A N N E X 6
USTDA-Funded Feasibility Study, Technical Assistance, or Training Grant
U.S. Firm Information Form
This form is designed to enable the U.S. Trade and Development Agency (“USTDA”) to obtain information about entities and individuals proposed for participation in
USTDA-funded activities. Information in this form is used to conduct screening of entities and individuals to ensure compliance with legislative and executive branch
prohibitions on providing support or resources to, or engaging in transactions with, certain individuals or entities with which USTDA must comply.
USTDA Activity Number [ To be completed by USTDA]
Activity Type [ To be completed by USTDA]
Feasibility Study
Technical Assistance
Other
(specify)
Activity Title [ To be completed by USTDA]
Full Legal Name of U.S. Firm
Business Address (street address only)
Telephone
Fax
Website
Year Established
(include any predecessor company(s) and year(s) established, if appropriate).
Please attach additional pages as necessary.
Type of Ownership
Publicly Traded Company
Private Company
Other
(please specify)
Please provide a list of directors and principal officers as detailed in Attachment A. Attached?
(Not Applicable for U.S. Publicly Traded Company)
Yes
If Private Company or Other (if applicable), provide a
list of shareholders and the percentage of their
ownership. In addition, for each shareholder that
owns 15% or more shares in U.S. Firm, please
complete Attachment B.
Is the U.S. Firm a wholly-owned or partially owned
subsidiary?
Yes
No
If so, please provide the name of the U.S. Firm’s
parent company(ies). In addition, for any parent
identified, please complete Attachment B.
Is the U.S. Firm proposing to subcontract some of the
proposed work to another firm?
Yes
No
If yes, U.S. Firm shall complete Attachment C for each
subcontractor. Attached?
Yes
Not applicable
Project Manager
Name
Surname
Given Name
Address
Telephone
Fax
Email
Negotiation Prerequisites
Discuss any current or anticipated commitments which may impact the
ability of the U.S. Firm or its subcontractors to complete the Activity as
proposed and reflect such impact within the project schedule.
Identify any specific information which is needed from the Grantee
before commencing negotiations.
U.S. Firm may attach additional sheets, as necessary.
2013-21017A
AZERSPACE-2 COMMUNICATIONS SATELLITE PROJECT
U.S. Firm’s Representations
U.S. Firm shall certify to the following (or provide an explanation as to why any representation cannot be made):
1.
U.S. Firm is a
[check one]
Corporation
LLC
Partnership Sole
Proprietor
Other:
duly organized, validly existing and in good standing under the laws of the State of:
[insert state]
.
The U.S. Firm has all the requisite corporate power and authority to conduct its business as presently conducted, to submit this
proposal, and if selected, to execute and deliver a contract to the Grantee for the performance of the USTDA Activity . The U.S.
Firm is not debarred, suspended, or to the best of its knowledge or belief, proposed for debarment or ineligible for the award
of contracts by any federal or state governmental agency or authority.
2.
The U.S. Firm has included herewith, a copy of its Articles of Incorporation (or equivalent charter or document issued by a
designated authority in accordance with applicable laws that provides information and authentication regarding the legal status
of an entity) and a Certificate of Good Standing (or equivalent document) issued within 1 month of the date of signature below
by the State of:
[insert state]
.
The U.S. Firm commits to notify USTDA and the Grantee if it becomes aware of any change in its status in the state in which it
is incorporated. USTDA retains the right to request an updated certificate of good standing. (U.S. publicly traded companies
need not include Articles of Incorporation or Good Standing Certificate)
3.
Neither the U.S. Firm nor any of its principal officers have, within the ten-year period preceding the submission of this
proposal, been convicted of or had a civil judgment rendered against them for: commission of fraud or a criminal offense in
connection with obtaining, attempting to obtain, or performing a federal, state or local government contract or subcontract;
violation of federal or state antitrust statutes relating to the submission of offers; or commission of embezzlement, theft,
forgery, bribery, falsification or destruction of records, making false statements, tax evasion, violating federal or state criminal
tax laws, or receiving stolen property .
4.
Neither the U.S. Firm, nor any of its principal officers, is presently indicted for, or otherwise criminally or civilly charged with,
commission of any of the offenses enumerated in paragraph 3 above.
5.
