BÜHLER’S AND CASSIRER’S SEMIOTIC CONCEPTIONS OF MAN
83
completed » if the level of pure expression is exceeded by attaining the level
of representation (Cassirer, 1927, 102)
23
.
But still, Cassirer’s agreement with the basic assumptions of Bühler’s
theory of language does not imply that he understood the sensual facets of
the Ausdrucksaspekt in terms of an entirely non-symbolic form of meaning.
On the contrary, he thought that the function of expression is just as much
symbolic as the functions of representation and pure significance, for in his
opinion, all of them are to be understood as definite modes of formation.
Therefore, Cassirer’s notion of the symbol does not amount to representation
alone. From his point of view, the symbol is not – as the third axiom of the
Krise insinuates – solely a representative for the highest form of cognition
and communication, but rather a key element of any form of cognition and
behaviour.
Yet, Cassirer saw – quite similar to Bühler – his triad of expression,
representation, and pure significance in terms of a teleological sequence.
According to him, the transition from expression to representation and from
representation to pure significance clearly illustrates a gradual progress of
abstraction. Whereas the idea of expression refers to the most fundamental
and essentially sense-orientated species of symbolism in which the sign is in
no way as dematerialised and detached from its objects as is the case in
Bühler’s theory of symbol and Cassirer’s notion of representation, the aspect
of pure significance designates the most abstract level of cognition and
signification since it is characterised by a purely relational and ideational
connection with its objects and states of affairs. The sphere of pure
significance, Cassirer writes, « is divided from the sphere of representation,
because it has detached itself from the ground of intuitive formation in
which representation is rooted and from which it forth and forth extracts its
greatest powers » (ibid., 101). On the level of pure significance, he
continues, the sign « floats in the free ether of pure thought » (ibid.), it
« does not express and represent anything – it is a sign in terms of a purely
abstract coordination » (ibid.).
Of course, it is open to dispute whether the notion of pure significance
is able to capture facts which are not already encompassed by Bühler’s
Darstellungsfunktion. Still, Cassirer seemed to be sure that his idea of pure
significance is more apt to embrace what he assumed to be especially
characteristic for the symbolic capacity of scientific and speculative thought.
Furthermore, he continuously conceded that the faculty of pure significance
23
« […] there can be no doubt about the extent to which language, from its primitive forms
up to its highest stages, is based on pure expression and how strongly it is rooted in it. […]
On the other hand, it cannot be questioned that this only touches on a single aspect and, so
to speak, a single dimension of linguistic expression, and that language as a whole
constitutes and completes itself only by going beyond this aspect. » (Cassirer, 1927, 102)
Mark A. HALAWA
84
can never be established independent of the function of representation
(which is – in turn – based on the aspect of expression itself). To his mind,
the usage of purely relational (e.g., mathematical, logical, geometrical, etc.)
signs inevitably requires the former ability to bring forth representative
signs, for it is representation in general and language in particular which
« was the first to open to man the way to scientific and speculative thought
[…] » (Cassirer, 2005, 277).
The teleological character of the triad « expression – representation –
pure significance » suggests that the study of the diverse outcomes of the
symbolic foundation of human understanding finally leads to a cultural-
philosophical reconstruction of those fundamental elements which are most
dominant in man’s intellectual history. As Cassirer registers:
« The surpassing of a particular [symbolic] form is made possible not by the
vanishing, the total destruction, of this form but by its preservation within the
continuity of consciousness as a whole; for what constitutes the unity and
totality of the human spirit is precisely that it has no absolute past; it gathers
up into itself what has passed and preserves it as present. » (Cassirer, 1966,
78, PSF 3, 92, PFS 3, 95)
Cassirer thought that it is impossible to efface residues of former
symbolic forms. Furthermore, he argued that the innovation, reformation,
and revolution of novel symbolically formed « world views » can only be
accomplished against the background of prior symbol-bound understandings
of the world. According to him, this principle of preservation especially
prevents a complete fading of mythical thought. « [W]e shall not be able to
believe », Cassirer writes, « that even so strange and paradoxical a structure
as mythical perception is totally lost or superfluous within the general view
of reality which the theoretical consciousness [the consciousness of
representation and pure significance] projects » (ibid., PSF 3, 92f., PFS 3,
95). On the contrary, « [i]t is to be expected that the basic tendency that
plainly dominates this perception will not be absolutely extinguished,
however much it is crowded out and modified by other modes of being »
(ibid.). From this it follows that even the most enlightened form of
consciousness is unable to totally overcome the remains of mythical thought.
