I ate salmon with my spoon. (instrument)

I ate salmon with my pie. (accompaniment/patient)

I ate salmon with my wife. (accompaniment/agent)

I ate salmon with a stomach ache. (accompaniment/

manner or circumstance)
The explicit relations between a grammatical category

(subject, object, prepositional phrase, etc.) and semantic

categories should not be strange to biblical scholars, as

many of the intermediate grammars contain such

associations.3 Some linguists have attempted to

____________________



1For similar examples, vid. Brown and Miller,

Syntax, p. 338; Cook, Case Grammar, p. 140; or Barnwell,

Introduction to Semantics and Translation, pp. 167-76

(which provides a series of explanations and easy problems

in a pedagogical manner which may be used to teach this

method to beginning students via scriptural examples).



2Barnwell, Introduction to Semantics and

Translation, p. 173.

3Ronald J. Williams, Hebrew Syntax: An Outline

(Toronto: University of Toronto Press, 1967); or H. E.

Dana and J. R. Mantey, A Manual Grammar of the Greek New

Testament (New York: The Macmillan Co., 1927).

determine, through frequency, what are to be considered

normal syntactic, case mappings. Cook, for example, has

observed the following hierarchy the subject slot prefers

first an agent, second an instrument, and third an

object.1 One of the significant features of case grammar

is its ability to describe semantic relations which are

language universals. This makes translation and

bi-lingual work more definable in terms of common deep

categories, even though the surface grammatical forms may

be very diverse. Pike suggests that language is a

composite of relations of form and meaning and that both

of these should be monitored simultaneously.2

Numerous lists of case roles have been suggested.

An interesting comparison of these is presented by

Longacre.3 The following is a list of roles defined and

____________________

1Cook, Case Grammar, p. 6.

2Kenneth Pike, "On Describing Languages," in The

Scope of American Linguistics, ed. Robert Austerlitz

(Lisse: The Peter De Ridder Press, 1975), pp. 21, 24.



3Longacre gives extended definitions and examples

of the following cases: experiencer, patient, agent,

range, measure, instrument, locative, source, goal, path,

time, manner, cause (An Anatomy of Speech Notions, pp.

22-37). He also provides a chart which compares the

results of Fillmore, Platt, Chafe, Cook, and himself (p.

25). Cf. Chafe, Meaning and the Structure of Language,

pp. 144-66; Cook, Case Grammar, p. 18; Barnwell,



Introduction to Semantics and Translation, p. 168; and

Liles, An Introduction to Linguistics, pp. 147-61. Beekman

provides a helpful chart giving definitions and examples

(John Beekman et al., The Semantic Structure of Written



Communication, p. 56).

exampled which will be employed in this study.

Agent: the instigator (if animate) or doer (animate

or inanimate) of an act



She introduced the speaker. [Actor]

The water ran down the wadi.

Experiencer: animate being which undergoes or is

affected by the event

He was cold.

John hit Bill.

Patient: that which is affected by the event

(inanimate)

The antifreeze froze.1

Causer: that which instigates the event



He made me happy.

Item: that which is named or talked about



The banana smelled rotten.

Instrument: the force or object used in the

carrying out of the action

She corrected the exam with a pencil.

Source: the origin


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