There are no federal or state tax liens pending against the assets, property or business of the U.S. Firm. The U.S. Firm, has not,
within the three-year period preceding the submission of this proposal, been notified of any delinquent federal or state taxes
in an amount that exceeds US$3,000 for which the liability remains unsatisfied. Taxes are considered delinquent if (a) the tax
liability has been fully determined, with no pending administrative or judicial appeals; and (b) a taxpayer has failed to pay the
tax liability when full payment is due and required.
6.
The U.S. Firm has not commenced a voluntary case or other proceeding seeking liquidation, reorganization or other relief with
respect to itself of its debts under any bankruptcy, insolvency or other similar law. The U.S. Firm has not had filed against it an
involuntary petition under any bankruptcy, insolvency or similar law.
7.
The U.S. Firm certifies that it complies with USTDA Nationality, Source, and Origin Requirements and shall continue to comply
with such requirements throughout the duration of the USTDA-funded activity. The U.S. Firm commits to notify USTDA and
the Grantee if it becomes aware of any change which might affect U.S. Firm’s ability to meet the USTDA Nationality, Source,
and Origin Requirements.
The U.S. Firm shall notify USTDA if any of the representations are no longer true and correct.
U.S. Firm certifies that the information provided in this form is true and correct. U.S. Firm understands and agrees that the U.S. Government may rely on the
accuracy of this information in processing a request to participate in a USTDA-funded activity. If at any time USTDA has reason to believe that any person or entity
has willfully and knowingly provided incorrect information or made false statements, USTDA may take action under applicable law. The undersigned represents and
warrants that he/she has the requisite power and authority to sign on behalf of the U.S. Firm.
Name
Signature
Title
Organization
Date
Title
Name
(e.g., Director, President, Chief Executive
Officer, Vice-President(s), Secretary,
Treasurer)
* Please place an asterisk (*) next to the
names of those principal officers who will
be involved in the USTDA-funded activity
Surname
Given Name
Middle Name
ATTACHMENT A
USTDA-Funded Feasibility Study, Technical Assistance, or Training Grant
U.S. Firm Information Form – Directors and Principal Officers
(Not Applicable for U.S. Publicly Traded Company)
Provide a list of all directors and principal officers (e.g., President, Chief Executive Officer, Vice-President(s), Secretary and
Treasurer). Please provide full names including surname and given name.
USTDA Activity Number [To be completed by USTDA]
Activity Title [To be completed by USTDA]
Full Legal Name of Entity
2013-21017A
AZERSPACE-2 COMMUNICATIONS SATELLITE PROJECT
ATTACHMENT B
USTDA-Funded Feasibility Study, Technical Assistance, or Training Grant
U.S. Firm Information Form – Shareholder(s) and Parent Company(ies)
If applicable, U.S. Firm provided a list of shareholders and the percentage of their ownership. This form shall be completed for
each shareholder that owns 15% or more shares in U.S. Firm, as well as any parent corporation of the U.S. Firm (“Shareholder”). In
addition, this form shall be completed for each shareholder identified in Attachment B that owns 15% or more shares in any
Shareholder, as well as any parent identified in Attachment B.
USTDA Activity Number [ To be completed by USTDA]
Activity Title [ To be completed by USTDA]
Full Legal Name of U.S. Firm
Full Legal Name of Shareholder
Business Address of Shareholder (street address
only)
Telephone number
Fax Number
Year Established
(include any predecessor company(s) and year(s) established, if appropriate). Please attach
additional pages as necessary.
Country of Shareholder’s Principal Place of Business
Please provide a list of directors and principal officers as detailed in Attachment A. Attached?
Yes
Type of Ownership
Publicly Traded Company
Private Company
Other
If applicable, provide a list of shareholders and the
percentage of their ownership. In addition, for each
shareholder that owns 15% or more shares in
Shareholder, please complete Attachment B.
Is the Shareholder a wholly-owned or partially
owned subsidiary?
Yes
No
If so, please provide the name of the Shareholder’s
parent(s). In addition, for any parent identified,
please complete Attachment B.
Shareholder may attach additional sheets, as necessary.