In this respect, Cassirer slightly differs from Bühler, who argued that
the attainment of the Darstellungsaspekt would ultimately consolidate the
representational momentousness of the so-called principle of abstractive
relevance. Bühler assures that this principle « reveals the differentia speci-
fica of the concept of sign » (Bühler, 1990, 50, ST, 42, TL 126), for it
defines that – within the scope of a full-fledged language – it is not « the
entire wealth of the properties of the sensual thing […] » which « enter[s]
into the semantic function » of the sign, but rather « only this or that abstract
factor [which] is relevant for its calling to function as a sign » (all citations
BÜHLER’S AND CASSIRER’S SEMIOTIC CONCEPTIONS OF MAN
85
taken from ibid., 52, ST, 44, TL, 127-128). Accordingly, the representative,
dematerialised, or abstract sign is expected to finally free the human use of
signs from those sense-oriented and matter-bound forms of signification – in
Bühler’s words: « [f]rom the mistake of the material fallacy on the one hand
and from magical theories on the other hand » (ibid., 54, ST, 46f., TL, 131)
– which, according to Cassirer, can never be fully overcome.
Both scholars, of course, estimated the significance of mythical and
purely abstract thought differently for good reasons. Even though Bühler’s
and Cassirer’s reflections exhibit various obvious similarities (which prima-
rily concern their respective notions about the specificity and functionality of
language), one should always take note of the fact that, all in all, the two
pursued different theoretical goals. Being a theorist of language in the first
place, Bühler implements biological, anthropological, and semiotic insights
first and foremost for the sake of constructing a general theory of language
which he thought to be inextricably linked with a general theory of commu-
nication. Cassirer, however, did not only strive for a general theory of
language; what he was engaged with is the attempt to present symbolism in
its various forms as both a key element and a key problem of philosophical
thought.
It goes without saying that the preceding remarks are overly
fragmentary. Still, the present essay tried to demonstrate that a thorough
reading of Bühler’s and Cassirer’s thought may show how far semiotics can
be fruitfully intertwined with anthropology. Probably one of the most
interesting and promising aspects which is worth being subjected to further
comparative investigations is to be found in Cassirer’s posthumous works. In
a manuscript, which probably served as a preparatory work for the planned
fourth volume of his Philosophy of Symbolic Forms, Cassirer notes that
Bühler’s « division of ‘language’ into three basic aspects – expression,
evocation, representation – […] refers to the three classes of basis phe-
nomena » (Cassirer, 1996, 152) which Cassirer designated as « feeling» ,
« willing », and « thinking » (cf. ibid.) and, furthermore, distinguished to be
« ‘prior’ to all thought and inference and […] the basis of both » (ibid.,
137).
24
This consideration is primarily of special interest because it suggests
the drawing of yet another analogy which is otherwise not immediately
comprehensible: As John Michael Krois posits, Cassirer’s basis phenomena
and Charles Sanders Peirce’s famous three-part list of categories absolutely
correspond with each other (cf. Krois, 2004). Now, if Krois’s observation is
24
Krois says that Cassirer’s basis phenomena are widely « unknown because Cassirer’s
writings on the subject, written in the late 1930s and early 1940s, have only recently
become available » (Krois, 2004, 20). Thus, the impact of the idea of basis phenomena on
Cassirer’s philosophy as well as its relation to other philosophical doctrines is still open for
a multitude of thorough investigations.
Mark A. HALAWA
86
correct, one would be entitled to argue that Bühler’s threefold division of
language corresponds with Peirce’s three categories as well. However, I
believe that all of the suggested conclusions by analogy require further
inspections. Peirce’s categories are presented as logical or phenomenological
categories which are – at least in part – operative prior to specific social,
intentional, interactive, and communicative variables. Thus, Peirce’s list of
categories does certainly not comprise what is at stake in Bühler’s
axiomatics. Since Cassirer explicitly related his three basis phenomena to
Bühler’s notion of language, it may not be promising to equate either
conception with Peirce’s much less preconditional account of human
understanding. But this aspect, of course, touches upon a rather new and
different topic which needs to be discussed in another essay.
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