2013-21017A
AZERSPACE-2 COMMUNICATIONS SATELLITE PROJECT
ATTACHMENT C
USTDA-Funded Feasibility Study, Technical Assistance, or Training Grant
Subcontractor Information Form
This form is designed to enable the U.S. Trade and Development Agency (“USTDA”) to obtain information about entities and individuals proposed for participation
in USTDA-funded activities. Information in this form is used to conduct screening of entities and individuals to ensure compliance with legislative and executive
branch prohibitions on providing support or resources to, or engaging in transactions with, certain individuals or entities with which USTDA must comply.
USTDA Activity Number [To be completed by USTDA]
Activity Title [To be completed by USTDA]
Full Legal Name of Prime Contractor U.S. Firm (“U.S. Firm”)
Full Legal Name of Subcontractor
Business Address of Subcontractor (street address only)
Telephone Number
Fax Number
Year Established
(include any predecessor company(s) and year(s)
established, if appropriate). Please attach additional pages as necessary.
Subcontractor Point of Contact
Name
Surname
Given Name
Address
Telephone
Fax
Email
2013-21017A
AZERSPACE-2 COMMUNICATIONS SATELLITE PROJECT
Subcontractor’s Representations
Subcontractor shall provide the following (or any explanation as to why any representation cannot be made), made as of the date
of the proposal:
1.
Subcontractor is a
[check one]
Corporation
LLC
Partnership
Sole
Proprietor
Other
duly organized, validly existing and in good standing under the laws of:
[insert state (if U.S.) or country]
.
The subcontractor has all the requisite corporate power and authority to conduct its business as presently conducted, to
participate in this proposal, and if the U.S. Firm is selected, to execute and deliver a subcontract to the U.S. Firm for the
performance of the USTDA Activity and to perform the USTDA Activity. The subcontractor is not debarred, suspended, or to
the best of its knowledge or belief, proposed for debarment or ineligible for the award of contracts by any federal or state
governmental agency or authority.
2.
Neither the subcontractor nor any of its principal officers have, within the ten-year period preceding the submission of the
Offeror’s proposal, been convicted of or had a civil judgment rendered against them for: commission of fraud or a criminal
offense in connection with obtaining, attempting to obtain, or performing a federal, state or local government contract or
subcontract; violation of federal or state antitrust statutes relating to the submission of offers; or commission of
embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, tax evasion, violating
federal or state criminal tax laws, or receiving stolen property .
3.
Neither the subcontractor, nor any of its principal officers, is presently indicted for, or otherwise criminally or civilly charged
with, commission of any of the offenses enumerated in paragraph 2 above.
4.
There are no federal or state tax liens pending against the assets, property or business of the subcontractor. The
subcontractor, has not, within the three-year period preceding this RFP, been notified of any delinquent federal or state taxes
in an amount that exceeds $3,000 for which the liability remains unsatisfied. Taxes are considered delinquent if (a) the tax
liability has been fully determined, with no pending administrative or judicial appeals; and (b) a taxpayer has failed to pay the
tax liability when full payment is due and required.
5.
The subcontractor has not commenced a voluntary case or other proceeding seeking liquidation, reorganization or other relief
with respect to itself or its debts under any bankruptcy, insolvency or other similar law. The subcontractor has not had filed
against it an involuntary petition under any bankruptcy, insolvency or similar law.
6.
The Subcontractor certifies that it complies with the USTDA Nationality, Source, and Origin Requirements and shall continue to
comply with such requirements throughout the duration of the USTDA-funded activity. The Subcontractor commits to notify
USTDA, the Contractor, and the Grantee if it becomes aware of any change which might affect U.S. Firm’s ability to meet the
USTDA Nationality, Source, and Origin Requirements.
The selected Subcontractor shall notify the U.S. Firm, Grantee and USTDA if any of the representations included in its proposal are
no longer true and correct.
Subcontractor certifies that the information provided in this form is true and correct. Subcontractor understands and agrees that the U.S. Government may rely on
the accuracy of this information in processing a request to participate in a USTDA-funded activity. If at any time USTDA has reason to believe that any person or
entity has willfully and knowingly provided incorrect information or made false statements, USTDA may take action under applicable law. The undersigned
represents and warrants that he/she has the requisite power and authority to sign on behalf of the Subcontractor.
Name
Signature
Title
Organization
Date
Document Outline - U.S. Firm Form.pdf
- U S Firm Form.Revised.pdf
- Attachment A - U S Firm Form
- Attachment B - U S Firm Form
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